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Insider Information:   Fallon Thomas J
Relationship:  
City:   Sunnyvale
State:   CA
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   5,066    

Indirect Shares

  1,615,175      
Direct Value   $100,256    

Indirect Value

  $9,319,396      
Total Shares   1,620,241      
Total Value   $9,419,652      


Hercules Technology Growth Capital Inc
 $100,256 Hercules Technology Growth Capital Inc
 $100,256
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    1   
    1    

     Stock price went up :

    0   
    0    
     Stock price went down :
    1   
    1    
   
     Gain/Loss Ratio :
   -1.0   
   -1.0   
     Percentage Gain/Loss :
   -1.8%
 -1.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Infinera Corp INFN Director 2015-11-02 0 2021-06-03 1,530,062    Premium*  
            Hercules Technology Growth Capit... HTGC 2023-11-22 5,066 2023-11-22 85,113    Premium*  
* Premium Members only  

Records found :    156         Free Registration Required For Full Results.    Limit: 25

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  Page 7 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
HTGC Hercules Technology Growt...   –       •      –    2023-08-25 4 A $16.41 $2,363 D/D 144 5,061 0 -
HTGC Hercules Technology Growt...   –       •      –    2023-08-25 4 D $0.00 $0 D/D (1,377) 4,917 0 -
HTGC Hercules Technology Growt...   –       •      –    2023-09-08 4 A $15.90 $89,930 D/D 5,656 10,717 0 -
HTGC Hercules Technology Growt...   –       •      –    2023-11-22 4 D $0.00 $0 D/D (5,800) 4,917 0 -
HTGC Hercules Technology Growt...   –       •      –    2023-11-22 4 A $15.87 $2,365 D/D 149 5,066 0 -
HTGC Hercules Technology Growt...   –       •      –    2023-11-22 4 A $0.00 $0 I/I 5,800 85,113 0 -

  156  Records found
  1   2   3   4   5   6   7     
  Page 7 of 7  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed