| |
| |
|
| Insider
Information: |
Berman Bernard D |
| Relationship: |
President and CCO, 10%... |
| City: |
White Plains |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
3 |
|
| Direct
Shares |
1,530,066 |
|
|
Indirect Shares
|
686,244 |
|
|
| Direct
Value |
$1,482,873 |
|
|
|
Indirect Value
|
$26,648 |
|
|
| Total
Shares |
2,216,310 |
|
|
| Total
Value |
$1,509,521 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Oaktree Specialty Lending Corp |
OCSL |
Chief Executive Office... |
2017-09-29 |
35,968 |
|
0 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
Chief Executive Office... |
2017-09-29 |
92,027 |
2017-09-29 |
2,000 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
President and CCO, 10%... |
2017-10-26 |
1,402,071 |
2017-10-26 |
684,244 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
51 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 3
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| FSAM |
Fifth Street Asset Manage... |
Co-Pres. & Chief Compliance Of |
• • – |
2014-10-29 |
4 |
A |
$0.00 |
$0 |
D/D |
2,665,769 |
2,665,769 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
Co-President and CCO |
• – – |
2017-01-04 |
4 |
A |
$0.00 |
$0 |
I/I |
181,443 |
181,443 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
Co-President and CCO |
• – – |
2017-01-04 |
4 |
A |
$0.00 |
$0 |
D/D |
351,710 |
351,710 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
Co-President and CCO |
• – – |
2017-01-04 |
4 |
D |
$0.00 |
$0 |
D/D |
(533,153) |
2,132,616 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
President and CCO |
• – – |
2017-10-16 |
4 |
|
$0.00 |
$0 |
D/D |
1,491,479 |
641,137 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
President and CCO |
• – – |
2017-10-16 |
4 |
OE |
$0.00 |
$0 |
I/I |
502,801 |
684,244 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
President and CCO |
• – – |
2017-10-16 |
4 |
OE |
$0.00 |
$0 |
D/D |
988,678 |
1,340,388 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
President and CCO |
• – – |
2017-10-17 |
4 |
D |
$3.95 |
$165,718 |
D/D |
(41,954) |
1,396,297 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
President and CCO |
• – – |
2017-10-17 |
4 |
OE |
$0.00 |
$0 |
D/D |
97,863 |
1,438,251 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
President and CCO |
• – • |
2017-10-26 |
4/A |
D |
$4.00 |
$144,720 |
D/D |
(36,180) |
1,402,071 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
President and CCO |
• – • |
2017-10-26 |
4/A |
D |
$4.00 |
$104,392 |
D/D |
(26,098) |
1,446,564 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
President and CCO |
• – • |
2017-10-26 |
4 |
D |
$4.00 |
$121,052 |
D/D |
(30,263) |
1,436,625 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
President and CCO |
• – • |
2017-10-26 |
4 |
OE |
$0.00 |
$0 |
D/D |
70,591 |
1,466,888 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
President |
• • – |
2013-07-15 |
4 |
B |
$14.38 |
$14,379 |
D/D |
1,000 |
1,000 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
President |
• • – |
2013-08-08 |
4 |
B |
$13.55 |
$13,549 |
D/D |
1,000 |
2,000 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
President |
• • – |
2013-12-03 |
4 |
B |
$13.54 |
$13,547 |
D/D |
1,000 |
3,000 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Director |
– • – |
2014-02-26 |
4 |
B |
$13.97 |
$27,940 |
D/D |
2,000 |
5,000 |
2.39 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Director |
– • – |
2014-09-16 |
4 |
B |
$11.61 |
$23,220 |
I/I |
2,000 |
2,000 |
2.1 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Director |
– • – |
2014-12-11 |
4 |
B |
$10.02 |
$50,310 |
D/D |
5,000 |
10,000 |
2.39 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Director |
– • – |
2014-12-12 |
4 |
B |
$9.75 |
$19,500 |
D/D |
2,000 |
12,000 |
2.39 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Director |
– • – |
2015-02-10 |
4 |
B |
$10.75 |
$10,750 |
D/D |
1,000 |
13,000 |
2.39 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Director |
– • – |
2015-05-20 |
4 |
B |
$10.00 |
$20,000 |
D/D |
2,000 |
15,000 |
2.39 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Director |
– • – |
2015-08-12 |
4 |
B |
$9.01 |
$18,020 |
D/D |
2,000 |
17,000 |
2.39 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Director |
– • – |
2016-02-04 |
4 |
B |
$7.67 |
$76,740 |
D/D |
10,000 |
27,000 |
2.39 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Director |
– • – |
2016-02-05 |
4 |
B |
$7.68 |
$76,830 |
D/D |
10,000 |
37,000 |
2.39 |
- |
|
51 Records found
|
|
Page 1 of 3 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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