| |
| |
|
| Insider
Information: |
Morgan Stanley |
| Relationship: |
|
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
53 |
|
| Direct
Shares |
19,421,948 |
|
|
Indirect Shares
|
56,486,698 |
|
|
| Direct
Value |
$16,136,144 |
|
|
|
Indirect Value
|
$561,141,003 |
|
|
| Total
Shares |
75,908,646 |
|
|
| Total
Value |
$577,277,146 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
5
|
8
|
|
Stock
price went up :
|
0
|
2
|
| Stock
price went down : |
5
|
6
|
| |
|
|
|
Gain/Loss Ratio : |
-5.0
|
-5.0
|
| Percentage
Gain/Loss : |
 -100.0%
|
-586.2%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Impsat Fiber Networks Inc |
IMFN |
10% Owner |
2003-10-30 |
0 |
2003-12-31 |
2,563,465 |
Premium* |
|
|
Viatel Holding Bermuda Ltd |
VIAHF |
10% Owner |
|
0 |
2004-01-30 |
1,329,689 |
Premium* |
|
|
International Securities Exchang... |
ISE |
10% Owner |
|
0 |
2005-03-08 |
2,214,717 |
Premium* |
|
|
Premium Standard Farms Inc |
PORK |
10% Owner |
2005-06-17 |
1,102,580 |
2005-06-17 |
39,249 |
Premium* |
|
|
Intercontinental Exchange Inc |
ICE |
10% Owner |
2005-11-21 |
0 |
2006-07-21 |
4,154,722 |
Premium* |
|
|
Cadiz Inc |
CDZI |
10% Owner |
2006-02-02 |
1,102,481 |
2005-04-15 |
0 |
Premium* |
|
|
Prgx Global Inc |
PRGX |
10% Owner |
2006-10-05 |
16,005 |
2006-09-29 |
0 |
Premium* |
|
|
ATS Corp |
ATSC |
10% Owner |
|
0 |
2008-09-26 |
0 |
Premium* |
|
|
Jazz Technologies Inc |
JAZ |
10% Owner |
|
0 |
2008-09-19 |
0 |
Premium* |
|
|
Hayes Lemmerz International Inc |
HAYZQ |
10% Owner |
2007-05-04 |
0 |
2007-05-17 |
2,160,113 |
Premium* |
|
|
Cypress Bioscience Inc |
CYPB |
10% Owner |
2007-05-08 |
0 |
2007-05-09 |
637,394 |
Premium* |
|
|
Discover Financial Services |
DFS |
10% Owner |
2007-06-30 |
0 |
2007-06-01 |
1,000 |
Premium* |
|
|
Vital Images Inc |
VTAL |
10% Owner |
2007-09-12 |
0 |
2007-12-03 |
1,504,998 |
Premium* |
|
|
Msci Inc |
MSCI |
10% Owner |
2007-11-14 |
28,323 |
|
0 |
Premium* |
|
|
Cyclacel Pharmaceuticals Inc |
CYCC |
10% Owner |
|
0 |
2009-11-10 |
2,276,852 |
Premium* |
|
|
Distributed Energy Systems Corp |
DESCQ |
10% Owner |
2007-06-14 |
0 |
2008-05-30 |
36,265 |
Premium* |
|
|
Transmontaigne Partners L.p. |
TLP |
See Note (1), Director... |
2008-03-07 |
0 |
2014-07-01 |
0 |
Premium* |
|
|
Hollywood Media Corp |
HOLL |
10% Owner |
|
0 |
2008-04-07 |
2,904,233 |
Premium* |
|
|
Constant Contact Inc |
CTCT |
10% Owner |
2008-09-18 |
2,809,483 |
2008-04-30 |
0 |
Premium* |
|
|
Community Bankers Trust Corp |
ESXB |
10% Owner |
|
0 |
2008-05-28 |
1,100,000 |
Premium* |
|
|
A21 Inc |
ATWOQ |
10% Owner |
|
0 |
2008-11-04 |
10,812,195 |
Premium* |
|
|
Mfs Investment Grade Municipal T... |
CXH |
10% Owner |
2008-12-09 |
0 |
2012-09-07 |
0 |
Premium* |
|
|
Saba Capital Income & Opportunit... |
BRW |
10% Owner |
2008-12-24 |
0 |
2011-12-23 |
0 |
Premium* |
|
|
Pioneer High Income |
PHT |
10% Owner |
|
0 |
2014-03-18 |
0 |
Premium* |
|
|
Nuveen Connecticut Premium Incom... |
NTC |
10% Owner |
|
0 |
2011-01-05 |
0 |
Premium* |
|
|
Digitalglobe Inc |
DGI |
10% Owner |
2009-05-19 |
14,363,076 |
2013-02-27 |
7,273,576 |
Premium* |
