| |
| |
|
| Insider
Information: |
Awm Investment Company, Inc. |
| Relationship: |
10% Owner |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
28 |
|
| Direct
Shares |
0 |
|
|
Indirect Shares
|
70,892,280 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$91,856,072 |
|
|
| Total
Shares |
70,892,280 |
|
|
| Total
Value |
$91,856,072 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
4
|
75
|
|
Stock
price went up :
|
1
|
17
|
| Stock
price went down : |
3
|
58
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
 31.6%
|
 -1,819.5%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Intelli Check-Mobilisa |
IDN |
10% Owner |
|
0 |
2017-08-04 |
1,492,043 |
Premium* |
|
|
Broadwind Energy Inc |
BWEN |
10% Owner |
2015-01-21 |
0 |
2016-03-18 |
1,477,722 |
Premium* |
|
|
CPI Aerostructures Inc |
CVU |
10% Owner |
|
0 |
2016-03-28 |
854,040 |
Premium* |
|
|
Carbon Natural Gas Company |
CRBO |
10% Owner |
|
0 |
2016-12-22 |
14,131,036 |
Premium* |
|
|
Ideal Power Inc. |
IPWR |
10% Owner |
|
0 |
2019-10-14 |
105,959 |
Premium* |
|
|
Wafergen Bio-Systems Inc. |
WGBS |
10% Owner |
|
0 |
2015-09-24 |
402,345 |
Premium* |
|
|
BTU International Inc |
BTUI |
10% Owner |
2015-02-02 |
0 |
2015-02-02 |
0 |
Premium* |
|
|
Ctpartners Executive Search Inc. |
CTP |
10% Owner |
|
0 |
2015-06-08 |
830,718 |
Premium* |
|
|
Adept Technology Inc |
ADEP |
10% Owner |
2015-02-05 |
0 |
2015-10-26 |
0 |
Premium* |
|
|
Lightbridge Inc |
LTBR |
10% Owner |
|
0 |
2015-06-04 |
1,099,954 |
Premium* |
|
|
Izea Worldwide Inc |
IZEA |
10% Owner |
|
0 |
2017-09-26 |
568,216 |
Premium* |
|
|
Pfsweb Inc |
PFSW |
10% Owner |
2015-02-24 |
0 |
2015-09-25 |
1,780,000 |
Premium* |
|
|
Cellectar Bioscienc |
CLRB |
10% Owner |
2015-09-28 |
0 |
2015-12-31 |
0 |
Premium* |
|
|
Precision Optics Ord Shs |
POCI |
10% Owner |
2015-10-26 |
0 |
2015-11-24 |
0 |
Premium* |
|
|
Genasys Inc |
GNSS |
10% Owner |
2015-11-23 |
0 |
2023-09-28 |
5,749,544 |
Premium* |
|
|
TearLab Corp |
TEAR |
10% Owner |
|
0 |
2017-03-30 |
400,505 |
Premium* |
|
|
Eterna Therapeutics Inc |
ERNA |
10% Owner |
|
0 |
2018-03-14 |
251,562 |
Premium* |
|
|
Graphon Corp /de/ |
GOJO |
10% Owner |
|
0 |
2016-12-29 |
929,185 |
Premium* |
|
|
Xwell Ord Shs |
XWEL |
10% Owner |
|
0 |
2017-12-28 |
2,643,745 |
Premium* |
|
|
Emagin Corp |
EMA |
10% Owner |
2018-02-12 |
0 |
2019-01-08 |
4,492,624 |
Premium* |
|
|
Optimizerx Corporation |
OPRX |
10% Owner |
2019-03-15 |
0 |
2019-05-14 |
1,221,528 |
Premium* |
|
|
Liqtech International Inc |
LIQT |
10% Owner |
|
0 |
2019-05-22 |
2,173,291 |
Premium* |
|
|
Infusystems Holdings Uts |
HAPUE |
10% Owner |
2019-08-09 |
0 |
2019-08-09 |
2,000,000 |
Premium* |
|
|
Destination XL Group Inc |
DXLG |
10% Owner |
|
0 |
2023-03-16 |
9,399,297 |
Premium* |
|
|
Societal CDMO, Inc |
SCTL |
10% Owner |
|
0 |
2023-08-24 |
10,266,144 |
Premium* |
|
|
Real Good Food Company, Inc. |
RGF |
10% Owner |
2021-12-10 |
0 |
2024-03-01 |
1,941,859 |
Premium* |
|
|
Assure Holdings Corp. |
IONM |
below 10% |
2022-08-04 |
0 |
2022-08-05 |
750,000 |
Premium* |
|
|
Emcore Corp |
EMKR |
10% Owner |
|
0 |
2023-06-14 |
5,930,963 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
326 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 5 of 14
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| BWEN |
