| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$289,768,808 |
|
|
|
Indirect Value
|
$75,821,796 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$365,590,604 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-01-30 |
4 |
D |
$0.00 |
$0 |
I/I |
(3,500,000) |
0 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-11-30 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,353,938) |
0 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2021-03-19 |
4 |
D |
$8.51 |
$2,129,330 |
I/I |
(250,215) |
0 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2021-03-19 |
4 |
D |
$8.51 |
$51,158,631 |
D/D |
(6,011,590) |
0 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
Chief Executive OfficerOfficer |
• • • |
2014-10-29 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
33 |
|
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive OfficerOfficer |
• • – |
2013-07-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2021-03-23 |
4 |
B |
$19.00 |
$19,000 |
I/I |
1,000 |
1,000 |
0.01 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2022-05-12 |
4 |
B |
$16.88 |
$16,880 |
I/I |
1,000 |
3,000 |
2.56 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2022-06-17 |
4 |
B |
$15.85 |
$79,243 |
I/I |
5,000 |
5,000 |
2.64 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-07-16 |
4 |
B |
$14.44 |
$144,400 |
I/I |
10,000 |
10,000 |
2.66 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-07-15 |
4 |
B |
$14.25 |
$330,704 |
D/D |
23,110 |
23,210 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-02-13 |
4 |
B |
$8.67 |
$220,822 |
I/I |
25,475 |
25,475 |
1.5 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-27 |
4 |
B |
$14.00 |
$260,445 |
I/I |
18,500 |
28,500 |
2.66 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-01-03 |
4 |
A |
$15.57 |
$399,993 |
I/I |
25,690 |
28,690 |
0 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-03-08 |
4 |
A |
$13.94 |
$368,940 |
I/I |
26,000 |
29,690 |
0 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-03-08 |
4/A |
B |
$13.94 |
$368,940 |
I/I |
26,000 |
29,690 |
2.64 |
- |
|
| BAGL |
Einstein Noah Restaurant ... |
Director |
– • – |
2007-04-05 |
4 |
OE |
$2.35 |
$106,000 |
D/D |
30,000 |
31,374 |
0 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-05-11 |
4 |
B |
$10.11 |
$318,526 |
I/I |
31,217 |
31,690 |
2.64 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-12-06 |
4 |
B |
$9.99 |
$149,878 |
I/I |
15,000 |
35,000 |
2.66 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-07-16 |
4 |
B |
$14.35 |
$187,100 |
D/D |
13,000 |
36,210 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2012-03-06 |
4 |
B |
$9.57 |
$95,703 |
I/I |
10,000 |
45,000 |
2.66 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-07-17 |
4 |
B |
$14.35 |
$143,500 |
D/D |
10,000 |
46,210 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-28 |
4 |
B |
$14.10 |
$291,393 |
I/I |
20,571 |
49,071 |
2.66 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2012-05-24 |
4 |
B |
$9.29 |
$92,900 |
I/I |
10,000 |
55,000 |
2.66 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-03-10 |
4/A |
B |
$12.89 |
$322,250 |
I/I |
25,000 |
55,000 |
2.64 |
- |
|
458 Records found
|
|
Page 1 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
