| |
| |
|
| Insider
Information: |
Caraher Scott C. |
| Relationship: |
Portfolio Manager |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
167,615 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$1,138,794 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
167,615 |
|
|
| Total
Value |
$1,138,794 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
15
|
4
|
|
Stock
price went up :
|
11
|
4
|
| Stock
price went down : |
4
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
2.8
|
4.0
|
| Percentage
Gain/Loss : |
 15.0%
|
44.2%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Nuveen Floating Rate Income Oppo... |
JRO |
Portfolio Manager |
2022-05-13 |
51,636 |
2012-05-11 |
0 |
Premium* |
|
|
Nuveen Senior Income Fund |
NSL |
Portfolio Manager |
2022-11-18 |
62,923 |
|
0 |
Premium* |
|
|
Nuveen Floating Rate Income Fund |
JFR |
Portfolio Manager |
2023-10-03 |
47,056 |
2013-06-17 |
0 |
Premium* |
|
|
Nuveen Multi-Strategy Income & G... |
JQC |
Portfolio Manager |
2023-10-03 |
6,000 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
55 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 3
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2016-03-03 |
4 |
B |
$9.23 |
$18,460 |
D/D |
2,000 |
50,100 |
2.44 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2017-02-14 |
4 |
S |
$12.58 |
$100,640 |
D/D |
(8,000) |
42,100 |
0 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2017-07-12 |
4 |
S |
$11.64 |
$120,528 |
D/D |
(10,353) |
31,747 |
0 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2017-07-13 |
4 |
S |
$11.66 |
$88,805 |
D/D |
(7,611) |
34,489 |
0 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2017-07-27 |
4 |
S |
$11.80 |
$141,654 |
D/D |
(12,000) |
12,136 |
0 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2018-07-17 |
4 |
B |
$10.18 |
$61,232 |
D/D |
6,000 |
18,136 |
2.44 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2018-08-07 |
4 |
B |
$10.22 |
$20,440 |
D/D |
2,000 |
20,136 |
2.44 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2018-10-03 |
4 |
B |
$10.27 |
$20,539 |
D/D |
2,000 |
22,136 |
2.44 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2019-01-04 |
4 |
B |
$9.44 |
$18,885 |
D/D |
2,000 |
24,136 |
2.44 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2020-03-24 |
4 |
B |
$6.04 |
$15,108 |
D/D |
2,500 |
26,636 |
2.44 |
% |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2020-03-25 |
4 |
B |
$6.65 |
$13,300 |
D/D |
2,000 |
28,636 |
2.44 |
% |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2020-03-30 |
4 |
B |
$7.02 |
$21,050 |
D/D |
3,000 |
31,636 |
2.44 |
% |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2020-03-31 |
4 |
B |
$7.37 |
$36,842 |
D/D |
5,000 |
36,636 |
2.44 |
% |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2021-04-07 |
4 |
B |
$9.58 |
$47,900 |
D/D |
5,000 |
41,636 |
2.44 |
% |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2022-02-25 |
4 |
B |
$9.70 |
$48,493 |
D/D |
5,000 |
46,636 |
2.44 |
% |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2022-05-13 |
4 |
B |
$8.43 |
$42,162 |
D/D |
5,000 |
51,636 |
2.44 |
% |
|
| NSL |
Nuveen Senior Income Fund |
|
– – – |
2012-03-22 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
23,300 |
|
- |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
– – – |
2012-05-23 |
4 |
S |
$7.04 |
$56,320 |
D/D |
(8,000) |
10,300 |
0 |
- |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2014-07-01 |
4 |
B |
$7.01 |
$42,054 |
D/D |
6,000 |
16,300 |
2.44 |
- |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2015-02-03 |
4 |
B |
$6.48 |
$32,389 |
D/D |
5,000 |
21,300 |
2.44 |
- |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2015-02-04 |
4 |
B |
$6.47 |
$15,125 |
D/D |
2,338 |
23,638 |
2.44 |
- |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2015-02-12 |
4 |
B |
$6.53 |
$26,120 |
D/D |
4,000 |
27,638 |
2.81 |
- |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2015-02-23 |
4 |
B |
$6.68 |
$26,706 |
D/D |
4,000 |
31,638 |
2.81 |
- |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2015-03-02 |
4 |
B |
$6.63 |
$26,585 |
D/D |
4,000 |
35,638 |
2.44 |
- |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2015-03-05 |
4 |
B |
$6.71 |
$33,541 |
D/D |
5,000 |
40,638 |
2.44 |
- |
|
55 Records found
|
|
Page 2 of 3 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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