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Insider Information:   Awm Investment Company, Inc.
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   28    
Direct Shares   0    

Indirect Shares

  70,892,280      
Direct Value   $0    

Indirect Value

  $93,671,711      
Total Shares   70,892,280      
Total Value   $93,671,711      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    4   
    75    

     Stock price went up :

    1   
    17    
     Stock price went down :
    3   
    58    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
   30.5%
 -1,814.8%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Intelli Check-Mobilisa IDN 10% Owner 0 2017-08-04 1,492,043    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 2015-01-21 0 2016-03-18 1,477,722    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2016-03-28 854,040    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2016-12-22 14,131,036    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2019-10-14 105,959    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-09-24 402,345    Premium*  
            BTU International Inc BTUI 10% Owner 2015-02-02 0 2015-02-02 0    Premium*  
            Ctpartners Executive Search Inc. CTP 10% Owner 0 2015-06-08 830,718    Premium*  
            Adept Technology Inc ADEP 10% Owner 2015-02-05 0 2015-10-26 0    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-06-04 1,099,954    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2017-09-26 568,216    Premium*  
            Pfsweb Inc PFSW 10% Owner 2015-02-24 0 2015-09-25 1,780,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2015-09-28 0 2015-12-31 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 2015-10-26 0 2015-11-24 0    Premium*  
            Genasys Inc GNSS 10% Owner 2015-11-23 0 2023-09-28 5,749,544    Premium*  
            TearLab Corp TEAR 10% Owner 0 2017-03-30 400,505    Premium*  
            Eterna Therapeutics Inc ERNA 10% Owner 0 2018-03-14 251,562    Premium*  
            Graphon Corp /de/ GOJO 10% Owner 0 2016-12-29 929,185    Premium*  
            Xwell Ord Shs XWEL 10% Owner 0 2017-12-28 2,643,745    Premium*  
            Emagin Corp EMA 10% Owner 2018-02-12 0 2019-01-08 4,492,624    Premium*  
            Optimizerx Corporation OPRX 10% Owner 2019-03-15 0 2019-05-14 1,221,528    Premium*  
            Liqtech International Inc LIQT 10% Owner 0 2019-05-22 2,173,291    Premium*  
            Infusystems Holdings Uts HAPUE 10% Owner 2019-08-09 0 2019-08-09 2,000,000    Premium*  
            Destination XL Group Inc DXLG 10% Owner 0 2023-03-16 9,399,297    Premium*  
            Societal CDMO, Inc SCTL 10% Owner 0 2023-08-24 10,266,144    Premium*  
            Real Good Food Company, Inc. RGF 10% Owner 2021-12-10 0 2024-03-01 1,941,859    Premium*  
            Assure Holdings Corp. IONM below 10% 2022-08-04 0 2022-08-05 750,000    Premium*  
            Emcore Corp EMKR 10% Owner 0 2023-06-14 5,930,963    Premium*  
* Premium Members only  

Records found :    326         Free Registration Required For Full Results.    Limit: 25

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  Page 8 of 14
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
CTP Ctpartners Executive Sear... 10% Owner   –       –       •   2015-04-10 4 S $4.19 $25,997 I/I (6,200) 958,159 0 -
IDN Intelli Check-Mobilisa 10% Owner   –       –       •   2017-06-02 4 S $4.21 $11,677 I/I (2,740) 1,695,057 0 -
IDN Intelli Check-Mobilisa 10% Owner   –       –       •   2017-05-24 4 S $4.22 $381,404 I/I (89,919) 1,730,667 0 -
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-24 4 S $4.22 $422,470 I/I (100,000) 9,870,434 0 %
IDN Intelli Check-Mobilisa 10% Owner   –       –       •   2017-06-05 4 S $4.25 $3,400 I/I (800) 1,694,257 0 -
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-11 4 S $4.27 $1,068,000 I/I (250,000) 10,493,179 0 %
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2015-06-25 4 S $4.32 $310,176 I/I (71,850) 1,469,550 0 -
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-18 4 S $4.32 $467,740 I/I (108,243) 10,150,434 0 %
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-22 4 S $4.32 $345,440 I/I (80,000) 10,043,465 0 %
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2015-06-08 4 S $4.35 $81,829 I/I (18,800) 1,710,150 0 -
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-17 4 S $4.36 $196,218 I/I (45,000) 10,258,677 0 %
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-23 4 S $4.37 $318,985 I/I (73,031) 9,970,434 0 %
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2015-06-05 4 S $4.40 $208,622 I/I (47,400) 1,728,950 0 -
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-19 4 S $4.40 $118,718 I/I (26,969) 10,123,465 0 %
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-15 4 S $4.41 $86,029 I/I (19,502) 10,323,667 0 %
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-10 4 S $4.45 $1,012,216 I/I (227,255) 10,743,179 0 %
CTP Ctpartners Executive Sear... 10% Owner   –       –       •   2015-04-01 4 S $4.50 $267,591 I/I (59,462) 966,459 0 -
CTP Ctpartners Executive Sear... 10% Owner   –       –       •   2015-04-02 4 S $4.50 $3,150 I/I (700) 965,759 0 -
CTP Ctpartners Executive Sear... 10% Owner   –       –       •   2015-04-06 4 S $4.50 $6,300 I/I (1,400) 964,359 0 -
GNSS Genasys Inc 10% Owner   –       –       •   2020-07-22 4 S $4.52 $50,747 I/I (11,239) 4,775,059 0 %
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-16 4 S $4.53 $90,544 I/I (20,000) 10,303,677 0 %
CTP Ctpartners Executive Sear... 10% Owner   –       –       •   2015-03-27 4 S $4.55 $543,615 I/I (119,439) 1,080,161 0 -
HAPUE Infusystems Holdings Uts 10% Owner   –       –       •   2019-08-09 4 B $4.74 $78,926 I/I 16,650 2,000,000 1.5 -
RGF Real Good Food Company, I... 10% Owner   –       –       •   2023-03-27 4 S $4.75 $26,969 I/I (5,677) 801,256 0 %
GNSS Genasys Inc 10% Owner   –       –       •   2020-07-21 4 S $4.80 $155,874 I/I (32,408) 4,786,298 0 %

  326  Records found
  1   2   3   4   5   6   7   8  9   10   11   12   13   14      
  Page 8 of 14  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed