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Insider Information:   Fallon Thomas J
Relationship:  
City:   Sunnyvale
State:   CA
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   5,066    

Indirect Shares

   1,615,175      
Direct Value   $100,256    

Indirect Value

   $9,319,396      
Total Shares   1,620,241      
Total Value   $9,419,652      


Hercules Technology Growth Capital Inc $100,256 Hercules Technology Growth Capital Inc $100,256
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    1   
    1    

     Stock price went up :
    0   
    0    
     Stock price went down :
    1   
    1    
   
     Gain/Loss Ratio :
   -1.0   
   -1.0   
     Percentage Gain/Loss :
   -1.8%
 -1.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Infinera Corp INFN Director 2015-11-02 0 2021-06-03 1,530,062    Premium*  
            Hercules Technology Growth Capit... HTGC 2023-11-22 5,066 2023-11-22 85,113    Premium*  
* Premium Members only  

Records found :    156         Free Registration Required For Full Results.    Limit: 25

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  Page 6 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-02-05 4 OE $0.00 $0 I/I 254,499 894,249 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-02-05 4 OE $0.00 $0 I/I 228,789 902,361 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2013-10-29 4 OE $8.58 $558,275 I/I 65,067 922,613 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-02-05 4 D $8.23 $810,606 I/I (98,494) 930,719 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-02-05 4 OE $0.00 $0 I/I 136,667 984,859 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-05-03 4 B $11.95 $1,195,030 I/I 100,000 988,815 2.66 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-05-05 4 D $11.88 $335,028 I/I (28,201) 1,014,657 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-05-05 4 OE $0.00 $0 I/I 54,043 1,024,266 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-08-01 4 B $8.54 $853,550 I/I 100,000 1,114,657 2.66 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-08-05 4 D $9.36 $183,465 I/I (19,601) 1,132,619 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-08-05 4 OE $0.00 $0 I/I 37,563 1,152,220 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2017-05-05 4 D $9.55 $271,889 I/I (28,470) 1,179,904 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2017-05-05 4 OE $0.00 $0 I/I 75,755 1,188,064 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2017-11-13 4 B $6.33 $633,130 I/I 100,000 1,282,031 2.66 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2018-05-05 4 D $12.01 $285,718 I/I (23,790) 1,327,075 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2018-05-05 4 OE $0.00 $0 I/I 68,834 1,337,003 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2018-11-09 4 B $4.63 $231,605 I/I 50,000 1,377,075 2.66 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2019-05-05 4 D $4.43 $128,926 I/I (29,103) 1,432,246 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2019-05-05 4 OE $0.00 $0 I/I 84,274 1,443,953 0 -
INFN Infinera Corp Director   –       •      –    2021-06-03 4 S $10.12 $1,746,641 I/I (172,564) 1,530,062 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2020-05-05 4 D $0.00 $0 I/I (60,537) 1,594,232 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2020-12-04 4 D $8.78 $2,254,932 I/I (256,826) 1,597,382 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2020-12-04 4/A OE $8.58 $122,574 I/I 14,286 1,608,518 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2020-05-05 4 OE $0.00 $0 I/I 172,523 1,615,183 0 -
INFN Infinera Corp Director   –       •      –    2021-03-12 4 S $9.82 $344,166 I/I (35,065) 1,670,113 0 -
  156  Records found
  1   2   3   4   5   6  7      
  Page 6 of 7  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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