| |
| |
|
| Insider
Information: |
Baron Jessica T |
| Relationship: |
CFO |
| City: |
Palo Alto, |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
1 |
|
| Direct
Shares |
98,269 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$1,923,124 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
98,269 |
|
|
| Total
Value |
$1,923,124 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Hercules Technology Growth Capit... |
HTGC |
CFO |
2015-06-09 |
98,269 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
198 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 8 of 8
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-02-28 |
4 |
D |
$15.55 |
$1,773 |
D/D |
(114) |
94,270 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-03-04 |
4 |
D |
$14.46 |
$18,379 |
D/D |
(1,271) |
92,999 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-03-09 |
4 |
D |
$14.53 |
$4,650 |
D/D |
(320) |
92,679 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-03-27 |
4 |
D |
$13.65 |
$3,126 |
D/D |
(229) |
109,554 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-03-30 |
4 |
D |
$13.64 |
$1,569 |
D/D |
(115) |
109,439 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-04-09 |
4 |
D |
$13.63 |
$4,362 |
D/D |
(320) |
109,119 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-04-10 |
4 |
D |
$13.75 |
$57,695 |
D/D |
(4,196) |
104,923 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-04-14 |
4 |
D |
$13.79 |
$45,355 |
D/D |
(3,289) |
101,634 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-04-27 |
4 |
D |
$13.75 |
$2,695 |
D/D |
(196) |
99,438 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-05-09 |
4 |
D |
$12.88 |
$3,529 |
D/D |
(274) |
99,164 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-05-27 |
4 |
D |
$12.75 |
$2,499 |
D/D |
(196) |
98,968 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-06-04 |
4 |
D |
$12.73 |
$5,410 |
D/D |
(425) |
98,543 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2015-06-09 |
4 |
D |
$12.51 |
$3,428 |
D/D |
(274) |
98,269 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Interim Chief Financial Office |
• – – |
2011-06-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
27,072 |
|
- |
|
| HTGC |
Hercules Technology Growt... |
Interim Chief Financial Office |
• – – |
2012-03-05 |
4 |
OE |
$4.21 |
$23,395 |
D/D |
5,557 |
37,062 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Chief Financial Office |
• – – |
2012-08-13 |
4 |
OE |
$4.21 |
$2,922 |
D/D |
694 |
94,218 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Chief Financial Office |
• – – |
2013-05-03 |
4 |
OE |
$12.20 |
$192,260 |
D/D |
15,759 |
134,459 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Chief Financial Office |
• – – |
2013-08-02 |
4 |
OE |
$12.84 |
$256,800 |
D/D |
20,000 |
137,741 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2013-11-11 |
4 |
OE |
$14.02 |
$42,060 |
D/D |
3,000 |
120,068 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2013-12-24 |
4 |
S |
$16.80 |
$84,043 |
D/D |
(5,000) |
111,853 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2014-05-16 |
4 |
S |
$13.88 |
$138,800 |
D/D |
(10,000) |
131,736 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2014-12-10 |
4/A |
S |
$15.02 |
$150,200 |
D/D |
(10,000) |
101,891 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
CFO |
• – – |
2014-12-10 |
4 |
S |
$15.02 |
$30,040 |
D/D |
(2,000) |
101,891 |
0 |
- |
|
198 Records found
|
|
Page 8 of 8 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
