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Insider Information:   Ubs Group Ag
Relationship:   10% Owner
City:   Zurich
State:   V8
   
Insider Summary:
  
   
Companies Owned :   49    
Direct Shares   0    

Indirect Shares

   6,953      
Direct Value   $0    

Indirect Value

   $14,142      
Total Shares   6,953      
Total Value   $14,142      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    9   
    12    

     Stock price went up :
    1   
    12    
     Stock price went down :
    8   
    0    
   
     Gain/Loss Ratio :
   0.0   
   12.0   
     Percentage Gain/Loss :
   -10.8%
 606.1%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Virtus AllianzGI Convertible & I... NCV 10% Owner 0 2022-11-03 0    Premium*  
            Eaton Vance Insured New Jersey M... EMJ Former 10% Owner 0 2015-12-11 0    Premium*  
            Dreyfus Municipal Income Inc DMF 10% Owner 0 2023-07-12 0    Premium*  
            Eaton Vance Insured New York Mu... NYH Former 10% Owner 0 2015-12-11 0    Premium*  
            AllianceBernstein National Munic... AFB 10% Owner 0 2018-12-19 0    Premium*  
            Blackrock Municipal 2020 Term Tr... BKK 10% Owner 0 2017-12-04 0    Premium*  
            Eaton Vance Insured California M... EIA Former 10% Owner 0 2015-12-11 0    Premium*  
            Eaton Vance Municipal Income Trust EVN Former 10% Owner 0 2016-02-26 0    Premium*  
            Eaton Vance New Jersey Municipal... EVJ Former 10% Owner 0 2016-02-26 0    Premium*  
            Eaton Vance California Municipal... CEV Former 10% Owner 0 2016-02-26 0    Premium*  
            Eaton Vance Michigan Municipal I... EMI Former 10% Owner 0 2016-02-26 0    Premium*  
            Eaton Vance Insured Michigan Mun... MIW Former 10% Owner 0 2015-12-11 0    Premium*  
            Alliance California Municipal In... AKP 10% Owner 0 2019-05-21 0    Premium*  
            Eaton Vance Insured Municipal Bo... EIV Former 10% Owner 0 2015-12-11 0    Premium*  
            Eaton Vance Insured Massachusett... MAB Former 10% Owner 0 2015-12-11 0    Premium*  
            Eaton Vance Limited Duration Inc... EVV 10% Owner 0 2020-03-25 0    Premium*  
            Virtus Allianzgi Convertible & I... NCZ 10% Owner 0 2022-11-03 0    Premium*  
            Dreyfus Strategic Municipals Inc LEO 10% Owner 0 2023-07-12 0    Premium*  
            Dreyfus Strategic Municipal Bond... DSM 10% Owner 0 2023-07-12 0    Premium*  
            Pimco California Municipal Incom... PCQ 10% Owner 0 2024-04-17 0    Premium*  
            Pimco California Municipal Incom... PZC 10% Owner 0 2024-04-17 0    Premium*  
            Pioneer Municipal High Income Ad... MAV 10% Owner 0 2018-02-20 0    Premium*  
            Pimco Floating Rate Strategy Fun... PFN 10% Owner 0 2024-04-17 0    Premium*  
            Pimco Corporate Opportunity Fund PTY 10% Owner 0 2024-04-17 0    Premium*  
            Eaton Vance Insured Ohio Munici... EIO Former 10% Owner 0 2015-12-11 0    Premium*  
            Eaton Vance Pennsylvania Municip... EVP Former 10% Owner 0 2016-02-26 0    Premium*  
            Eaton Vance New York Municipal I... EVY Former 10% Owner 0 2016-02-26 0    Premium*  
            Eaton Vance Senior Income Trust EVF 10% Owner 0 2014-11-28 1,893    Premium*  
            Eaton Vance Massachusetts Munici... MMV Former 10% Owner 0 2016-02-26 0    Premium*  
            Pimco California Municipal Incom... PCK 10% Owner 0 2024-04-17 0    Premium*  
            Pimco New York Municipal Income ... PYN 10% Owner 0 2024-04-17 0    Premium*  
            Pioneer Municipal High Income Tr... MHI 10% Owner 0 2018-02-15 0    Premium*  
            Eaton Vance Insured Pennsylvania... EIP Former 10% Owner 0 2015-12-11 0    Premium*  
            Pimco New York Municipal Income ... PNF 10% Owner 0 2024-04-17 0    Premium*  
            Pimco Municipal Income Fund II PML 10% Owner 0 2024-04-17 0    Premium*  
            Franklin Templeton Limited Durat... FTF 10% Owner 0 2018-08-31 0    Premium*  
            Pimco Municipal Income Fund III PMX 10% Owner 0 2024-04-17 0    Premium*  
            Eaton Vance Ohio Municipal Incom... EVO Former 10% Owner 0 2016-02-26 0    Premium*  
            Pimco High Income Fund PHK 10% Owner 0 2024-04-17 0    Premium*  
            Pimco Floating Rate Income Fund PFL 10% Owner 0 2024-04-17 0    Premium*  
            Eaton Vance Senior Floating Rate... EFR 10% Owner 0 2020-03-25 0    Premium*  
            Pimco Municipal Income Fund PMF 10% Owner 0 2024-04-17 0    Premium*  
            Pimco New York Municipal Income ... PNI 10% Owner 0 2024-04-17 0    Premium*  
            Western Asset Managed Municipals... MMU 10% Owner 0 2023-03-01 0    Premium*  
            Pimco Corporate Income Fund PCN 10% Owner 0 2024-04-17 0    Premium*  
            Western Asset Intermediate Muni ... SBI 10% Owner 0 2023-03-01 0    Premium*  
            Western Asset Municipal Partners... MNP 10% Owner 0 2023-03-01 0    Premium*  
            Gabelli Equity Trust Inc GAB 10% Owner 0 2024-01-05 35    Premium*  
            Edible Garden Ag Inc EDBL 10% Owner 2024-04-24 0 2024-04-25 5,025    Premium*  
* Premium Members only  

Records found :    153         Free Registration Required For Full Results.    Limit: 25

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  Page 4 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
EVP Eaton Vance Pennsylvania ... Former 10% Owner   –       –      –    2016-02-26 4 D $0.00 $0 I/I (235) 0 0 -
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2014-11-28 3 IO $0.00 $0 I/I 0 5,148 -
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2019-01-02 4 S $11.85 $1,122,664 I/I (94,595) 1,396,124 0 -
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2019-01-03 4 S $11.88 $330,437 I/I (27,794) 1,368,330 0 -
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2019-01-04 4 S $11.93 $302,290 I/I (25,010) 1,343,320 0 -
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2019-12-30 4 B $13.20 $1,338,795 I/I 101,397 1,444,717 1.5 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2020-01-02 4 B $13.28 $337,834 I/I 25,438 1,470,155 1.5 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2020-01-03 4 B $13.31 $124,382 I/I 9,345 1,479,500 1.5 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2020-01-06 4 B $13.28 $137,514 I/I 10,355 1,489,855 1.5 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2020-03-18 4 S $8.20 $3,709,059 I/I (452,214) 1,037,641 0 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2020-03-19 4 S $8.04 $1,154,119 I/I (143,540) 894,101 0 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2020-03-20 4 S $9.01 $3,767,397 I/I (418,344) 475,757 0 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2020-03-23 4 S $8.34 $2,151,697 I/I (257,889) 217,868 0 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2020-03-24 4 S $8.86 $1,925,231 I/I (217,253) 615 0 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2020-03-25 4 S $9.64 $5,932 I/I (615) 0 0 %
EVY Eaton Vance New York Muni... 10% Owner   –       –       •   2014-11-28 3 IO $0.00 $0 I/I 0 461 -
EVY Eaton Vance New York Muni... Former 10% Owner   –       –      –    2016-02-26 4 D $0.00 $0 I/I (461) 0 0 -
FTF Franklin Templeton Limite... 10% Owner   –       –       •   2014-11-28 3 IO $0.00 $0 I/I 0 593 -
FTF Franklin Templeton Limite... 10% Owner   –       –       •   2018-08-31 4 D $0.00 $0 I/I (593) 0 0 -
GAB Gabelli Equity Trust Inc 10% Owner   –       –       •   2024-01-05 3 IO $0.00 $0 I/I 0 35 %
LEO Dreyfus Strategic Municip... 10% Owner   –       –       •   2014-11-28 3 IO $0.00 $0 I/I 0 2,324 -
LEO Dreyfus Strategic Municip... 10% Owner   –       –       •   2023-07-12 4 D $0.00 $2 I/I (2,324) 0 0 -
MAB Eaton Vance Insured Massa... 10% Owner   –       –       •   2014-11-28 3 IO $0.00 $0 I/I 0 399 -
MAB Eaton Vance Insured Massa... Former 10% Owner   –       –      –    2015-12-11 4 D $0.00 $0 I/I (399) 0 0 -
MAV Pioneer Municipal High In... 10% Owner   –       –       •   2014-11-28 3 IO $0.00 $0 I/I 0 2,286 -
  153  Records found
  1   2   3   4  5   6   7      
  Page 4 of 7  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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