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Insider Information:   Dullum David A R
Relationship:   Director
City:   Mclean
State:   VA
   
Insider Summary:
  
   
Companies Owned :   4    
Direct Shares   961,916    

Indirect Shares

  1,349      
Direct Value   $2,098,935    

Indirect Value

  $18,711      
Total Shares   963,265      
Total Value   $2,117,646      


Gladstone Investment Corp
 $2,079,335 Harbor Acquisition Corp.
 $0 Gladstone Capital Corp
 $19,600 Gladstone Investment Corp
 $2,079,335 Harbor Acquisition Corp.
 $0 Gladstone Capital Corp
 $19,600
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    10   
    0    

     Stock price went up :

    6   
    0    
     Stock price went down :
    4   
    0    
   
     Gain/Loss Ratio :
   1.5   
   0.0   
     Percentage Gain/Loss :
   7.4%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Gladstone Commercial Corp GOOD Director 2006-12-15 0 2003-08-12 0    Premium*  
            Gladstone Investment Corp GAIN President 2023-08-07 149,916 2023-08-07 1,349    Premium*  
            Harbor Acquisition Corp. HAC President and Secretar... 2007-04-17 810,000 2007-04-17 0    Premium*  
            Gladstone Capital Corp GLAD Director 2006-09-08 2,000 2006-06-19 0    Premium*  
* Premium Members only  

Records found :    94         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
HAC Harbor Acquisition Corp. President and SecretaryOfficer   •       •      –    2006-04-25 3 IO $0.00 $0 D/D 0 687,500 -
HAC Harbor Acquisition Corp. President and SecretaryOfficer   •       •      –    2006-04-25 3 IO $0.00 $0 I/I 0 25,000 -
HAC Harbor Acquisition Corp. President and Secretary   •       •      –    2007-04-17 4 S $0.01 $150 D/D (15,000) 810,000 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-11-13 4/A OE $15.44 $185 D/D 12 12 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-11-13 4 OE $15.44 $185 D/D 12 12 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-11-13 4/A S $20.55 $247 D/D (12) 0 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-11-13 4 S $20.55 $247 D/D (12) 0 0 -
HAC Harbor Acquisition Corp. President and Secretary   •       •      –    2007-04-17 4 S $0.01 $300 I/I (30,000) 0 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-09-26 4 OE $15.44 $1,544 D/D 100 100 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-09-26 4 S $20.25 $2,025 D/D (100) 0 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-09-19 4 OE $15.00 $2,250 D/D 150 150 0 -
GAIN Gladstone Investment Corp President   •       •      –    2008-04-21 4 OE $7.48 $2,521 I/I 337 1,349 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-09-20 4 OE $15.00 $3,000 D/D 200 200 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-09-19 4 S $20.05 $3,008 D/D (150) 0 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-12-11 4 OE $15.44 $3,397 D/D 220 220 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-09-20 4 S $20.05 $4,010 D/D (200) 0 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-12-11 4 S $20.49 $4,508 D/D (220) 0 0 -
GAIN Gladstone Investment Corp President   •       •      –    2014-12-08 4 B $7.09 $4,963 D/D 700 59,565 2.73 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-09-25 4 OE $15.44 $6,161 D/D 399 399 0 -
GAIN Gladstone Investment Corp President   •       •      –    2013-11-14 4 B $7.31 $7,310 D/D 1,000 42,516 2.81 -
GAIN Gladstone Investment Corp President   •       •      –    2008-11-14 4 B $3.81 $7,620 D/D 2,000 20,167 2.81 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-08-30 4 S $20.05 $8,025 D/D (400) 4,192 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-09-25 4 S $20.25 $8,080 D/D (399) 0 0 -
GOOD Gladstone Commercial Corp Director   –       •      –    2006-08-29 4 S $20.25 $8,262 D/D (408) 4,592 -
GAIN Gladstone Investment Corp President   •       •      –    2010-11-19 4 B $7.70 $11,550 D/D 1,500 24,318 2.81 -

  94  Records found
  1  2   3   4      
  Page 1 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed