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Insider Information:   Dullum David A R
Relationship:   Director
City:   Mclean
State:   VA
   
Insider Summary:
  
   
Companies Owned :   4    
Direct Shares   961,916    

Indirect Shares

   1,349      
Direct Value   $2,098,935    

Indirect Value

   $18,711      
Total Shares   963,265      
Total Value   $2,117,646      


Gladstone Investment Corp $2,079,335 Harbor Acquisition Corp. $0 Gladstone Capital Corp $19,600 Gladstone Investment Corp $2,079,335 Harbor Acquisition Corp. $0 Gladstone Capital Corp $19,600
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    10   
    0    

     Stock price went up :
    6   
    0    
     Stock price went down :
    4   
    0    
   
     Gain/Loss Ratio :
   1.5   
   0.0   
     Percentage Gain/Loss :
   7.4%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Gladstone Commercial Corp GOOD Director 2006-12-15 0 2003-08-12 0    Premium*  
            Gladstone Investment Corp GAIN President 2023-08-07 149,916 2023-08-07 1,349    Premium*  
            Harbor Acquisition Corp. HAC President and Secretar... 2007-04-17 810,000 2007-04-17 0    Premium*  
            Gladstone Capital Corp GLAD Director 2006-09-08 2,000 2006-06-19 0    Premium*  
* Premium Members only  

Records found :    94         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
HAC Harbor Acquisition Corp. President and SecretaryOfficer   •       •      –    2006-04-25 3 IO $0.00 $0 D/D 0 687,500 -
HAC Harbor Acquisition Corp. President and SecretaryOfficer   •       •      –    2006-04-25 3 IO $0.00 $0 I/I 0 25,000 -
HAC Harbor Acquisition Corp. President and Secretary   •       •      –    2007-04-17 4 S $0.01 $150 D/D (15,000) 810,000 0 -
HAC Harbor Acquisition Corp. President and Secretary   •       •      –    2007-04-17 4 S $0.01 $300 I/I (30,000) 0 0 -
GAIN Gladstone Investment Corp President   •       •      –    2009-02-24 4 B $2.92 $11,680 D/D 4,000 24,167 2.81 -
GAIN Gladstone Investment Corp President   •       •      –    2009-02-24 4/A B $2.92 $11,680 D/D 4,000 22,818 2.81 -
GAIN Gladstone Investment Corp President   •       •      –    2008-11-14 4 B $3.81 $7,620 D/D 2,000 20,167 2.81 -
GAIN Gladstone Investment Corp President   •       •      –    2008-11-10 4 B $5.18 $15,540 D/D 3,000 18,167 2.81 -
GAIN Gladstone Investment Corp President   •       •      –    2011-09-06 4 B $6.40 $25,600 D/D 4,000 34,716 2.81 -
GAIN Gladstone Investment Corp President   •       –      –    2016-02-08 4 B $6.69 $33,450 D/D 5,000 69,565 2.74 -
GAIN Gladstone Investment Corp President   •       –      –    2020-03-23 4 B $6.80 $17,000 D/D 2,500 126,416 2.74 %
GAIN Gladstone Investment Corp President   •       •      –    2014-12-09 4 B $7.00 $35,000 D/D 5,000 64,565 2.81 -
GAIN Gladstone Investment Corp President   •       •      –    2014-12-08 4 B $7.09 $4,963 D/D 700 59,565 2.73 -
GAIN Gladstone Investment Corp President   •       –      –    2020-03-18 4 B $7.20 $57,600 D/D 8,000 123,916 2.74 %
GAIN Gladstone Investment Corp President   •       •      –    2013-11-13 4 B $7.30 $49,838 D/D 6,800 41,516 2.81 -
GAIN Gladstone Investment Corp President   •       •      –    2013-11-14 4 B $7.31 $7,310 D/D 1,000 42,516 2.81 -
GAIN Gladstone Investment Corp President   •       •      –    2011-06-01 4 B $7.37 $25,043 D/D 3,398 30,716 2.81 -
GAIN Gladstone Investment Corp President   •       •      –    2008-09-02 4 B $7.43 $22,290 D/D 3,000 15,167 2.81 -
GAIN Gladstone Investment Corp President   •       •      –    2008-04-21 4 OE $7.48 $2,521 I/I 337 1,349 0 -
GAIN Gladstone Investment Corp President   •       •      –    2008-04-21 4 OE $7.48 $20,226 D/D 2,704 10,818 0 -
GAIN Gladstone Investment Corp President   •       –      –    2016-11-07 4 B $7.65 $30,600 D/D 4,000 73,565 2.74 -
GAIN Gladstone Investment Corp President   •       •      –    2011-02-04 4 B $7.69 $23,070 D/D 3,000 27,318 2.81 -
GAIN Gladstone Investment Corp President   •       •      –    2010-11-19 4 B $7.70 $11,550 D/D 1,500 24,318 2.81 -
GAIN Gladstone Investment Corp President   •       •      –    2014-03-14 4 B $8.30 $124,500 D/D 15,000 58,865 2.81 -
GAIN Gladstone Investment Corp President   •       –      –    2017-03-09 4 B $8.49 $33,969 D/D 4,000 76,216 2.74 -
  94  Records found
  1  2   3   4      
  Page 1 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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