|
|
|
Insider
Information: |
Lund David Michael |
Relationship: |
CFO, EVP - Finance & T... |
City: |
Santa Cruz |
State: |
CA |
|
|
Insider
Summary: |
|
|
|
Companies Owned : |
2 |
|
Direct
Shares |
172,084 |
|
Indirect Shares
|
6,200 |
|
|
Direct
Value |
$2,922,681 |
|
|
Indirect Value
|
$92,442 |
|
|
Total
Shares |
178,284 |
|
|
Total
Value |
$3,015,123 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
4
|
0
|
Stock
price went up :
|
3
|
0
|
Stock
price went down : |
1
|
0
|
|
|
|
Gain/Loss Ratio : |
3.0
|
0.0
|
Percentage
Gain/Loss : |
17.7%
|
0.0%
|
|
|
|
|
|
|
Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Hercules Technology Growth Capit... |
HTGC |
VP of Fin & Corporate ... |
2011-05-17 |
73,438 |
2005-11-09 |
0 |
Premium* |
|
Trinity Capital Inc. |
TRIN |
CFO, EVP - Finance & T... |
2023-12-15 |
98,646 |
2023-12-15 |
6,200 |
Premium* |
|
|
|
|
|
|
|
|
|
|
Records found :
28 |
Free Registration Required For Full Results. Limit: 25
|
|
Download |
Page 1 of 2
|
Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
HTGC |
Hercules Technology Growt... |
Prin.Financial and Acct. Offic |
|
2005-11-09 |
4 |
B |
$10.90 |
$21,800 |
D/D |
2,000 |
2,000 |
2.74 |
- |
|
HTGC |
Hercules Technology Growt... |
Principal Fnl & Acctg Officer |
|
2006-04-13 |
4 |
OE |
$10.55 |
$7,227 |
D/D |
685 |
2,738 |
|
- |
|
HTGC |
Hercules Technology Growt... |
Prin.Financial and Acct. Offic |
|
2006-04-26 |
4 |
OE |
$10.55 |
$3,323 |
D/D |
315 |
3,053 |
|
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2008-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
16,000 |
19,580 |
0 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2008-12-31 |
5 |
B |
$0.00 |
$0 |
D/D |
1,111 |
20,111 |
0 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2009-02-19 |
4 |
B |
$4.26 |
$8,520 |
D/D |
2,000 |
62,251 |
2.74 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2009-02-19 |
4/A |
B |
$4.26 |
$8,520 |
D/D |
2,000 |
22,111 |
2.74 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2009-03-17 |
4 |
A |
$0.00 |
$0 |
D/D |
25,000 |
47,111 |
0 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2009-12-31 |
5 |
A |
$0.00 |
$0 |
D/D |
1,297 |
48,408 |
0 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2010-03-16 |
4 |
A |
$0.00 |
$0 |
D/D |
5,000 |
53,408 |
0 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2010-11-17 |
4 |
D |
$10.19 |
$1,956 |
D/D |
(192) |
53,216 |
0 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2010-12-17 |
4 |
D |
$10.10 |
$1,939 |
D/D |
(192) |
53,024 |
0 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2011-04-16 |
4 |
D |
$10.33 |
$403 |
D/D |
(39) |
52,985 |
0 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2011-04-17 |
4 |
D |
$10.33 |
$1,983 |
D/D |
(192) |
52,793 |
0 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2011-05-10 |
4 |
OE |
$4.21 |
$190,035 |
D/D |
45,139 |
97,932 |
0 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2011-05-10 |
4 |
D |
$10.60 |
$257,188 |
D/D |
(24,263) |
73,669 |
0 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2011-05-16 |
4 |
D |
$10.35 |
$404 |
D/D |
(39) |
73,630 |
0 |
- |
|
HTGC |
Hercules Technology Growt... |
VP of Fin & Corporate Controll |
|
2011-05-17 |
4 |
D |
$10.37 |
$1,991 |
D/D |
(192) |
73,438 |
0 |
- |
|
TRIN |
Trinity Capital Inc. |
See Remarks (*) |
|
2021-01-29 |
4 |
B |
$14.00 |
$101,500 |
D/D |
7,250 |
7,250 |
2.74 |
- |
|
TRIN |
Trinity Capital Inc. |
CFO, EVP - Finance & Treasurer |
|
2021-08-23 |
4 |
B |
$14.99 |
$52,465 |
I/I |
3,500 |
3,500 |
1.99 |
% |
|
TRIN |
Trinity Capital Inc. |
CFO and Treasurer |
|
2022-03-15 |
4 |
A |
$0.00 |
$0 |
D/D |
57,803 |
65,053 |
0 |
- |
|
TRIN |
Trinity Capital Inc. |
CFO, EVP - Finance & Treasurer |
|
2022-05-12 |
4 |
B |
$15.29 |
$48,928 |
D/D |
3,200 |
68,253 |
2.74 |
% |
|
TRIN |
Trinity Capital Inc. |
CFO, EVP - Finance & Treasurer |
|
2022-12-09 |
4 |
B |
$10.57 |
$9,513 |
D/D |
900 |
69,153 |
2.74 |
% |
|
TRIN |
Trinity Capital Inc. |
CFO, EVP - Finance & Treasurer |
|
2022-12-09 |
4 |
B |
$10.48 |
$28,296 |
I/I |
2,700 |
6,200 |
1.99 |
% |
|
TRIN |
Trinity Capital Inc. |
CFO, EVP - Finance & Treasurer |
|
2023-03-15 |
4 |
D |
$12.85 |
$32,099 |
D/D |
(2,498) |
62,875 |
0 |
- |
|
28 Records found
|
|
Page 1 of 2 |
|
Free Registration Required For Full Results. Limit: 25
|
|
|
Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
|
|
|
|
|
|