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Insider Information:   Bank Of America Na
Relationship:   Former 10% Owner
City:   Charlotte
State:   NC
   
Insider Summary:
  
   
Companies Owned :   24    
Direct Shares   1,314,164    

Indirect Shares

   150,648      
Direct Value   $1    

Indirect Value

   $33,288      
Total Shares   1,464,812      
Total Value   $33,290      


Acusphere Inc $1 Acusphere Inc $1
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    0   
    2    

     Stock price went up :
    0   
    1    
     Stock price went down :
    0   
    1    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
 -0.8%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Acusphere Inc ACUSD 10% Owner 2003-10-14 1,314,164 2003-10-14 146,016    Premium*  
            Invesco Van Kampen Penn Va VPV 10% Owner 2012-05-18 0 2012-05-29 284    Premium*  
            Invesco Van Kampen Tr For VGM 10% Owner 2012-05-21 0 2012-06-05 493    Premium*  
            Invesco V Kampen Ohio Qual VOQ 10% Owner 2012-05-24 0 2012-05-24 308    Premium*  
            Blackrock New Jersey Investment ... RNJ 10% Owner 2012-07-25 0 2012-07-25 0    Premium*  
            Advent Claymore Convertible Secu... AVK 10% Owner 2012-12-20 0 2012-12-20 0    Premium*  
            Blackrock Municipal 2018 Term Tr... BPK 10% Owner 2013-01-24 0 2013-08-02 1,275    Premium*  
            Blackrock New York Municipal 201... BLH 10% Owner 2013-09-11 0 2015-03-18 0    Premium*  
            Blackrock Municipal 2020 Term Tr... BKK 10% Owner 2017-01-05 0 2017-12-04 0    Premium*  
            Federated Premier Intermediate M... FPT 10% Owner 2017-11-17 0 2017-11-17 0    Premium*  
            Federated Premier Municipal Inco... FMN 10% Owner 2019-10-18 0 2019-10-18 2,272    Premium*  
            Western Asset Intermediate Muni ... SBI Former 10% Owner, 10% ... 2022-11-16 0 2022-11-16 0    Premium*  
            Western Asset Municipal Partners... MNP 10% Owner 2022-11-16 0 2022-11-16 0    Premium*  
            Dreyfus Strategic Municipals Inc LEO 2023-07-17 0 2023-07-21 0    Premium*  
            Dreyfus Strategic Municipal Bond... DSM 2023-07-17 0 2023-07-21 0    Premium*  
            Dreyfus Municipal Income Inc DMF 2023-07-18 0 2023-07-20 0    Premium*  
            Pimco High Income Fund PHK Former 10% Owner 2023-09-18 0 2023-09-18 0    Premium*  
            Pimco New York Municipal Income ... PNF Former 10% Owner 2023-09-18 0 2023-09-18 0    Premium*  
            Pimco Corporate Opportunity Fund PTY Former 10% Owner 2023-09-18 0 2023-09-18 0    Premium*  
            Pimco Floating Rate Strategy Fun... PFN Former 10% Owner 2023-09-18 0 2023-09-18 0    Premium*  
            Pimco Floating Rate Income Fund PFL Former 10% Owner 2023-09-18 0 2023-09-18 0    Premium*  
            Pimco Corporate Income Fund PCN Former 10% Owner 2023-09-18 0 2023-09-18 0    Premium*  
            Pimco New York Municipal Income ... PNI Former 10% Owner 2023-09-18 0 2023-09-18 0    Premium*  
            Gabelli Utility Trust GUT Former 10% Owner 2023-10-11 0 2023-10-11 0    Premium*  
* Premium Members only  

Records found :    122         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 5
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
BTZ Blackrock Preferred & Equ... 10% Owner   –       –       •   2011-01-10 4 D $0.00 $0 I/I (762) 0 0 -
NZH Nuveen California Dividen... 10% Owner   –       –       •   2011-06-29 4 D $0.00 $0 I/I (100) 0 0 -
NZH Nuveen California Dividen... 10% Owner   –       –       •   2011-06-30 4 D $0.00 $0 I/I (153) 0 0 -
BNJ Blackrock New Jersey Muni... 10% Owner   –       –       •   2012-04-13 4 D $0.00 $0 I/I (401) 0 0 -
BNY Blackrock New York Munici... 10% Owner   –       –       •   2012-04-16 4 D $0.00 $0 I/I (714) 0 0 -
BFZ Blackrock California Muni... 10% Owner   –       –       •   2012-04-18 4 D $0.00 $0 I/I (405) 0 0 -
MUC Blackrock Muniholdings Ca... 10% Owner   –       –       •   2012-04-18 4 D $0.00 $0 I/I (886) 0 0 -
VMO Invesco Van Kampen Muni O... 10% Owner   –       –       •   2012-05-30 4 D $0.00 $0 I/I (787) 0 0 -
VTJ Invesco Van Kampen Tr For 10% Owner   –       –       •   2012-05-31 4 D $0.00 $0 I/I (441) 0 0 -
VKQ Invesco Van Kampen Muni T... 10% Owner   –       –       •   2012-06-04 4 D $0.00 $0 I/I (461) 0 0 -
VKI Invesco Van Kampen Advant... 10% Owner   –       –       •   2012-06-04 4 D $0.00 $0 I/I (409) 0 0 -
VIM Invesco Van Kampen Tr For 10% Owner   –       –       •   2012-06-06 4 D $0.00 $0 I/I (163) 0 0 -
VKL Invesco Van Kampen Select 10% Owner   –       –       •   2012-06-08 4 D $0.00 $0 I/I (312) 0 0 -
IIM Invesco Insured Muni Inc 10% Owner   –       –       •   2012-06-11 4 D $0.00 $0 I/I (807) 0 0 -
VCV Invesco Van Kampen Cali V... 10% Owner   –       –       •   2012-06-11 4 D $0.00 $0 I/I (129) 0 0 -
IMC Invesco Insured Muni Bond 10% Owner   –       –       •   2012-06-14 4 D $0.00 $0 I/I (121) 0 0 -
IMT Invesco Insured Muni Trus... 10% Owner   –       –       •   2012-06-15 4 D $0.00 $0 I/I (336) 0 0 -
IIC Invesco California Insure... 10% Owner   –       –       •   2012-06-18 4 D $0.00 $0 I/I (523) 0 0 -
IQI Invesco Quality Muni Inc ... 10% Owner   –       –       •   2012-06-21 4 D $0.00 $0 I/I (702) 0 0 -
IQC Invesco California Qualit... 10% Owner   –       –       •   2012-06-21 4 D $0.00 $0 I/I (72) 0 0 -
RNJ Blackrock New Jersey Inve... 10% Owner   –       –       •   2012-07-25 4 D $0.00 $0 I/I (60) 0 0 -
AVK Advent Claymore Convertib... 10% Owner   –       –       •   2012-12-20 4 D $0.00 $0 I/I (4,108) 0 0 -
BLH Blackrock New York Munici... 10% Owner   –       –       •   2015-03-18 4 D $0.00 $0 I/I (183) 0 0 -
FPT Federated Premier Interme... 10% Owner   –       –       •   2017-11-17 4 D $0.00 $0 I/I (545) 0 0 -
BKK Blackrock Municipal 2020 ... 10% Owner   –       –       •   2017-12-04 4 D $0.00 $0 I/I (7) 0 0 -
  122  Records found
  1  2   3   4   5      
  Page 1 of 5  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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