| |
| |
|
| Insider
Information: |
Oneill Stephen Andrew |
| Relationship: |
Portfolio Manager |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
71,227 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$870,394 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
71,227 |
|
|
| Total
Value |
$870,394 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
3
|
2
|
|
Stock
price went up :
|
2
|
1
|
| Stock
price went down : |
1
|
1
|
| |
|
|
|
Gain/Loss Ratio : |
2.0
|
0.0
|
| Percentage
Gain/Loss : |
 19.8%
|
 -4.3%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Rivernorth Opportunities Fund, I... |
RIV |
Officer Subadviser |
2022-01-24 |
71,227 |
2015-12-29 |
0 |
Premium* |
|
|
Rivernorth/doubleline Strategic ... |
OPP |
Portfolio Manager |
2021-04-12 |
0 |
2017-11-22 |
0 |
Premium* |
|
|
Rivernorth Opportunistic Municip... |
RMI |
Portfolio Manager |
2023-02-10 |
0 |
2018-10-26 |
0 |
Premium* |
|
|
Rivernorth Managed Duration Muni... |
RMM |
Portfolio Manager |
2021-04-19 |
0 |
2019-07-26 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
18 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| RMI |
Rivernorth Opportunistic ... |
Portfolio Manager |
– – – |
2023-02-10 |
4 |
S |
$18.36 |
$395,562 |
D/D |
(21,479) |
0 |
0 |
- |
|
| RIV |
Rivernorth Opportunities ... |
Officer Subadviser |
– – – |
2022-01-24 |
4 |
B |
$14.92 |
$74,728 |
D/D |
5,000 |
71,227 |
2.44 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Officer of Subadviser |
– – – |
2021-11-15 |
4/A |
B |
$16.81 |
$278,323 |
D/D |
16,557 |
66,227 |
2.44 |
- |
|
| RMM |
Rivernorth Managed Durati... |
Portfolio Manager |
– – – |
2021-04-19 |
4 |
S |
$19.28 |
$100,274 |
D/D |
(5,199) |
0 |
0 |
% |
|
| OPP |
Rivernorth/doubleline Str... |
Portfolio Manager |
– – – |
2021-04-12 |
4 |
S |
$15.32 |
$307,531 |
D/D |
(20,064) |
0 |
0 |
% |
|
| OPP |
Rivernorth/doubleline Str... |
Portfolio Manager |
– – – |
2020-10-07 |
4 |
B |
$13.88 |
$69,400 |
D/D |
5,000 |
19,140 |
2.44 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Portfolio Manager |
– – – |
2020-03-23 |
4 |
B |
$9.35 |
$23,455 |
D/D |
2,500 |
47,722 |
2.44 |
% |
|
| RMI |
Rivernorth Opportunistic ... |
Portfolio Manager |
– – – |
2020-03-17 |
4 |
B |
$18.49 |
$184,998 |
D/D |
10,000 |
20,000 |
2.44 |
- |
|
| OPP |
Rivernorth/doubleline Str... |
Portfolio Manager |
– – – |
2019-12-17 |
4 |
B |
$16.21 |
$81,050 |
D/D |
5,000 |
14,140 |
2.44 |
- |
|
| RIV |
Rivernorth Opportunities ... |
Portfolio Manager |
– – – |
2019-11-07 |
4 |
B |
$16.20 |
$81,000 |
D/D |
5,000 |
43,792 |
2.44 |
- |
|
| RMM |
Rivernorth Managed Durati... |
Portfolio Manager |
– – – |
2019-07-26 |
4 |
B |
$20.00 |
$100,000 |
D/D |
5,000 |
5,000 |
2.44 |
- |
|
| RIV |
Rivernorth Opportunities ... |
Portfolio Manager |
– – – |
2018-11-07 |
4 |
A |
$16.93 |
$135,440 |
D/D |
8,000 |
35,639 |
0 |
- |
|
| RMI |
Rivernorth Opportunistic ... |
Portfolio Manager |
– – – |
2018-10-26 |
4 |
B |
$20.00 |
$200,000 |
D/D |
10,000 |
10,000 |
2.44 |
- |
|
| OPP |
Rivernorth/doubleline Str... |
Portfolio Manager |
– – – |
2018-01-05 |
4 |
B |
$18.40 |
$46,005 |
D/D |
2,500 |
8,260 |
2.44 |
- |
|
| OPP |
Rivernorth/doubleline Str... |
Portfolio Manager |
– – – |
2017-12-29 |
4 |
B |
$18.38 |
$45,974 |
D/D |
2,500 |
5,760 |
2.44 |
- |
|
| OPP |
Rivernorth/doubleline Str... |
Portfolio Manager |
– – – |
2017-11-22 |
4 |
B |
$18.20 |
$59,340 |
D/D |
3,260 |
3,260 |
2.44 |
- |
|
| RIV |
Rivernorth Opportunities ... |
Portfolio Manager |
– – – |
2017-11-15 |
4 |
A |
$19.54 |
$39,080 |
D/D |
2,000 |
27,000 |
0 |
- |
|
| RIV |
Rivernorth Opportunities ... |
Portfolio Manager |
– – – |
2015-12-29 |
4 |
B |
$20.00 |
$500,000 |
D/D |
25,000 |
25,000 |
2.44 |
- |
|
18 Records found
|
1
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Page 1 of 1 |
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Free Registration Required For Full Results. Limit: 25
|
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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