| |
| |
|
| Insider
Information: |
Awm Investment Company, Inc. |
| Relationship: |
10% Owner |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
28 |
|
| Direct
Shares |
0 |
|
|
Indirect Shares
|
70,892,280 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$91,856,072 |
|
|
| Total
Shares |
70,892,280 |
|
|
| Total
Value |
$91,856,072 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
4
|
75
|
|
Stock
price went up :
|
1
|
17
|
| Stock
price went down : |
3
|
58
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
 31.6%
|
 -1,819.5%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Intelli Check-Mobilisa |
IDN |
10% Owner |
|
0 |
2017-08-04 |
1,492,043 |
Premium* |
|
|
Broadwind Energy Inc |
BWEN |
10% Owner |
2015-01-21 |
0 |
2016-03-18 |
1,477,722 |
Premium* |
|
|
CPI Aerostructures Inc |
CVU |
10% Owner |
|
0 |
2016-03-28 |
854,040 |
Premium* |
|
|
Carbon Natural Gas Company |
CRBO |
10% Owner |
|
0 |
2016-12-22 |
14,131,036 |
Premium* |
|
|
Ideal Power Inc. |
IPWR |
10% Owner |
|
0 |
2019-10-14 |
105,959 |
Premium* |
|
|
Wafergen Bio-Systems Inc. |
WGBS |
10% Owner |
|
0 |
2015-09-24 |
402,345 |
Premium* |
|
|
BTU International Inc |
BTUI |
10% Owner |
2015-02-02 |
0 |
2015-02-02 |
0 |
Premium* |
|
|
Ctpartners Executive Search Inc. |
CTP |
10% Owner |
|
0 |
2015-06-08 |
830,718 |
Premium* |
|
|
Adept Technology Inc |
ADEP |
10% Owner |
2015-02-05 |
0 |
2015-10-26 |
0 |
Premium* |
|
|
Lightbridge Inc |
LTBR |
10% Owner |
|
0 |
2015-06-04 |
1,099,954 |
Premium* |
|
|
Izea Worldwide Inc |
IZEA |
10% Owner |
|
0 |
2017-09-26 |
568,216 |
Premium* |
|
|
Pfsweb Inc |
PFSW |
10% Owner |
2015-02-24 |
0 |
2015-09-25 |
1,780,000 |
Premium* |
|
|
Cellectar Bioscienc |
CLRB |
10% Owner |
2015-09-28 |
0 |
2015-12-31 |
0 |
Premium* |
|
|
Precision Optics Ord Shs |
POCI |
10% Owner |
2015-10-26 |
0 |
2015-11-24 |
0 |
Premium* |
|
|
Genasys Inc |
GNSS |
10% Owner |
2015-11-23 |
0 |
2023-09-28 |
5,749,544 |
Premium* |
|
|
TearLab Corp |
TEAR |
10% Owner |
|
0 |
2017-03-30 |
400,505 |
Premium* |
|
|
Eterna Therapeutics Inc |
ERNA |
10% Owner |
|
0 |
2018-03-14 |
251,562 |
Premium* |
|
|
Graphon Corp /de/ |
GOJO |
10% Owner |
|
0 |
2016-12-29 |
929,185 |
Premium* |
|
|
Xwell Ord Shs |
XWEL |
10% Owner |
|
0 |
2017-12-28 |
2,643,745 |
Premium* |
|
|
Emagin Corp |
EMA |
10% Owner |
2018-02-12 |
0 |
2019-01-08 |
4,492,624 |
Premium* |
|
|
Optimizerx Corporation |
OPRX |
10% Owner |
2019-03-15 |
0 |
2019-05-14 |
1,221,528 |
Premium* |
|
|
Liqtech International Inc |
LIQT |
10% Owner |
|
0 |
2019-05-22 |
2,173,291 |
Premium* |
|
|
Infusystems Holdings Uts |
HAPUE |
10% Owner |
2019-08-09 |
0 |
2019-08-09 |
2,000,000 |
Premium* |
|
|
Destination XL Group Inc |
DXLG |
10% Owner |
|
0 |
2023-03-16 |
9,399,297 |
Premium* |
|
|
Societal CDMO, Inc |
SCTL |
10% Owner |
|
0 |
2023-08-24 |
10,266,144 |
Premium* |
|
|
Real Good Food Company, Inc. |
RGF |
10% Owner |
2021-12-10 |
0 |
2024-03-01 |
1,941,859 |
Premium* |
|
|
Assure Holdings Corp. |
IONM |
below 10% |
2022-08-04 |
0 |
2022-08-05 |
750,000 |
Premium* |
|
|
Emcore Corp |
EMKR |
10% Owner |
|
0 |
2023-06-14 |
5,930,963 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
326 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 6 of 14
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| IPWR |
