| |
| |
|
| Insider
Information: |
Rivernorth Capital Management, Llc |
| Relationship: |
Adviser |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
251,317 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$3,271,220 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
251,317 |
|
|
| Total
Value |
$3,271,220 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
98
|
|
Stock
price went up :
|
0
|
19
|
| Stock
price went down : |
0
|
79
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
 -1,561.5%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Rivernorth Opportunities Fund, I... |
RIV |
Adviser |
2023-12-27 |
89,368 |
2015-12-29 |
0 |
Premium* |
|
|
Rivernorth Marketplace Lending C... |
RSF |
Investment Adviser |
2016-09-22 |
40,000 |
2016-09-22 |
0 |
Premium* |
|
|
Rivernorth Flexible Municipal In... |
RFM |
Adviser |
2023-05-12 |
75,083 |
2020-10-20 |
0 |
Premium* |
|
|
Rivernorth/doubleline Strategic ... |
OPP |
Adviser |
2023-12-21 |
46,866 |
2023-05-23 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
145 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 6
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| RIV |
Rivernorth Opportunities ... |
SUBADVISER |
– – – |
2017-05-16 |
4 |
S |
$19.98 |
$8,292 |
D/D |
(415) |
337,690 |
0 |
- |
|
| RIV |
Rivernorth Opportunities ... |
SUBADVISER |
– – – |
2017-05-18 |
4 |
S |
$19.85 |
$25,808 |
D/D |
(1,300) |
336,390 |
0 |
- |
|
| RFM |
Rivernorth Flexible Munic... |
Investment Adviser |
– – – |
2020-10-20 |
4 |
S |
$20.25 |
$48,600 |
D/D |
(2,400) |
277,600 |
0 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Adviser |
– – – |
2021-01-11 |
4 |
S |
$22.18 |
$70,665 |
D/D |
(3,186) |
274,414 |
0 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Adviser |
– – – |
2021-01-12 |
4 |
S |
$22.28 |
$81,589 |
D/D |
(3,662) |
270,752 |
0 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Adviser |
– – – |
2021-02-02 |
4 |
S |
$22.27 |
$81,553 |
D/D |
(3,662) |
267,090 |
0 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Subadviser |
– – – |
2021-02-02 |
4 |
S |
$17.01 |
$34,020 |
D/D |
(2,000) |
122,122 |
0 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Subadviser |
– – – |
2021-02-03 |
4 |
S |
$17.01 |
$126,878 |
D/D |
(7,459) |
114,663 |
0 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Adviser |
– – – |
2021-02-03 |
4 |
S |
$22.32 |
$81,736 |
D/D |
(3,662) |
263,428 |
0 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Subadviser |
– – – |
2021-02-04 |
4 |
S |
$17.17 |
$34,340 |
D/D |
(2,000) |
112,663 |
0 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Adviser |
– – – |
2021-02-04 |
4 |
S |
$22.55 |
$82,578 |
D/D |
(3,662) |
259,766 |
0 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Subadviser |
– – – |
2021-02-05 |
4 |
S |
$17.34 |
$152,453 |
D/D |
(8,792) |
103,871 |
0 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Adviser |
– – – |
2021-02-05 |
4 |
S |
$22.40 |
$82,029 |
D/D |
(3,662) |
256,104 |
0 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Subadviser |
– – – |
2021-02-05 |
4 |
S |
$17.34 |
$152,453 |
D/D |
(8,792) |
95,079 |
0 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Subadviser |
– – – |
2021-02-09 |
4 |
S |
$17.50 |
$165,375 |
D/D |
(9,450) |
85,629 |
0 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Adviser |
– – – |
2021-02-09 |
4 |
S |
$23.00 |
$84,226 |
D/D |
(3,662) |
252,442 |
0 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Adviser |
– – – |
2021-02-10 |
4 |
S |
$22.95 |
$84,043 |
D/D |
(3,662) |
248,780 |
0 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Adviser |
– – – |
2021-03-03 |
4 |
S |
$21.92 |
$45,835 |
D/D |
(2,091) |
246,689 |
0 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Subadviser |
– – – |
2021-03-03 |
4 |
S |
$17.37 |
$132,620 |
D/D |
(7,635) |
77,994 |
0 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Adviser |
– – – |
2021-03-05 |
4 |
S |
$21.97 |
$80,454 |
D/D |
(3,662) |
243,027 |
0 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Subadviser |
– – – |
2021-03-05 |
4 |
S |
$17.02 |
$144,670 |
D/D |
(8,500) |
69,494 |
0 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Adviser |
– – – |
2021-03-12 |
4 |
S |
$22.07 |
$66,210 |
D/D |
(3,000) |
240,027 |
0 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Subadviser |
– – – |
2021-03-12 |
4 |
S |
$17.60 |
$88,000 |
D/D |
(5,000) |
64,494 |
0 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Subadviser |
– – – |
2021-03-15 |
4 |
S |
$17.72 |
$97,637 |
D/D |
(5,510) |
58,984 |
0 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Adviser |
– – – |
2021-03-15 |
4 |
S |
$22.27 |
$80,172 |
D/D |
(3,600) |
236,427 |
0 |
% |
|
145 Records found
|
|
Page 2 of 6 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
