| |
| |
|
| Insider
Information: |
Hellerman Gerald |
| Relationship: |
Director |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
109,392 |
|
|
Indirect Shares
|
46,763 |
|
|
| Direct
Value |
$837,328 |
|
|
|
Indirect Value
|
$130,738 |
|
|
| Total
Shares |
156,155 |
|
|
| Total
Value |
$968,065 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
14
|
1
|
|
Stock
price went up :
|
7
|
0
|
| Stock
price went down : |
7
|
1
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
-1.0
|
| Percentage
Gain/Loss : |
 6.9%
|
 -22.2%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2004-06-21 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Director |
2022-04-06 |
43,584 |
2016-11-01 |
9,388 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director |
2016-06-02 |
28,449 |
2016-06-02 |
37,375 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2022-03-02 |
5,324 |
2018-10-19 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2022-01-21 |
32,035 |
2019-03-19 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
25 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| MVC |
MVC Capital |
Director |
– • – |
2012-06-13 |
4 |
S |
$12.46 |
$7 |
D/D |
(1) |
56,963 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Chief Compliance Officer & CFO |
• • – |
2012-06-27 |
4 |
S |
$15.10 |
$11,023 |
I/I |
(730) |
4,270 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Chief Compliance Officer & CFO |
• • – |
2012-06-29 |
4 |
S |
$15.11 |
$4,318 |
I/I |
(285) |
750 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-09-17 |
4 |
S |
$10.00 |
$90,000 |
D/D |
(9,000) |
11,012 |
0 |
% |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • – |
2015-06-24 |
4 |
OE |
$5.75 |
$30,383 |
D/D |
5,284 |
20,777 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • – |
2015-06-24 |
4 |
OE |
$5.75 |
$30,906 |
I/I |
5,375 |
26,875 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-02-02 |
4 |
OE |
$8.24 |
$92,148 |
D/D |
11,183 |
19,234 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-11-02 |
4 |
OE |
$8.36 |
$159,442 |
D/D |
19,072 |
30,778 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • – |
2012-08-02 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
22,000 |
|
- |
|
| SPE |
Special Opportunities Fun... |
CCO and CFO |
• • – |
2016-10-26 |
4 |
D |
$15.61 |
$36,231 |
D/D |
(2,321) |
8,899 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2018-11-20 |
4 |
D |
$7.86 |
$5,431 |
D/D |
(691) |
41 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-03-19 |
4 |
D |
$9.25 |
$10,897 |
D/D |
(1,178) |
0 |
0 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(68,000) |
0 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Director |
– • – |
2022-04-05 |
4 |
D |
$15.69 |
$83,675 |
D/D |
(5,333) |
37,984 |
0 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2004-02-12 |
4 |
B |
$8.44 |
$25,320 |
D/D |
3,000 |
4,000 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2004-06-21 |
4 |
B |
$9.35 |
$28,050 |
D/D |
3,000 |
7,000 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2005-01-03 |
4 |
B |
$9.10 |
$31,850 |
D/D |
3,500 |
10,500 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2005-01-10 |
4 |
B |
$9.10 |
$27,300 |
D/D |
3,000 |
13,500 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2005-07-15 |
4 |
B |
$10.32 |
$44,376 |
D/D |
4,300 |
17,800 |
2.39 |
- |
|
| MVC |
MVC Capital |
officerTitle |
– • – |
2006-01-11 |
4 |
B |
$10.80 |
$12,420 |
D/D |
1,150 |
18,950 |
2.39 |
- |
|
| MVC |
MVC Capital |
officerTitle |
– • – |
2006-01-19 |
4 |
B |
$11.15 |
$8,920 |
D/D |
800 |
20,134 |
2.39 |
- |
|
| MVC |
MVC Capital |
officerTitle |
– • – |
2006-01-20 |
4 |
B |
$11.22 |
$11,220 |
D/D |
1,000 |
21,134 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2006-06-15 |
4 |
B |
$12.58 |
$27,676 |
D/D |
2,200 |
23,729 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2007-06-15 |
4 |
B |
$19.49 |
$89,654 |
D/D |
4,600 |
29,252 |
2.39 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2007-09-14 |
4 |
B |
$17.00 |
$29,750 |
D/D |
1,750 |
31,219 |
2.39 |
- |
|
25 Records found
|
1
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Page 1 of 1 |
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Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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