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Insider Information:   Awm Investment Company, Inc.
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   28    
Direct Shares   0    

Indirect Shares

   70,892,280      
Direct Value   $0    

Indirect Value

   $91,856,072      
Total Shares   70,892,280      
Total Value   $91,856,072      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    4   
    75    

     Stock price went up :
    1   
    17    
     Stock price went down :
    3   
    58    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
   31.6%
 -1,819.5%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Intelli Check-Mobilisa IDN 10% Owner 0 2017-08-04 1,492,043    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 2015-01-21 0 2016-03-18 1,477,722    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2016-03-28 854,040    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2016-12-22 14,131,036    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2019-10-14 105,959    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-09-24 402,345    Premium*  
            BTU International Inc BTUI 10% Owner 2015-02-02 0 2015-02-02 0    Premium*  
            Ctpartners Executive Search Inc. CTP 10% Owner 0 2015-06-08 830,718    Premium*  
            Adept Technology Inc ADEP 10% Owner 2015-02-05 0 2015-10-26 0    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-06-04 1,099,954    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2017-09-26 568,216    Premium*  
            Pfsweb Inc PFSW 10% Owner 2015-02-24 0 2015-09-25 1,780,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2015-09-28 0 2015-12-31 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 2015-10-26 0 2015-11-24 0    Premium*  
            Genasys Inc GNSS 10% Owner 2015-11-23 0 2023-09-28 5,749,544    Premium*  
            TearLab Corp TEAR 10% Owner 0 2017-03-30 400,505    Premium*  
            Eterna Therapeutics Inc ERNA 10% Owner 0 2018-03-14 251,562    Premium*  
            Graphon Corp /de/ GOJO 10% Owner 0 2016-12-29 929,185    Premium*  
            Xwell Ord Shs XWEL 10% Owner 0 2017-12-28 2,643,745    Premium*  
            Emagin Corp EMA 10% Owner 2018-02-12 0 2019-01-08 4,492,624    Premium*  
            Optimizerx Corporation OPRX 10% Owner 2019-03-15 0 2019-05-14 1,221,528    Premium*  
            Liqtech International Inc LIQT 10% Owner 0 2019-05-22 2,173,291    Premium*  
            Infusystems Holdings Uts HAPUE 10% Owner 2019-08-09 0 2019-08-09 2,000,000    Premium*  
            Destination XL Group Inc DXLG 10% Owner 0 2023-03-16 9,399,297    Premium*  
            Societal CDMO, Inc SCTL 10% Owner 0 2023-08-24 10,266,144    Premium*  
            Real Good Food Company, Inc. RGF 10% Owner 2021-12-10 0 2024-03-01 1,941,859    Premium*  
            Assure Holdings Corp. IONM below 10% 2022-08-04 0 2022-08-05 750,000    Premium*  
            Emcore Corp EMKR 10% Owner 0 2023-06-14 5,930,963    Premium*  
* Premium Members only  

Records found :    326         Free Registration Required For Full Results.    Limit: 25

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  Page 2 of 14
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-02-05 4 S $2.00 $15,000 I/I (7,500) 1,623,980 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-03-02 4 S $2.00 $200 I/I (100) 1,623,880 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-03-03 4 S $2.10 $1,260 I/I (600) 1,623,280 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-03-04 4 S $2.10 $14,700 I/I (7,000) 1,616,280 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-03-07 4 S $2.10 $6,229 I/I (2,966) 1,613,314 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-03-08 4 S $2.10 $210 I/I (100) 1,613,214 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-03-09 4 S $2.20 $2,420 I/I (1,100) 1,612,114 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-03-14 4 S $2.15 $6,648 I/I (3,092) 1,609,022 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-03-15 4 S $2.15 $43,000 I/I (20,000) 1,589,022 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-03-16 4 S $2.27 $90,956 I/I (40,000) 1,549,022 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-03-17 4 S $2.43 $729 I/I (300) 1,548,722 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-03-18 4 S $2.43 $172,594 I/I (71,000) 1,477,722 0 -
BTUI BTU International Inc 10% Owner   –       –       •   2015-02-02 4 D $0.00 $0 I/I (1,341,837) 0 0 -
CRBO Carbon Natural Gas Compan... 10% Owner   –       –       •   2015-01-29 3 IO $0.00 $0 I/I 0 10,888,889 -
CRBO Carbon Natural Gas Compan... 10% Owner   –       –       •   2015-07-01 4 S $0.62 $12,410 I/I (20,000) 10,868,889 0 -
CRBO Carbon Natural Gas Compan... 10% Owner   –       –       •   2016-12-22 3 IO $0.00 $0 I/I 0 14,131,036 -
CLRB Cellectar Bioscienc 10% Owner   –       –       •   2015-09-28 4 S $2.17 $54,926 I/I (23,100) 1,119,268 0 -
CLRB Cellectar Bioscienc 10% Owner   –       –       •   2015-09-29 4 S $2.15 $3,657 I/I (1,701) 1,117,567 0 -
CLRB Cellectar Bioscienc 10% Owner   –       –       •   2015-09-30 4 S $2.00 $12,680 I/I (6,340) 1,111,227 0 -
CLRB Cellectar Bioscienc 10% Owner   –       –       •   2015-10-01 4 S $2.06 $44,494 I/I (21,600) 1,089,627 0 -
CLRB Cellectar Bioscienc 10% Owner   –       –       •   2015-10-02 4 S $2.00 $9,400 I/I (4,700) 1,084,927 0 -
CLRB Cellectar Bioscienc 10% Owner   –       –       •   2015-10-05 4 S $2.11 $5,903 I/I (2,800) 1,082,127 0 -
CLRB Cellectar Bioscienc 10% Owner   –       –       •   2015-10-06 4 S $2.00 $5,108 I/I (2,554) 1,079,573 0 -
CLRB Cellectar Bioscienc 10% Owner   –       –       •   2015-10-22 4 S $2.00 $13,732 I/I (6,866) 1,072,707 0 -
CLRB Cellectar Bioscienc 10% Owner   –       –       •   2015-10-23 4 S $2.00 $4,000 I/I (2,000) 1,070,707 0 -
  326  Records found
  1   2  3   4   5   6   7   8   9   10   11   12   13   14      
  Page 2 of 14  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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