| |
| |
|
| Insider
Information: |
Awm Investment Company, Inc. |
| Relationship: |
10% Owner |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
28 |
|
| Direct
Shares |
0 |
|
|
Indirect Shares
|
70,892,280 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$91,856,072 |
|
|
| Total
Shares |
70,892,280 |
|
|
| Total
Value |
$91,856,072 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
4
|
75
|
|
Stock
price went up :
|
1
|
17
|
| Stock
price went down : |
3
|
58
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
 31.6%
|
 -1,819.5%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Intelli Check-Mobilisa |
IDN |
10% Owner |
|
0 |
2017-08-04 |
1,492,043 |
Premium* |
|
|
Broadwind Energy Inc |
BWEN |
10% Owner |
2015-01-21 |
0 |
2016-03-18 |
1,477,722 |
Premium* |
|
|
CPI Aerostructures Inc |
CVU |
10% Owner |
|
0 |
2016-03-28 |
854,040 |
Premium* |
|
|
Carbon Natural Gas Company |
CRBO |
10% Owner |
|
0 |
2016-12-22 |
14,131,036 |
Premium* |
|
|
Ideal Power Inc. |
IPWR |
10% Owner |
|
0 |
2019-10-14 |
105,959 |
Premium* |
|
|
Wafergen Bio-Systems Inc. |
WGBS |
10% Owner |
|
0 |
2015-09-24 |
402,345 |
Premium* |
|
|
BTU International Inc |
BTUI |
10% Owner |
2015-02-02 |
0 |
2015-02-02 |
0 |
Premium* |
|
|
Ctpartners Executive Search Inc. |
CTP |
10% Owner |
|
0 |
2015-06-08 |
830,718 |
Premium* |
|
|
Adept Technology Inc |
ADEP |
10% Owner |
2015-02-05 |
0 |
2015-10-26 |
0 |
Premium* |
|
|
Lightbridge Inc |
LTBR |
10% Owner |
|
0 |
2015-06-04 |
1,099,954 |
Premium* |
|
|
Izea Worldwide Inc |
IZEA |
10% Owner |
|
0 |
2017-09-26 |
568,216 |
Premium* |
|
|
Pfsweb Inc |
PFSW |
10% Owner |
2015-02-24 |
0 |
2015-09-25 |
1,780,000 |
Premium* |
|
|
Cellectar Bioscienc |
CLRB |
10% Owner |
2015-09-28 |
0 |
2015-12-31 |
0 |
Premium* |
|
|
Precision Optics Ord Shs |
POCI |
10% Owner |
2015-10-26 |
0 |
2015-11-24 |
0 |
Premium* |
|
|
Genasys Inc |
GNSS |
10% Owner |
2015-11-23 |
0 |
2023-09-28 |
5,749,544 |
Premium* |
|
|
TearLab Corp |
TEAR |
10% Owner |
|
0 |
2017-03-30 |
400,505 |
Premium* |
|
|
Eterna Therapeutics Inc |
ERNA |
10% Owner |
|
0 |
2018-03-14 |
251,562 |
Premium* |
|
|
Graphon Corp /de/ |
GOJO |
10% Owner |
|
0 |
2016-12-29 |
929,185 |
Premium* |
|
|
Xwell Ord Shs |
XWEL |
10% Owner |
|
0 |
2017-12-28 |
2,643,745 |
Premium* |
|
|
Emagin Corp |
EMA |
10% Owner |
2018-02-12 |
0 |
2019-01-08 |
4,492,624 |
Premium* |
|
|
Optimizerx Corporation |
OPRX |
10% Owner |
2019-03-15 |
0 |
2019-05-14 |
1,221,528 |
Premium* |
|
|
Liqtech International Inc |
LIQT |
10% Owner |
|
0 |
2019-05-22 |
2,173,291 |
Premium* |
|
|
Infusystems Holdings Uts |
HAPUE |
10% Owner |
2019-08-09 |
0 |
2019-08-09 |
2,000,000 |
Premium* |
|
|
Destination XL Group Inc |
DXLG |
10% Owner |
|
0 |
2023-03-16 |
9,399,297 |
Premium* |
|
|
Societal CDMO, Inc |
SCTL |
10% Owner |
|
0 |
2023-08-24 |
10,266,144 |
Premium* |
|
|
Real Good Food Company, Inc. |
RGF |
10% Owner |
2021-12-10 |
0 |
2024-03-01 |
1,941,859 |
Premium* |
|
|
Assure Holdings Corp. |
IONM |
below 10% |
2022-08-04 |
0 |
2022-08-05 |
750,000 |
Premium* |
|
|
Emcore Corp |
EMKR |
10% Owner |
|
0 |
2023-06-14 |
5,930,963 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
326 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 9 of 14
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| ERNA |
