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Insider Information:   Awm Investment Company, Inc.
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   28    
Direct Shares   0    

Indirect Shares

   70,892,280      
Direct Value   $0    

Indirect Value

   $93,671,711      
Total Shares   70,892,280      
Total Value   $93,671,711      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    4   
    75    

     Stock price went up :
    1   
    17    
     Stock price went down :
    3   
    58    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
   30.5%
 -1,814.8%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Intelli Check-Mobilisa IDN 10% Owner 0 2017-08-04 1,492,043    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 2015-01-21 0 2016-03-18 1,477,722    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2016-03-28 854,040    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2016-12-22 14,131,036    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2019-10-14 105,959    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-09-24 402,345    Premium*  
            BTU International Inc BTUI 10% Owner 2015-02-02 0 2015-02-02 0    Premium*  
            Ctpartners Executive Search Inc. CTP 10% Owner 0 2015-06-08 830,718    Premium*  
            Adept Technology Inc ADEP 10% Owner 2015-02-05 0 2015-10-26 0    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-06-04 1,099,954    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2017-09-26 568,216    Premium*  
            Pfsweb Inc PFSW 10% Owner 2015-02-24 0 2015-09-25 1,780,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2015-09-28 0 2015-12-31 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 2015-10-26 0 2015-11-24 0    Premium*  
            Genasys Inc GNSS 10% Owner 2015-11-23 0 2023-09-28 5,749,544    Premium*  
            TearLab Corp TEAR 10% Owner 0 2017-03-30 400,505    Premium*  
            Eterna Therapeutics Inc ERNA 10% Owner 0 2018-03-14 251,562    Premium*  
            Graphon Corp /de/ GOJO 10% Owner 0 2016-12-29 929,185    Premium*  
            Xwell Ord Shs XWEL 10% Owner 0 2017-12-28 2,643,745    Premium*  
            Emagin Corp EMA 10% Owner 2018-02-12 0 2019-01-08 4,492,624    Premium*  
            Optimizerx Corporation OPRX 10% Owner 2019-03-15 0 2019-05-14 1,221,528    Premium*  
            Liqtech International Inc LIQT 10% Owner 0 2019-05-22 2,173,291    Premium*  
            Infusystems Holdings Uts HAPUE 10% Owner 2019-08-09 0 2019-08-09 2,000,000    Premium*  
            Destination XL Group Inc DXLG 10% Owner 0 2023-03-16 9,399,297    Premium*  
            Societal CDMO, Inc SCTL 10% Owner 0 2023-08-24 10,266,144    Premium*  
            Real Good Food Company, Inc. RGF 10% Owner 2021-12-10 0 2024-03-01 1,941,859    Premium*  
            Assure Holdings Corp. IONM below 10% 2022-08-04 0 2022-08-05 750,000    Premium*  
            Emcore Corp EMKR 10% Owner 0 2023-06-14 5,930,963    Premium*  
* Premium Members only  

Records found :    326         Free Registration Required For Full Results.    Limit: 25

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  Page 2 of 14
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
IZEA Izea Worldwide Inc 10% Owner   –       –       •   2016-02-25 3 IO $0.00 $0 I/I 0 1,018,215 -
TEAR TearLab Corp 10% Owner   –       –       •   2016-07-12 3 IO $0.00 $0 I/I 0 7,277,250 -
ERNA Eterna Therapeutics Inc 10% Owner   –       –       •   2016-11-04 3 IO $0.00 $0 I/I 0 332,253 -
GOJO Graphon Corp /de/ 10% Owner   –       –       •   2016-11-21 3 IO $0.00 $0 I/I 0 981,162 -
CRBO Carbon Natural Gas Compan... 10% Owner   –       –       •   2016-12-22 3 IO $0.00 $0 I/I 0 14,131,036 -
XWEL Xwell Ord Shs 10% Owner   –       –       •   2017-07-26 3 IO $0.00 $0 I/I 0 2,954,545 -
LIQT Liqtech International Inc 10% Owner   –       –       •   2019-05-22 3 IO $0.00 $0 I/I 0 2,173,291 -
HAPUE Infusystems Holdings Uts 10% Owner   –       –       •   2019-08-07 3 IO $0.00 $0 I/I 0 1,983,350 -
DXLG Destination XL Group Inc 10% Owner   –       –       •   2021-02-05 3 IO $0.00 $0 I/I 0 11,111,111 %
SCTL Societal CDMO, Inc 10% Owner   –       –       •   2021-05-12 3 IO $0.00 $0 I/I 0 4,885,748 %
SCTL Societal CDMO, Inc 10% Owner   –       –       •   2022-12-12 3 IO $0.00 $0 I/I 0 8,846,052 %
RGF Real Good Food Company, I... 10% Owner   –       –       •   2023-01-18 3 IO $0.00 $0 I/I 0 860,267 %
EMKR Emcore Corp 10% Owner   –       –       •   2023-02-15 3 IO $0.00 $0 I/I 0 6,539,988 %
SCTL Societal CDMO, Inc 10% Owner   –       –       •   2023-04-28 3 IO $0.00 $0 I/I 0 10,126,144 %
RGF Real Good Food Company, I... 10% Owner   –       –       •   2024-01-30 3 IO $0.00 $0 I/I 0 2,485,627 %
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2015-01-21 4 S $5.00 $75,018 I/I (14,998) 1,911,574 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2015-01-23 4 S $5.05 $255,812 I/I (50,700) 1,860,874 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2015-01-26 4 S $5.02 $253,932 I/I (50,578) 1,810,296 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2015-01-28 4 S $5.00 $10,500 I/I (2,100) 1,808,196 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2015-02-02 4 S $5.00 $18,250 I/I (3,650) 1,804,546 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2015-02-03 4 S $5.00 $94,984 I/I (18,996) 1,785,550 0 -
CTP Ctpartners Executive Sear... 10% Owner   –       –       •   2015-02-05 4 S $6.21 $112,688 I/I (18,150) 1,435,909 0 -
CTP Ctpartners Executive Sear... 10% Owner   –       –       •   2015-02-06 4 S $6.20 $222,722 I/I (35,909) 1,400,000 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2015-02-11 4 S $5.60 $1,680 I/I (300) 1,785,250 0 -
CTP Ctpartners Executive Sear... 10% Owner   –       –       •   2015-02-18 4 S $7.13 $387,327 I/I (54,300) 1,345,700 0 -
  326  Records found
  1   2  3   4   5   6   7   8   9   10   11   12   13   14      
  Page 2 of 14  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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