|
|
Remec Inc |
REMC |
10% Owner |
2009-12-14 |
0 |
2010-12-16 |
4,481,347 |
Premium* |
|
|
Eaton Vance Limited Duration Inc... |
EVV |
10% Owner |
|
0 |
2018-09-19 |
584 |
Premium* |
|
|
Blackrock New York Insured Munic... |
BSE |
10% Owner |
|
0 |
2012-06-28 |
0 |
Premium* |
|
|
Nuveen Insured California Divide... |
NKL |
10% Owner |
|
0 |
2011-11-30 |
141 |
Premium* |
|
|
Nuveen California Dividend Advan... |
NAC |
10% Owner |
2012-01-03 |
0 |
2012-01-03 |
0 |
Premium* |
|
|
Blackrock Muniyield Quality Fund... |
MQY |
10% Owner |
2012-02-17 |
0 |
2012-05-09 |
0 |
Premium* |
|
|
Blackrock New York Municipal Inc... |
BFY |
10% Owner |
|
0 |
2012-03-23 |
0 |
Premium* |
|
|
Blackrock Florida Municipal Bond... |
BIE |
10% Owner |
2012-02-29 |
0 |
2012-07-06 |
0 |
Premium* |
|
|
Blackrock Muni New York Intermed... |
MNE |
10% Owner |
|
0 |
2012-07-06 |
0 |
Premium* |
|
|
Blackrock Florida Municipal Inco... |
BBF |
10% Owner |
|
0 |
2012-08-21 |
0 |
Premium* |
|
|
Blackrock Insured Municipal Inco... |
BYM |
10% Owner |
|
0 |
2012-02-29 |
72 |
Premium* |
|
|
Invesco Van Kampen Ma Valu |
VMV |
10% Owner |
2012-05-24 |
0 |
2012-05-24 |
0 |
Premium* |
|
|
Blackrock Florida Investment Qua... |
RFA |
10% Owner |
2012-06-29 |
0 |
2012-06-29 |
0 |
Premium* |
|
|
Blackrock New Jersey Investment ... |
RNJ |
10% Owner |
2012-07-25 |
0 |
2012-07-25 |
0 |
Premium* |
|
|
Mfs High Income Municipal Trust |
CXE |
10% Owner |
2012-09-07 |
0 |
2012-09-12 |
0 |
Premium* |
|
|
Feihe International Inc |
ADY |
See Remarks Below |
2012-10-03 |
0 |
2013-06-27 |
0 |
Premium* |
|
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
2013-07-09 |
0 |
2016-04-13 |
0 |
Premium* |
|
|
Texas Industries Inc |
TXI |
10% Owner |
2014-06-30 |
0 |
2014-07-01 |
1,887,905 |
Premium* |
|
|
Eaton Vance Senior Income Trust |
EVF |
|
2015-09-02 |
0 |
2021-03-01 |
94 |
Premium* |
|
|
Western Asset Municipal Partners... |
MNP |
10% Owner |
|
0 |
2023-10-05 |
0 |
Premium* |
|
|
Eaton Vance New Jersey Municipal... |
EVJ |
10% Owner |
|
0 |
2016-02-24 |
300 |
Premium* |
|
|
China Automotive Systems Inc |
CAAS |
|
|
0 |
2017-08-30 |
2,804 |
Premium* |
|
|
Bloom Energy Corp |
BE |
10% Owner |
2018-11-26 |
0 |
2018-11-26 |
1,638 |
Premium* |
|
|
Ensysce Biosciences Ord Shs |
ENSC |
10% Owner |
|
0 |
2020-06-19 |
0 |
Premium* |
|
|
Sonim Technologies Inc |
SONM |
10% Owner |
2021-10-12 |
0 |
2021-10-12 |
846,629 |
Premium* |
|
|
Alimera Sciences Inc |
ALIM |
10% Owner |
2022-02-08 |
0 |
2022-02-08 |
557,551 |
Premium* |
|
|
Mondee Holdings Ord Shs Class A |
MOND |
|
2022-07-28 |
0 |
2022-07-28 |
9,699,165 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
25 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| MNP |
Western Asset Municipal P... |
10% Owner |
– – • |
2023-10-05 |
4 |
S |
$50,000.00 |
$6,750,000 |
I/I |
(135) |
0 |
0 |
% |
|
| MOND |
Mondee Holdings Ord Shs C... |
|
• • • |
2022-07-28 |
4 |
B |
$7.69 |
$72,330 |
I/I |
8,598 |
8,598 |
0.01 |
- |
|
| ALIM |
Alimera Sciences Inc |
10% Owner |
– – • |
2022-02-08 |
4 |
S |
$4.55 |
$1,137,500 |
I/I |
(250,000) |
557,551 |
0 |
- |
|
| ALIM |
Alimera Sciences Inc |
10% Owner |
– – • |
2022-02-02 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
807,551 |
|
- |
|
| SONM |
Sonim Technologies Inc |
10% Owner |
– – • |
2021-10-12 |
4 |
S |
$0.00 |
$0 |
I/I |
(60,000) |
846,629 |
0 |
% |
|
| SONM |
Sonim Technologies Inc |
10% Owner |
– – • |
2021-10-08 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
906,629 |
|
% |
|
| EVF |
Eaton Vance Senior Income... |
|
– – – |
2021-03-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
94 |
|
% |
|
| ENSC |
Ensysce Biosciences Ord S... |
10% Owner |
– – • |
2020-06-19 |
4 |
S |
$0.00 |
$0 |
I/I |
(776,290) |
0 |
0 |
% |
|
| ENSC |
Ensysce Biosciences Ord S... |
10% Owner |
– – • |
2020-03-29 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
776,290 |
|
% |
|
| BE |
Bloom Energy Corp |
10% Owner |
– – • |
2018-11-26 |
4 |
S |
$15.03 |
$466 |
I/I |
(31) |
1,638 |
0 |
- |
|
| EVV |
Eaton Vance Limited Durat... |
10% Owner |
– – • |
2018-09-19 |
4 |
S |
$23,000.00 |
$12,811,000 |
I/I |
(557) |
584 |
0 |
- |
|
| EVF |
Eaton Vance Senior Income... |
10% Owner |
– – • |
2018-09-19 |
4 |
S |
$23,000.00 |
$7,521,000 |
I/I |
(327) |
94 |
0 |
- |
|
| CAAS |
China Automotive Systems ... |
|
– – – |
2017-08-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,804 |
|
- |
|
| EVF |
Eaton Vance Senior Income... |
10% Owner |
– – • |
2016-09-27 |
4 |
S |
$23,750.00 |
$8,478,750 |
I/I |
(357) |
421 |
0 |
- |
|
| PHF |
Pacholder High Yield Fund... |
10% Owner |
– – • |
2016-04-13 |
4 |
D |
$25,000.00 |
$12,150,000 |
I/I |
(486) |
0 |
0 |
- |
|
| EVJ |
Eaton Vance New Jersey Mu... |
10% Owner |
– – • |
2016-02-24 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
300 |
|
- |
|
| EVV |
Eaton Vance Limited Durat... |
10% Owner |
– – • |
2015-10-28 |
4 |
B |
$25,000.00 |
$25,000 |
I/I |
1 |
1,141 |
1.5 |
- |
|
| EVF |
Eaton Vance Senior Income... |
10% Owner |
– – • |
2015-10-13 |
4 |
B |
$25,000.00 |
$475,000 |
I/I |
19 |
778 |
1.5 |
- |
|
| EVV |
Eaton Vance Limited Durat... |
10% Owner |
– – • |
2015-09-11 |
4 |
B |
$25,000.00 |
$50,000 |
I/I |
2 |
1,140 |
1.5 |
- |
|
| EVV |
Eaton Vance Limited Durat... |
10% Owner |
– – • |
2015-09-02 |
4 |
B |
$25,000.00 |
$100,000 |
I/I |
4 |
1,138 |
1.5 |
- |
|
| EVF |
Eaton Vance Senior Income... |
10% Owner |
– – • |
2015-09-02 |
4 |
B |
$25,000.00 |
$25,000 |
I/I |
1 |
759 |
1.5 |
- |
|
| EVV |
Eaton Vance Limited Durat... |
10% Owner |
– – • |
2015-08-12 |
4 |
B |
$25,000.00 |
$25,000 |
I/I |
1 |
1,134 |
1.5 |
- |
|
| EVV |
Eaton Vance Limited Durat... |
10% Owner |
– – • |
2015-07-28 |
4 |
B |
$25,000.00 |
$25,000 |
I/I |
1 |
1,133 |
1.5 |
- |
|
| EVV |
Eaton Vance Limited Durat... |
10% Owner |
– – • |
2015-07-16 |
4 |
B |
$25,000.00 |
$125,000 |
I/I |
5 |
1,132 |
1.5 |
- |
|
| MNP |
Western Asset Municipal P... |
10% Owner |
– – • |
2015-03-11 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
135 |
|
- |
|
25 Records found
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1
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Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
