| |
| |
|
| Insider
Information: |
Caraher Scott C. |
| Relationship: |
Portfolio Manager |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
167,615 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$1,138,794 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
167,615 |
|
|
| Total
Value |
$1,138,794 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
15
|
4
|
|
Stock
price went up :
|
11
|
4
|
| Stock
price went down : |
4
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
2.8
|
4.0
|
| Percentage
Gain/Loss : |
 15.0%
|
44.2%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Nuveen Floating Rate Income Oppo... |
JRO |
Portfolio Manager |
2022-05-13 |
51,636 |
2012-05-11 |
0 |
Premium* |
|
|
Nuveen Senior Income Fund |
NSL |
Portfolio Manager |
2022-11-18 |
62,923 |
|
0 |
Premium* |
|
|
Nuveen Floating Rate Income Fund |
JFR |
Portfolio Manager |
2023-10-03 |
47,056 |
2013-06-17 |
0 |
Premium* |
|
|
Nuveen Multi-Strategy Income & G... |
JQC |
Portfolio Manager |
2023-10-03 |
6,000 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
55 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 3
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2022-05-13 |
4 |
B |
$8.43 |
$42,162 |
D/D |
5,000 |
51,636 |
2.44 |
% |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2022-11-18 |
4 |
B |
$4.81 |
$187,305 |
D/D |
38,923 |
62,923 |
2.44 |
% |
|
| JFR |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2023-09-27 |
4 |
S |
$8.11 |
$283,934 |
D/D |
(35,000) |
76,559 |
0 |
% |
|
| JFR |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2023-09-26 |
4 |
S |
$8.13 |
$203,213 |
D/D |
(25,000) |
89,559 |
0 |
% |
|
| JFR |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2023-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
114,559 |
114,559 |
0 |
- |
|
55 Records found
|
|
Page 3 of 3 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
