| |
| |
|
| Insider
Information: |
Fallon Thomas J |
| Relationship: |
|
| City: |
Sunnyvale |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
5,066 |
|
|
Indirect Shares
|
1,615,175 |
|
|
| Direct
Value |
$100,256 |
|
|
|
Indirect Value
|
$9,319,396 |
|
|
| Total
Shares |
1,620,241 |
|
|
| Total
Value |
$9,419,652 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
1
|
1
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
1
|
1
|
| |
|
|
|
Gain/Loss Ratio : |
-1.0
|
-1.0
|
| Percentage
Gain/Loss : |
 -1.8%
|
-1.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Infinera Corp |
INFN |
Director |
2015-11-02 |
0 |
2021-06-03 |
1,530,062 |
Premium* |
|
|
Hercules Technology Growth Capit... |
HTGC |
|
2023-11-22 |
5,066 |
2023-11-22 |
85,113 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
156 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 6 of 7
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| HTGC |
Hercules Technology Growt... |
|
– • – |
2021-08-02 |
4 |
A |
$17.44 |
$69,987 |
D/D |
4,013 |
58,114 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2021-08-18 |
4 |
A |
$16.98 |
$2,802 |
D/D |
165 |
58,279 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2021-11-17 |
4 |
A |
$17.33 |
$2,877 |
D/D |
166 |
58,445 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2021-12-22 |
4 |
A |
$17.15 |
$3,190 |
D/D |
185 |
58,630 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-03-16 |
4 |
A |
$16.99 |
$3,483 |
D/D |
205 |
58,835 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-05-12 |
4 |
D |
$0.00 |
$0 |
D/D |
(7,231) |
7,231 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-05-12 |
4 |
B |
$14.88 |
$148,800 |
I/I |
10,000 |
61,604 |
0.01 |
% |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-05-24 |
4 |
A |
$15.06 |
$3,464 |
D/D |
230 |
7,461 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-08-01 |
4 |
A |
$0.00 |
$0 |
I/I |
230 |
61,834 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-08-01 |
4 |
A |
$16.13 |
$69,996 |
D/D |
4,339 |
11,570 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-08-01 |
4 |
D |
$0.00 |
$0 |
D/D |
(230) |
7,231 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-08-16 |
4 |
D |
$0.00 |
$0 |
D/D |
(5,496) |
6,074 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-08-16 |
4 |
A |
$15.13 |
$3,056 |
D/D |
202 |
6,276 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-08-16 |
4 |
A |
$0.00 |
$0 |
I/I |
5,496 |
67,330 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-11-17 |
4 |
A |
$0.00 |
$0 |
I/I |
202 |
67,531 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-11-17 |
4 |
A |
$14.06 |
$3,093 |
D/D |
220 |
6,295 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2022-11-17 |
4 |
D |
$0.00 |
$0 |
D/D |
(202) |
6,074 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-03-09 |
4 |
D |
$0.00 |
$0 |
D/D |
(220) |
6,075 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-03-09 |
4 |
A |
$15.32 |
$2,865 |
D/D |
187 |
6,262 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-03-09 |
4 |
A |
$0.00 |
$0 |
I/I |
220 |
67,751 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-03-10 |
4 |
A |
$12.75 |
$127,500 |
I/I |
10,000 |
77,750 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-05-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(186) |
6,076 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-05-23 |
4 |
A |
$13.09 |
$2,854 |
D/D |
218 |
6,294 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-05-23 |
4 |
A |
$0.00 |
$0 |
I/I |
186 |
77,936 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2023-08-25 |
4 |
A |
$0.00 |
$0 |
I/I |
1,377 |
79,313 |
0 |
- |
|
156 Records found
|
|
Page 6 of 7 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