Broadwind Energy Inc |
10% Owner |
– – • |
2015-02-02 |
4 |
S |
$5.00 |
$18,250 |
I/I |
(3,650) |
1,804,546 |
0 |
- |
|
| PFSW |
Pfsweb Inc |
10% Owner |
– – • |
2015-04-07 |
4 |
S |
$11.00 |
$44,000 |
I/I |
(4,000) |
2,079,290 |
0 |
- |
|
| ERNA |
Eterna Therapeutics Inc |
10% Owner |
– – • |
2018-03-12 |
4 |
S |
$6.72 |
$29,385 |
I/I |
(4,253) |
283,988 |
0 |
- |
|
| CLRB |
Cellectar Bioscienc |
10% Owner |
– – • |
2015-11-25 |
4 |
S |
$1.20 |
$5,265 |
I/I |
(4,378) |
795,622 |
0 |
- |
|
| ERNA |
Eterna Therapeutics Inc |
10% Owner |
– – • |
2018-03-13 |
4 |
S |
$6.73 |
$30,900 |
I/I |
(4,426) |
279,562 |
0 |
- |
|
| CLRB |
Cellectar Bioscienc |
10% Owner |
– – • |
2015-10-02 |
4 |
S |
$2.00 |
$9,400 |
I/I |
(4,700) |
1,084,927 |
0 |
- |
|
| POCI |
Precision Optics Ord Shs |
10% Owner |
– – • |
2015-11-06 |
4 |
S |
$0.50 |
$2,500 |
I/I |
(5,000) |
1,073,999 |
0 |
- |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-08-04 |
4 |
S |
$2.48 |
$12,400 |
I/I |
(5,000) |
1,492,043 |
0 |
- |
|
| ERNA |
Eterna Therapeutics Inc |
10% Owner |
– – • |
2017-11-30 |
4 |
S |
$5.05 |
$25,251 |
I/I |
(5,000) |
288,241 |
0 |
- |
|
| GNSS |
Genasys Inc |
10% Owner |
– – • |
2020-10-09 |
4 |
S |
$6.45 |
$32,250 |
I/I |
(5,000) |
4,692,684 |
0 |
% |
|
| PFSW |
Pfsweb Inc |
10% Owner |
– – • |
2015-03-06 |
4 |
S |
$11.23 |
$57,461 |
I/I |
(5,100) |
2,253,736 |
0 |
- |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-05-16 |
4 |
S |
$3.88 |
$20,373 |
I/I |
(5,250) |
1,834,795 |
0 |
- |
|
| PFSW |
Pfsweb Inc |
10% Owner |
– – • |
2015-06-26 |
4 |
S |
$13.85 |
$73,532 |
I/I |
(5,309) |
2,067,859 |
0 |
- |
|
| PFSW |
Pfsweb Inc |
10% Owner |
– – • |
2015-02-25 |
4 |
S |
$10.75 |
$59,100 |
I/I |
(5,500) |
2,282,536 |
0 |
- |
|
| BWEN |
Broadwind Energy Inc |
10% Owner |
– – • |
2015-06-09 |
4 |
S |
$4.15 |
$22,809 |
I/I |
(5,500) |
1,704,650 |
0 |
- |
|
| RGF |
Real Good Food Company, I... |
10% Owner |
– – • |
2023-03-27 |
4 |
S |
$4.75 |
$26,969 |
I/I |
(5,677) |
801,256 |
0 |
% |
|
| PFSW |
Pfsweb Inc |
10% Owner |
– – • |
2015-03-07 |
4 |
S |
$11.04 |
$66,221 |
I/I |
(6,000) |
2,247,736 |
0 |
- |
|
| ERNA |
Eterna Therapeutics Inc |
10% Owner |
– – • |
2017-08-11 |
4 |
S |
$7.52 |
$45,790 |
I/I |
(6,093) |
318,098 |
0 |
- |
|
| CTP |
Ctpartners Executive Sear... |
10% Owner |
– – • |
2015-04-10 |
4 |
S |
$4.19 |
$25,997 |
I/I |
(6,200) |
958,159 |
0 |
- |
|
| DXLG |
Destination XL Group Inc |
10% Owner |
– – • |
2022-04-21 |
4 |
S |
$5.11 |
$32,265 |
I/I |
(6,314) |
10,970,434 |
0 |
% |
|
| CLRB |
Cellectar Bioscienc |
10% Owner |
– – • |
2015-09-30 |
4 |
S |
$2.00 |
$12,680 |
I/I |
(6,340) |
1,111,227 |
0 |
- |
|
| PFSW |
Pfsweb Inc |
10% Owner |
– – • |
2015-04-06 |
4 |
S |
$11.00 |
$72,364 |
I/I |
(6,578) |
2,083,290 |
0 |
- |
|
| CLRB |
Cellectar Bioscienc |
10% Owner |
– – • |
2015-10-22 |
4 |
S |
$2.00 |
$13,732 |
I/I |
(6,866) |
1,072,707 |
0 |
- |
|
| BWEN |
Broadwind Energy Inc |
10% Owner |
– – • |
2016-03-04 |
4 |
S |
$2.10 |
$14,700 |
I/I |
(7,000) |
1,616,280 |
0 |
- |
|
| ERNA |
Eterna Therapeutics Inc |
10% Owner |
– – • |
2017-11-29 |
4 |
S |
$5.11 |
$36,092 |
I/I |
(7,061) |
293,241 |
0 |
- |
|
326 Records found
|
|
Page 5 of 14 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
