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Insider Information:   Yancey Charles William
Relationship:   CEO of Registrant Subs...
City:   Dallas
State:   TX
   
Insider Summary:
  
   
Companies Owned :   1    
Direct Shares   143,340    

Indirect Shares

  4,500      
Direct Value   $0    

Indirect Value

  $0      
Total Shares   147,840      
Total Value   $0      


Penson Worldwide Inc
 $0 Penson Worldwide Inc
 $0
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Penson Worldwide Inc PNSNQ CEO of Registrant Subs... 2012-01-01 143,340 2012-01-01 4,500    Premium*  
* Premium Members only  

Records found :    33         Free Registration Required For Full Results.    Limit: 25

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  Page 2 of 2
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
PNSNQ Penson Worldwide Inc CEO of Registrant Subsidiary   •       –      –    2011-08-01 4 D $3.01 $858 D/D (285) 151,970 0 -
PNSNQ Penson Worldwide Inc CEO of Registrant Subsidiary   •       –      –    2011-10-01 4 D $1.45 $745 D/D (514) 151,456 0 -
PNSNQ Penson Worldwide Inc CEO of Registrant Subsidiary   •       –      –    2011-10-31 4 D $1.23 $59 D/D (48) 151,408 0 -
PNSNQ Penson Worldwide Inc CEO of Registrant Subsidiary   •       –      –    2011-11-01 4 D $1.20 $342 D/D (285) 151,123 0 -
PNSNQ Penson Worldwide Inc CEO of Registrant Subsidiary   •       –      –    2011-12-31 4 D $1.16 $690 D/D (595) 150,528 0 -
PNSNQ Penson Worldwide Inc CEO of Registrant Subsidiary   •       –      –    2012-01-01 4 D $1.16 $8,338 D/D (7,188) 143,340 0 -
PNSNQ Penson Worldwide Inc CEO of Registrant SubsidiaryOf   •       –      –    2009-06-15 3 IO $0.00 $0 D/D 0 64,107 -
PNSNQ Penson Worldwide Inc CEO of Registrant SubsidiaryOf   •       –      –    2009-06-15 3 IO $0.00 $0 I/I 0 4,500 -

  33  Records found
  1   2     
  Page 2 of 2  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed