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Insider Information:   Awm Investment Company, Inc.
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   28    
Direct Shares   0    

Indirect Shares

   70,892,280      
Direct Value   $0    

Indirect Value

   $93,873,198      
Total Shares   70,892,280      
Total Value   $93,873,198      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    4   
    75    

     Stock price went up :
    1   
    17    
     Stock price went down :
    3   
    58    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
   29.2%
 -1,811.5%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Intelli Check-Mobilisa IDN 10% Owner 0 2017-08-04 1,492,043    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 2015-01-21 0 2016-03-18 1,477,722    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2016-03-28 854,040    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2016-12-22 14,131,036    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2019-10-14 105,959    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-09-24 402,345    Premium*  
            BTU International Inc BTUI 10% Owner 2015-02-02 0 2015-02-02 0    Premium*  
            Ctpartners Executive Search Inc. CTP 10% Owner 0 2015-06-08 830,718    Premium*  
            Adept Technology Inc ADEP 10% Owner 2015-02-05 0 2015-10-26 0    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-06-04 1,099,954    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2017-09-26 568,216    Premium*  
            Pfsweb Inc PFSW 10% Owner 2015-02-24 0 2015-09-25 1,780,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2015-09-28 0 2015-12-31 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 2015-10-26 0 2015-11-24 0    Premium*  
            Genasys Inc GNSS 10% Owner 2015-11-23 0 2023-09-28 5,749,544    Premium*  
            TearLab Corp TEAR 10% Owner 0 2017-03-30 400,505    Premium*  
            Eterna Therapeutics Inc ERNA 10% Owner 0 2018-03-14 251,562    Premium*  
            Graphon Corp /de/ GOJO 10% Owner 0 2016-12-29 929,185    Premium*  
            Xwell Ord Shs XWEL 10% Owner 0 2017-12-28 2,643,745    Premium*  
            Emagin Corp EMA 10% Owner 2018-02-12 0 2019-01-08 4,492,624    Premium*  
            Optimizerx Corporation OPRX 10% Owner 2019-03-15 0 2019-05-14 1,221,528    Premium*  
            Liqtech International Inc LIQT 10% Owner 0 2019-05-22 2,173,291    Premium*  
            Infusystems Holdings Uts HAPUE 10% Owner 2019-08-09 0 2019-08-09 2,000,000    Premium*  
            Destination XL Group Inc DXLG 10% Owner 0 2023-03-16 9,399,297    Premium*  
            Societal CDMO, Inc SCTL 10% Owner 0 2023-08-24 10,266,144    Premium*  
            Real Good Food Company, Inc. RGF 10% Owner 2021-12-10 0 2024-03-01 1,941,859    Premium*  
            Assure Holdings Corp. IONM below 10% 2022-08-04 0 2022-08-05 750,000    Premium*  
            Emcore Corp EMKR 10% Owner 0 2023-06-14 5,930,963    Premium*  
* Premium Members only  

Records found :    326         Free Registration Required For Full Results.    Limit: 25

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  Page 12 of 14
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
ERNA Eterna Therapeutics Inc 10% Owner   –       –       •   2017-08-16 4 S $7.59 $1,518 I/I (200) 317,443 0 -
CTP Ctpartners Executive Sear... 10% Owner   –       –       •   2015-03-11 4 S $7.61 $478,373 I/I (62,804) 1,200,000 0 -
IPWR Ideal Power Inc. 10% Owner   –       –       •   2015-05-15 4 B $7.75 $4,146,250 I/I 535,000 1,681,935 1.5 -
ERNA Eterna Therapeutics Inc 10% Owner   –       –       •   2017-08-22 4 S $7.76 $1,629 I/I (210) 316,885 0 -
ERNA Eterna Therapeutics Inc 10% Owner   –       –       •   2017-08-21 4 S $7.90 $790 I/I (100) 317,095 0 -
ERNA Eterna Therapeutics Inc 10% Owner   –       –       •   2017-08-18 4 S $7.92 $1,172 I/I (148) 317,195 0 -
CTP Ctpartners Executive Sear... 10% Owner   –       –       •   2015-03-12 4 S $8.15 $3,260 I/I (400) 1,199,600 0 -
ERNA Eterna Therapeutics Inc 10% Owner   –       –       •   2016-12-23 4 S $8.49 $22,094 I/I (2,602) 326,901 0 -
ERNA Eterna Therapeutics Inc 10% Owner   –       –       •   2016-12-30 4 S $8.50 $19,635 I/I (2,310) 324,191 0 -
ERNA Eterna Therapeutics Inc 10% Owner   –       –       •   2016-12-27 4 S $8.55 $3,419 I/I (400) 326,501 0 -
ERNA Eterna Therapeutics Inc 10% Owner   –       –       •   2016-12-22 4 S $9.19 $23,425 I/I (2,550) 329,503 0 -
ERNA Eterna Therapeutics Inc 10% Owner   –       –       •   2016-12-21 4 S $9.50 $1,900 I/I (200) 332,053 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-02-25 4 S $10.75 $59,100 I/I (5,500) 2,282,536 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-02-24 4 S $10.86 $21,720 I/I (2,000) 2,288,036 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-02-27 4 S $10.92 $27,300 I/I (2,500) 2,280,036 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-04-06 4 S $11.00 $72,364 I/I (6,578) 2,083,290 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-04-07 4 S $11.00 $44,000 I/I (4,000) 2,079,290 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-04-08 4 S $11.00 $20,537 I/I (1,867) 2,077,423 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-04-09 4 S $11.00 $7,392 I/I (672) 2,076,751 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-04-10 4 S $11.00 $16,247 I/I (1,477) 2,075,274 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-04-13 4 S $11.00 $23,166 I/I (2,106) 2,073,168 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-03-19 4 S $11.02 $275,448 I/I (25,000) 2,222,736 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-03-07 4 S $11.04 $66,221 I/I (6,000) 2,247,736 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-03-04 4 S $11.05 $11,050 I/I (1,000) 2,278,836 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-03-20 4 S $11.06 $276,443 I/I (25,000) 2,197,736 0 -
  326  Records found
  1   2   3   4   5   6   7   8   9   10   11   12  13   14      
  Page 12 of 14  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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