Ideal Power Inc. |
10% Owner |
– – • |
2019-10-09 |
4 |
S |
$2.53 |
$654 |
I/I |
(259) |
239,776 |
0 |
- |
|
| IONM |
Assure Holdings Corp. |
below 10% |
– – – |
2022-08-04 |
4 |
S |
$2.75 |
$518,961 |
I/I |
(186,837) |
1,362,566 |
0 |
- |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-08-02 |
4 |
S |
$2.86 |
$24,880 |
I/I |
(8,696) |
1,497,143 |
0 |
- |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-08-03 |
4 |
S |
$2.91 |
$291 |
I/I |
(100) |
1,497,043 |
0 |
- |
|
| IONM |
Assure Holdings Corp. |
below 10% |
– – – |
2022-08-05 |
4 |
S |
$3.00 |
$2,632,912 |
I/I |
(612,566) |
750,000 |
0 |
- |
|
| TEAR |
TearLab Corp |
10% Owner |
– – • |
2016-03-29 |
4 |
S |
$3.05 |
$275,812 |
I/I |
(89,435) |
638,289 |
0 |
- |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-07-31 |
4 |
S |
$3.09 |
$61,894 |
I/I |
(20,000) |
1,505,839 |
0 |
- |
|
| TEAR |
TearLab Corp |
10% Owner |
– – • |
2017-03-30 |
4 |
S |
$3.14 |
$773,408 |
I/I |
(238,239) |
400,505 |
0 |
- |
|
| WGBS |
Wafergen Bio-Systems Inc. |
10% Owner |
– – • |
2015-09-21 |
4 |
S |
$3.22 |
$54,747 |
I/I |
(17,010) |
1,382,990 |
0 |
- |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-05-11 |
4 |
S |
$3.34 |
$188,264 |
I/I |
(55,173) |
1,875,047 |
0 |
- |
|
| GNSS |
Genasys Inc |
10% Owner |
– – • |
2020-02-12 |
4 |
S |
$3.36 |
$107,491 |
I/I |
(32,000) |
4,818,706 |
0 |
% |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-07-26 |
4 |
S |
$3.40 |
$10,691 |
I/I |
(3,135) |
1,526,339 |
0 |
- |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-07-27 |
4 |
S |
$3.43 |
$1,713 |
I/I |
(500) |
1,525,839 |
0 |
- |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-05-09 |
4 |
S |
$3.47 |
$185,639 |
I/I |
(52,800) |
1,932,222 |
0 |
- |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-05-10 |
4 |
S |
$3.48 |
$6,967 |
I/I |
(2,002) |
1,930,220 |
0 |
- |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-07-21 |
4 |
S |
$3.50 |
$51,087 |
I/I |
(14,550) |
1,547,459 |
0 |
- |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-07-24 |
4 |
S |
$3.51 |
$62,183 |
I/I |
(17,585) |
1,529,874 |
0 |
- |
|
| RGF |
Real Good Food Company, I... |
10% Owner |
– – • |
2023-06-27 |
4 |
S |
$3.51 |
$158,908 |
I/I |
(45,229) |
702,145 |
0 |
% |
|
| IDN |
Intelli Check-Mobilisa |
10% Owner |
– – • |
2017-07-25 |
4 |
S |
$3.53 |
$1,413 |
I/I |
(400) |
1,529,474 |
0 |
- |
|
| RGF |
Real Good Food Company, I... |
10% Owner |
– – • |
2023-05-24 |
4 |
S |
$3.53 |
$28,097 |
I/I |
(7,954) |
771,804 |
0 |
% |
|
| RGF |
Real Good Food Company, I... |
10% Owner |
– – • |
2023-06-06 |
4 |
S |
$3.54 |
$31,860 |
I/I |
(9,000) |
762,804 |
0 |
% |
|
| RGF |
Real Good Food Company, I... |
10% Owner |
– – • |
2023-06-08 |
4 |
S |
$3.54 |
$2,008 |
I/I |
(567) |
749,931 |
0 |
% |
|
| RGF |
Real Good Food Company, I... |
10% Owner |
– – • |
2023-06-26 |
4 |
S |
$3.54 |
$9,052 |
I/I |
(2,557) |
747,374 |
0 |
% |
|
| RGF |
Real Good Food Company, I... |
10% Owner |
– – • |
2023-06-07 |
4 |
S |
$3.57 |
$43,900 |
I/I |
(12,306) |
750,498 |
0 |
% |
|
| RGF |
Real Good Food Company, I... |
10% Owner |
– – • |
2023-05-23 |
4 |
S |
$3.65 |
$45,662 |
I/I |
(12,500) |
779,758 |
0 |
% |
|
326 Records found
|
|
Page 6 of 14 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
