| |
| |
|
| Insider
Information: |
Galley Patrick W. |
| Relationship: |
President, Director |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
6 |
|
| Direct
Shares |
525,479 |
|
|
Indirect Shares
|
59,874 |
|
|
| Direct
Value |
$7,192,686 |
|
|
|
Indirect Value
|
$810,816 |
|
|
| Total
Shares |
585,353 |
|
|
| Total
Value |
$8,003,502 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
10
|
2
|
|
Stock
price went up :
|
5
|
2
|
| Stock
price went down : |
5
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
2.0
|
| Percentage
Gain/Loss : |
 3.2%
|
25.4%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Rivernorth Opportunities Fund, I... |
RIV |
President, Director |
2022-11-15 |
282,018 |
2015-12-29 |
0 |
Premium* |
|
|
Rivernorth Marketplace Lending C... |
RSF |
Chief Executive Office... |
2024-04-26 |
237,061 |
2019-06-17 |
43,555 |
Premium* |
|
|
Rivernorth Opportunistic Municip... |
RMI |
President, Director |
2022-12-07 |
0 |
2018-10-26 |
0 |
Premium* |
|
|
Rivernorth/doubleline Strategic ... |
OPP |
President, Director |
2021-10-05 |
0 |
2020-10-10 |
16,319 |
Premium* |
|
|
Rivernorth Managed Duration Muni... |
RMM |
President, Director |
2022-11-04 |
5,000 |
2019-07-26 |
0 |
Premium* |
|
|
Rivernorth Flexible Municipal In... |
RFM |
President, Director |
2020-05-21 |
1,400 |
2020-05-21 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
49 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 2
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| RSF |
Rivernorth Marketplace Le... |
President |
• • – |
2018-12-19 |
4 |
B |
$24.70 |
$71,449 |
D/D |
2,890 |
87,251 |
2.81 |
- |
|
| OPP |
Rivernorth/doubleline Str... |
President |
• • – |
2018-12-19 |
4 |
B |
$15.55 |
$36,293 |
D/D |
2,333 |
2,333 |
2.81 |
- |
|
| RSF |
Rivernorth Marketplace Le... |
President |
• • – |
2018-12-20 |
4 |
B |
$24.67 |
$24,665 |
D/D |
1,000 |
88,251 |
2.81 |
- |
|
| OPP |
Rivernorth/doubleline Str... |
President |
• • – |
2018-12-20 |
4 |
B |
$15.20 |
$76,150 |
D/D |
5,000 |
7,333 |
2.81 |
- |
|
| RSF |
Rivernorth Marketplace Le... |
President |
• • – |
2018-12-21 |
4 |
B |
$24.56 |
$17,190 |
D/D |
700 |
88,951 |
2.81 |
- |
|
| OPP |
Rivernorth/doubleline Str... |
President |
• • – |
2018-12-21 |
4 |
B |
$15.20 |
$30,405 |
D/D |
2,000 |
9,333 |
2.81 |
- |
|
| RSF |
Rivernorth Marketplace Le... |
President |
• • – |
2019-06-17 |
4 |
B |
$19.50 |
$27,501 |
D/D |
1,400 |
69,852 |
2.81 |
- |
|
| RMI |
Rivernorth Opportunistic ... |
President |
• • – |
2019-07-23 |
4 |
S |
$21.65 |
$127,302 |
D/D |
(5,880) |
12,870 |
0 |
- |
|
| RMM |
Rivernorth Managed Durati... |
President |
• • – |
2019-07-26 |
4 |
B |
$20.00 |
$200,000 |
D/D |
10,000 |
10,000 |
2.81 |
- |
|
| RMI |
Rivernorth Opportunistic ... |
President |
• • – |
2020-03-12 |
4 |
B |
$21.65 |
$12,925 |
D/D |
597 |
13,467 |
2.81 |
- |
|
| RSF |
Rivernorth Marketplace Le... |
President |
• • – |
2020-03-27 |
4 |
B |
$23.00 |
$47,744 |
D/D |
2,068 |
8,619 |
2.81 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
President |
• • – |
2020-05-21 |
4 |
B |
$18.60 |
$26,171 |
D/D |
1,400 |
1,400 |
2.81 |
% |
|
| RMM |
Rivernorth Managed Durati... |
President |
• • – |
2022-02-11 |
4 |
B |
$18.75 |
$93,750 |
D/D |
5,000 |
5,000 |
2.81 |
% |
|
| RMI |
Rivernorth Opportunistic ... |
President |
• • – |
2022-09-28 |
4 |
S |
$15.85 |
$9,462 |
D/D |
(597) |
12,870 |
0 |
- |
|
| RMI |
Rivernorth Opportunistic ... |
President |
• • – |
2022-10-24 |
4 |
S |
$15.08 |
$15,080 |
D/D |
(1,000) |
11,870 |
0 |
- |
|
| RMM |
Rivernorth Managed Durati... |
President |
• • – |
2022-10-31 |
4 |
S |
$13.62 |
$40,862 |
D/D |
(3,000) |
7,000 |
0 |
% |
|
| RMI |
Rivernorth Opportunistic ... |
President |
• • – |
2022-11-01 |
4 |
S |
$14.68 |
$58,812 |
D/D |
(4,000) |
26,620 |
0 |
- |
|
| RMM |
Rivernorth Managed Durati... |
President |
• • – |
2022-11-04 |
4 |
S |
$13.91 |
$27,820 |
D/D |
(2,000) |
5,000 |
0 |
% |
|
| RIV |
Rivernorth Opportunities ... |
President |
• • – |
2022-11-15 |
4 |
B |
$0.00 |
$0 |
D/D |
41,899 |
282,018 |
2.73 |
% |
|
| RMI |
Rivernorth Opportunistic ... |
President |
• • – |
2022-11-30 |
4 |
S |
$17.20 |
$51,940 |
D/D |
(3,000) |
23,620 |
0 |
- |
|
| RMI |
Rivernorth Opportunistic ... |
President |
• • – |
2022-12-01 |
4 |
S |
$17.80 |
$86,831 |
D/D |
(4,870) |
18,750 |
0 |
- |
|
| RMI |
Rivernorth Opportunistic ... |
President |
• • – |
2022-12-02 |
4 |
S |
$17.33 |
$103,297 |
D/D |
(5,936) |
12,814 |
0 |
- |
|
| RMI |
Rivernorth Opportunistic ... |
President |
• • – |
2022-12-05 |
4 |
S |
$17.27 |
$96,113 |
D/D |
(5,505) |
7,309 |
0 |
- |
|
| RMI |
Rivernorth Opportunistic ... |
President |
• • – |
2022-12-07 |
4 |
S |
$17.51 |
$128,982 |
D/D |
(7,309) |
0 |
0 |
- |
|
49 Records found
|
|
Page 2 of 2 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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