| |
| |
|
| Insider
Information: |
Caraher Scott C. |
| Relationship: |
Portfolio Manager |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
167,615 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$1,144,150 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
167,615 |
|
|
| Total
Value |
$1,144,150 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
15
|
4
|
|
Stock
price went up :
|
11
|
4
|
| Stock
price went down : |
4
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
2.8
|
4.0
|
| Percentage
Gain/Loss : |
 15.0%
|
40.1%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Nuveen Floating Rate Income Oppo... |
JRO |
Portfolio Manager |
2022-05-13 |
51,636 |
2012-05-11 |
0 |
Premium* |
|
|
Nuveen Senior Income Fund |
NSL |
Portfolio Manager |
2022-11-18 |
62,923 |
|
0 |
Premium* |
|
|
Nuveen Floating Rate Income Fund |
JFR |
Portfolio Manager |
2023-10-03 |
47,056 |
2013-06-17 |
0 |
Premium* |
|
|
Nuveen Multi-Strategy Income & G... |
JQC |
Portfolio Manager |
2023-10-03 |
6,000 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
55 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 3
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2015-12-29 |
4 |
S |
$5.67 |
$230,755 |
D/D |
(40,638) |
0 |
0 |
- |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2018-10-03 |
4 |
B |
$6.52 |
$13,040 |
D/D |
2,000 |
2,000 |
2.44 |
- |
|
| JFR |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2013-06-17 |
4 |
B |
$12.21 |
$48,856 |
D/D |
4,000 |
4,000 |
2.44 |
- |
|
| JFR |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2018-10-03 |
4 |
B |
$10.43 |
$20,861 |
D/D |
2,000 |
6,000 |
2.44 |
- |
|
| JQC |
Nuveen Multi-Strategy Inc... |
Portfolio Manager |
• • – |
2023-10-03 |
4 |
S |
$4.92 |
$73,800 |
D/D |
(15,000) |
6,000 |
0 |
% |
|
| JFR |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2020-03-25 |
4 |
B |
$6.66 |
$13,320 |
D/D |
2,000 |
8,000 |
2.44 |
% |
|
| JQC |
Nuveen Multi-Strategy Inc... |
|
– – – |
2019-05-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
9,000 |
|
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2013-09-26 |
4 |
S |
$12.28 |
$36,840 |
D/D |
(3,000) |
9,900 |
0 |
- |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
– – – |
2012-05-23 |
4 |
S |
$7.04 |
$56,320 |
D/D |
(8,000) |
10,300 |
0 |
- |
|
| JQC |
Nuveen Multi-Strategy Inc... |
Portfolio Manager |
• • – |
2020-03-25 |
4 |
B |
$5.01 |
$10,010 |
D/D |
2,000 |
11,000 |
2.44 |
% |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2017-07-27 |
4 |
S |
$11.80 |
$141,654 |
D/D |
(12,000) |
12,136 |
0 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
– – – |
2012-05-11 |
4 |
S |
$11.93 |
$119,300 |
D/D |
(10,000) |
12,900 |
0 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2014-10-15 |
4 |
B |
$10.73 |
$32,188 |
D/D |
3,000 |
12,900 |
2.44 |
- |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2021-04-29 |
4 |
B |
$5.57 |
$66,817 |
D/D |
12,000 |
14,000 |
2.44 |
% |
|
| JFR |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2021-03-01 |
4 |
B |
$9.42 |
$65,974 |
D/D |
7,000 |
15,000 |
2.44 |
% |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2014-07-01 |
4 |
B |
$7.01 |
$42,054 |
D/D |
6,000 |
16,300 |
2.44 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2014-10-16 |
4 |
B |
$10.75 |
$43,000 |
D/D |
4,000 |
16,900 |
2.44 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2018-07-17 |
4 |
B |
$10.18 |
$61,232 |
D/D |
6,000 |
18,136 |
2.44 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2014-10-17 |
4 |
B |
$10.97 |
$27,425 |
D/D |
2,500 |
19,400 |
2.44 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2018-08-07 |
4 |
B |
$10.22 |
$20,440 |
D/D |
2,000 |
20,136 |
2.44 |
- |
|
| JQC |
Nuveen Multi-Strategy Inc... |
Portfolio Manager |
• • – |
2021-03-10 |
4 |
B |
$6.51 |
$65,096 |
D/D |
10,000 |
21,000 |
2.44 |
% |
|
| NSL |
Nuveen Senior Income Fund |
Portfolio Manager |
• • – |
2015-02-03 |
4 |
B |
$6.48 |
$32,389 |
D/D |
5,000 |
21,300 |
2.44 |
- |
|
| JFR |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2021-03-08 |
4 |
B |
$9.42 |
$65,974 |
D/D |
7,000 |
22,000 |
2.44 |
% |
|
| JRO |
Nuveen Floating Rate Inco... |
Portfolio Manager |
• • – |
2018-10-03 |
4 |
B |
$10.27 |
$20,539 |
D/D |
2,000 |
22,136 |
2.44 |
- |
|
| JRO |
Nuveen Floating Rate Inco... |
|
– – – |
2012-03-22 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
22,900 |
|
- |
|
55 Records found
|
|
Page 1 of 3 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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