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Insider Information:   Awm Investment Company, Inc.
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   28    
Direct Shares   0    

Indirect Shares

   70,892,280      
Direct Value   $0    

Indirect Value

   $91,856,072      
Total Shares   70,892,280      
Total Value   $91,856,072      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    4   
    75    

     Stock price went up :
    1   
    17    
     Stock price went down :
    3   
    58    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
   31.6%
 -1,819.5%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Intelli Check-Mobilisa IDN 10% Owner 0 2017-08-04 1,492,043    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 2015-01-21 0 2016-03-18 1,477,722    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2016-03-28 854,040    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2016-12-22 14,131,036    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2019-10-14 105,959    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-09-24 402,345    Premium*  
            BTU International Inc BTUI 10% Owner 2015-02-02 0 2015-02-02 0    Premium*  
            Ctpartners Executive Search Inc. CTP 10% Owner 0 2015-06-08 830,718    Premium*  
            Adept Technology Inc ADEP 10% Owner 2015-02-05 0 2015-10-26 0    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-06-04 1,099,954    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2017-09-26 568,216    Premium*  
            Pfsweb Inc PFSW 10% Owner 2015-02-24 0 2015-09-25 1,780,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2015-09-28 0 2015-12-31 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 2015-10-26 0 2015-11-24 0    Premium*  
            Genasys Inc GNSS 10% Owner 2015-11-23 0 2023-09-28 5,749,544    Premium*  
            TearLab Corp TEAR 10% Owner 0 2017-03-30 400,505    Premium*  
            Eterna Therapeutics Inc ERNA 10% Owner 0 2018-03-14 251,562    Premium*  
            Graphon Corp /de/ GOJO 10% Owner 0 2016-12-29 929,185    Premium*  
            Xwell Ord Shs XWEL 10% Owner 0 2017-12-28 2,643,745    Premium*  
            Emagin Corp EMA 10% Owner 2018-02-12 0 2019-01-08 4,492,624    Premium*  
            Optimizerx Corporation OPRX 10% Owner 2019-03-15 0 2019-05-14 1,221,528    Premium*  
            Liqtech International Inc LIQT 10% Owner 0 2019-05-22 2,173,291    Premium*  
            Infusystems Holdings Uts HAPUE 10% Owner 2019-08-09 0 2019-08-09 2,000,000    Premium*  
            Destination XL Group Inc DXLG 10% Owner 0 2023-03-16 9,399,297    Premium*  
            Societal CDMO, Inc SCTL 10% Owner 0 2023-08-24 10,266,144    Premium*  
            Real Good Food Company, Inc. RGF 10% Owner 2021-12-10 0 2024-03-01 1,941,859    Premium*  
            Assure Holdings Corp. IONM below 10% 2022-08-04 0 2022-08-05 750,000    Premium*  
            Emcore Corp EMKR 10% Owner 0 2023-06-14 5,930,963    Premium*  
* Premium Members only  

Records found :    326         Free Registration Required For Full Results.    Limit: 25

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  Page 8 of 14
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-15 4 S $4.41 $86,029 I/I (19,502) 10,323,667 0 %
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-03-05 4 S $11.34 $226,778 I/I (20,000) 2,258,836 0 -
CRBO Carbon Natural Gas Compan... 10% Owner   –       –       •   2015-07-01 4 S $0.62 $12,410 I/I (20,000) 10,868,889 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2016-03-15 4 S $2.15 $43,000 I/I (20,000) 1,589,022 0 -
IDN Intelli Check-Mobilisa 10% Owner   –       –       •   2017-07-31 4 S $3.09 $61,894 I/I (20,000) 1,505,839 0 -
SCTL Societal CDMO, Inc 10% Owner   –       –       •   2021-12-13 4 S $1.63 $32,502 I/I (20,000) 5,261,901 0 %
SCTL Societal CDMO, Inc 10% Owner   –       –       •   2021-12-15 4 S $1.63 $32,600 I/I (20,000) 5,231,299 0 %
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-16 4 S $4.53 $90,544 I/I (20,000) 10,303,677 0 %
RGF Real Good Food Company, I... 10% Owner   –       –       •   2021-12-10 4 S $6.39 $132,648 I/I (20,758) 617,703 0 %
IDN Intelli Check-Mobilisa 10% Owner   –       –       •   2017-06-07 4 S $4.15 $87,343 I/I (21,000) 1,628,341 0 -
IDN Intelli Check-Mobilisa 10% Owner   –       –       •   2017-05-25 4 S $4.09 $87,844 I/I (21,460) 1,697,797 0 -
CLRB Cellectar Bioscienc 10% Owner   –       –       •   2015-10-01 4 S $2.06 $44,494 I/I (21,600) 1,089,627 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-03-25 4 S $11.39 $256,381 I/I (22,500) 2,119,236 0 -
CLRB Cellectar Bioscienc 10% Owner   –       –       •   2015-09-28 4 S $2.17 $54,926 I/I (23,100) 1,119,268 0 -
CTP Ctpartners Executive Sear... 10% Owner   –       –       •   2015-05-21 4 S $4.00 $99,006 I/I (24,741) 933,418 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-03-19 4 S $11.02 $275,448 I/I (25,000) 2,222,736 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-03-20 4 S $11.06 $276,443 I/I (25,000) 2,197,736 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-03-24 4 S $11.44 $285,975 I/I (25,000) 2,141,736 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2015-06-10 4 S $4.08 $102,032 I/I (25,000) 1,679,650 0 -
OPRX Optimizerx Corporation 10% Owner   –       –       •   2019-05-10 4 S $13.76 $343,885 I/I (25,000) 1,271,528 0 -
RGF Real Good Food Company, I... 10% Owner   –       –       •   2023-02-23 4 S $4.01 $100,133 I/I (25,000) 826,951 0 %
PFSW Pfsweb Inc 10% Owner   –       –       •   2015-07-16 4 S $13.68 $350,332 I/I (25,601) 1,992,258 0 -
DXLG Destination XL Group Inc 10% Owner   –       –       •   2023-03-16 4 S $6.19 $165,235 I/I (26,677) 9,399,297 0 %
DXLG Destination XL Group Inc 10% Owner   –       –       •   2022-08-19 4 S $4.40 $118,718 I/I (26,969) 10,123,465 0 %
ERNA Eterna Therapeutics Inc 10% Owner   –       –       •   2018-03-14 4 S $6.24 $174,849 I/I (28,000) 251,562 0 -
  326  Records found
  1   2   3   4   5   6   7   8  9   10   11   12   13   14      
  Page 8 of 14  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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