Eterna Therapeutics Inc |
10% Owner |
– – • |
2017-09-18 |
4 |
S |
$7.25 |
$624 |
I/I |
(86) |
311,076 |
0 |
- |
|
| IZEA |
Izea Worldwide Inc |
10% Owner |
– – • |
2017-09-22 |
4 |
S |
$4.01 |
$349,698 |
I/I |
(87,311) |
930,905 |
0 |
- |
|
| IZEA |
Izea Worldwide Inc |
10% Owner |
– – • |
2017-09-25 |
4 |
S |
$5.62 |
$913,678 |
I/I |
(162,689) |
768,216 |
0 |
- |
|
| IZEA |
Izea Worldwide Inc |
10% Owner |
– – • |
2017-09-26 |
4 |
S |
$6.45 |
$1,321,255 |
I/I |
(200,000) |
568,216 |
0 |
- |
|
| ERNA |
Eterna Therapeutics Inc |
10% Owner |
– – • |
2017-11-28 |
4 |
S |
$5.08 |
$55,231 |
I/I |
(10,774) |
300,302 |
0 |
- |
|
| ERNA |
Eterna Therapeutics Inc |
10% Owner |
– – • |
2017-11-29 |
4 |
S |
$5.11 |
$36,092 |
I/I |
(7,061) |
293,241 |
0 |
- |
|
| ERNA |
Eterna Therapeutics Inc |
10% Owner |
– – • |
2017-11-30 |
4 |
S |
$5.05 |
$25,251 |
I/I |
(5,000) |
288,241 |
0 |
- |
|
| XWEL |
Xwell Ord Shs |
10% Owner |
– – • |
2017-12-27 |
4 |
S |
$1.50 |
$95,153 |
I/I |
(63,350) |
2,690,395 |
0 |
- |
|
| XWEL |
Xwell Ord Shs |
10% Owner |
– – • |
2017-12-28 |
4 |
S |
$1.55 |
$72,396 |
I/I |
(46,650) |
2,643,745 |
0 |
- |
|
| EMA |
Emagin Corp |
10% Owner |
– – • |
2018-02-12 |
4 |
S |
$1.89 |
$423,190 |
I/I |
(220,809) |
5,429,524 |
0 |
- |
|
| ERNA |
Eterna Therapeutics Inc |
10% Owner |
– – • |
2018-03-12 |
4 |
S |
$6.72 |
$29,385 |
I/I |
(4,253) |
283,988 |
0 |
- |
|
| ERNA |
Eterna Therapeutics Inc |
10% Owner |
– – • |
2018-03-13 |
4 |
S |
$6.73 |
$30,900 |
I/I |
(4,426) |
279,562 |
0 |
- |
|
| ERNA |
Eterna Therapeutics Inc |
10% Owner |
– – • |
2018-03-14 |
4 |
S |
$6.24 |
$174,849 |
I/I |
(28,000) |
251,562 |
0 |
- |
|
| GNSS |
Genasys Inc |
10% Owner |
– – • |
2018-06-07 |
4 |
S |
$2.00 |
$21,600 |
I/I |
(10,800) |
3,978,957 |
0 |
- |
|
| GNSS |
Genasys Inc |
10% Owner |
– – • |
2018-06-15 |
4 |
B |
$2.20 |
$1,242,008 |
I/I |
564,549 |
4,543,506 |
1.5 |
- |
|
| GNSS |
Genasys Inc |
10% Owner |
– – • |
2018-06-20 |
4 |
B |
$2.47 |
$1,005,784 |
I/I |
407,200 |
4,950,706 |
1.5 |
- |
|
| EMA |
Emagin Corp |
10% Owner |
– – • |
2019-01-02 |
4 |
S |
$1.05 |
$86,338 |
I/I |
(81,052) |
5,348,472 |
0 |
- |
|
| EMA |
Emagin Corp |
10% Owner |
– – • |
2019-01-03 |
4 |
S |
$0.92 |
$208,972 |
I/I |
(220,658) |
5,127,814 |
0 |
- |
|
| EMA |
Emagin Corp |
10% Owner |
– – • |
2019-01-04 |
4 |
S |
$0.90 |
$88,848 |
I/I |
(98,290) |
5,029,524 |
0 |
- |
|
| EMA |
Emagin Corp |
10% Owner |
– – • |
2019-01-07 |
4 |
S |
$0.94 |
$44,321 |
I/I |
(46,900) |
4,982,624 |
0 |
- |
|
| EMA |
Emagin Corp |
10% Owner |
– – • |
2019-01-08 |
4 |
S |
$0.89 |
$440,957 |
I/I |
(490,000) |
4,492,624 |
0 |
- |
|
| OPRX |
Optimizerx Corporation |
10% Owner |
– – • |
2019-03-15 |
4 |
S |
$15.00 |
$204,555 |
I/I |
(13,637) |
1,354,288 |
0 |
- |
|
| OPRX |
Optimizerx Corporation |
10% Owner |
– – • |
2019-03-18 |
4 |
S |
$15.15 |
$117,553 |
I/I |
(7,760) |
1,346,528 |
0 |
- |
|
| OPRX |
Optimizerx Corporation |
10% Owner |
– – • |
2019-05-09 |
4 |
S |
$13.57 |
$678,595 |
I/I |
(50,000) |
1,296,528 |
0 |
- |
|
| OPRX |
Optimizerx Corporation |
10% Owner |
– – • |
2019-05-10 |
4 |
S |
$13.76 |
$343,885 |
I/I |
(25,000) |
1,271,528 |
0 |
- |
|
326 Records found
|
|
Page 9 of 14 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
