| |
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| Insider
Information: |
Pendergraft Philip A |
| Relationship: |
Chief Executive Office... |
| City: |
Dallas |
| State: |
TX |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
1 |
|
| Direct
Shares |
125,632 |
|
|
Indirect Shares
|
742,735 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
868,367 |
|
|
| Total
Value |
$0 |
|
|
|
|
|
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Penson Worldwide Inc |
PNSNQ |
Chief Executive Office... |
2012-01-01 |
125,632 |
2012-01-01 |
742,735 |
Premium* |
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|
Records found :
44 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 2
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| PNSNQ |
Penson Worldwide Inc |
Chief Executive OfficerOfficer |
• • – |
2006-05-16 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,003,035 |
|
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive OfficerOfficer |
• • – |
2006-05-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
51,824 |
|
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2006-12-20 |
5 |
GD |
$0.00 |
$0 |
I/I |
40,000 |
847,685 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2007-03-29 |
4 |
GD |
$0.00 |
$0 |
I/I |
5,000 |
839,685 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2007-06-04 |
4 |
GD |
$0.00 |
$0 |
I/I |
5,000 |
831,435 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2007-08-15 |
5 |
GD |
$0.00 |
$0 |
I/I |
30,000 |
799,185 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2008-07-28 |
4 |
GD |
$0.00 |
$0 |
I/I |
25,000 |
774,185 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2008-10-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
47,795 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
31,250 |
79,045 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2009-01-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
79,525 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2009-04-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
80,005 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2009-07-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
80,485 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2009-10-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
80,965 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2009-12-21 |
4/A |
GD |
$0.00 |
$0 |
I/I |
10,000 |
764,185 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2010-01-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
479 |
81,444 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2010-02-23 |
4 |
GD |
$0.00 |
$0 |
I/I |
25,000 |
739,185 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2010-04-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
79,857 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2010-07-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
78,270 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2010-10-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
76,683 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2011-01-14 |
4 |
A |
$0.00 |
$0 |
D/D |
38,343 |
113,111 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2011-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
74,768 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2011-05-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
479 |
113,590 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2011-07-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
129,070 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2011-10-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
129,550 |
0 |
- |
|
| PNSNQ |
Penson Worldwide Inc |
Chief Executive Officer |
• • – |
2012-01-01 |
4 |
D |
$1.16 |
$4,545 |
D/D |
(3,918) |
125,632 |
0 |
- |
|
44 Records found
|
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Page 1 of 2 |
| |
Free Registration Required For Full Results. Limit: 25
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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