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Insider Information:   Brubaker Terry Lee
Relationship:   COO, Director
City:   Mclean
State:   VA
   
Insider Summary:
  
   
Companies Owned :   3    
Direct Shares   16,233    

Indirect Shares

   4,020      
Direct Value   $225,314    

Indirect Value

   $56,521      
Total Shares   20,253      
Total Value   $281,835      


Gladstone Investment Corp $225,314 Gladstone Investment Corp $225,314
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    3   
    0    

     Stock price went up :
    3   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   3.0   
   0.0   
     Percentage Gain/Loss :
   38.7%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Gladstone Commercial Corp GOOD COO, Director 2010-05-14 0 2009-06-23 4,020    Premium*  
            Gladstone Investment Corp GAIN Chief Operating Office... 2020-03-23 16,233 2016-08-15 0    Premium*  
            Gladstone Capital Corp GLAD COO, Director 2016-12-12 0 2013-11-29 0    Premium*  
* Premium Members only  

Records found :    81         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
GAIN Gladstone Investment Corp COO   •       •      –    2008-11-28 4 B $4.69 $2,345 I/I 500 15,837 2.58 -
GAIN Gladstone Investment Corp COO   •       •      –    2008-11-28 4/A B $4.69 $2,345 I/I 500 16,050 2.58 -
GAIN Gladstone Investment Corp COO   •       •      –    2011-09-06 4 B $6.58 $65,800 D/D 10,000 30,018 2.81 -
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2020-03-19 4 B $6.73 $16,825 D/D 2,500 13,733 2.81 %
GAIN Gladstone Investment Corp COO   •       •      –    2010-09-30 4 B $6.78 $29,154 D/D 4,300 19,071 2.81 -
GAIN Gladstone Investment Corp COO   •       •      –    2011-08-11 4 S $6.80 $64,600 D/D (9,500) 19,910 0 -
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2020-03-23 4 B $6.83 $17,070 D/D 2,500 16,233 2.81 %
GAIN Gladstone Investment Corp COO   •       •      –    2011-08-09 4 S $6.98 $3,490 D/D (500) 29,410 0 -
GAIN Gladstone Investment Corp COO   •       •      –    2011-08-05 4 B $7.30 $73,000 D/D 10,000 29,910 2.81 -
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2014-08-08 4 B $7.33 $293,200 D/D 40,000 202,453 2.81 -
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2020-03-18 4 B $7.35 $18,375 D/D 2,500 11,233 2.81 %
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2014-02-07 4 B $7.41 $592,800 D/D 80,000 157,434 2.81 -
GLAD Gladstone Capital Corp COO   •       •      –    2008-12-30 4 S $7.44 $5,205 D/D (700) 195,324 0 -
GAIN Gladstone Investment Corp COO   •       •      –    2008-04-21 4 OE $7.48 $4,982 I/I 666 2,666 0 -
GAIN Gladstone Investment Corp COO   •       •      –    2008-04-21 4 OE $7.48 $21,999 D/D 2,941 11,790 0 -
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2013-12-09 4 B $7.51 $7,510 D/D 1,000 44,659 2.81 -
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2013-11-26 4 B $7.54 $45,240 I/I 6,000 10,281 2.66 -
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2013-11-26 4 B $7.54 $59,565 D/D 7,900 40,659 2.81 -
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2013-12-11 4 B $7.55 $22,647 D/D 3,000 47,659 2.81 -
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2013-11-27 4 B $7.56 $22,680 D/D 3,000 43,659 2.81 -
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2013-12-12 4 B $7.59 $220,869 D/D 29,100 76,759 2.81 -
GLAD Gladstone Capital Corp Chief Operating Officer   •       •      –    2016-08-12 4 S $8.37 $38,518 D/D (4,600) 109,610 0 -
GLAD Gladstone Capital Corp Chief Operating Officer   •       •      –    2016-08-15 4 S $8.39 $136,626 D/D (16,276) 93,334 0 -
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2016-08-12 4 S $8.66 $51,159 I/I (5,900) 4,381 0 -
GAIN Gladstone Investment Corp Chief Operating Officer   •       •      –    2016-08-12 4 S $8.67 $46,824 D/D (5,400) 232,598 0 -
  81  Records found
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  Page 1 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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