| |
| |
|
| Insider
Information: |
Bank Of America Na |
| Relationship: |
Former 10% Owner |
| City: |
Charlotte |
| State: |
NC |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
24 |
|
| Direct
Shares |
1,314,164 |
|
|
Indirect Shares
|
150,648 |
|
|
| Direct
Value |
$1 |
|
|
|
Indirect Value
|
$32,515 |
|
|
| Total
Shares |
1,464,812 |
|
|
| Total
Value |
$32,516 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
2
|
|
Stock
price went up :
|
0
|
1
|
| Stock
price went down : |
0
|
1
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
 -0.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Acusphere Inc |
ACUSD |
10% Owner |
2003-10-14 |
1,314,164 |
2003-10-14 |
146,016 |
Premium* |
|
|
Invesco Van Kampen Penn Va |
VPV |
10% Owner |
2012-05-18 |
0 |
2012-05-29 |
284 |
Premium* |
|
|
Invesco Van Kampen Tr For |
VGM |
10% Owner |
2012-05-21 |
0 |
2012-06-05 |
493 |
Premium* |
|
|
Invesco V Kampen Ohio Qual |
VOQ |
10% Owner |
2012-05-24 |
0 |
2012-05-24 |
308 |
Premium* |
|
|
Blackrock New Jersey Investment ... |
RNJ |
10% Owner |
2012-07-25 |
0 |
2012-07-25 |
0 |
Premium* |
|
|
Advent Claymore Convertible Secu... |
AVK |
10% Owner |
2012-12-20 |
0 |
2012-12-20 |
0 |
Premium* |
|
|
Blackrock Municipal 2018 Term Tr... |
BPK |
10% Owner |
2013-01-24 |
0 |
2013-08-02 |
1,275 |
Premium* |
|
|
Blackrock New York Municipal 201... |
BLH |
10% Owner |
2013-09-11 |
0 |
2015-03-18 |
0 |
Premium* |
|
|
Blackrock Municipal 2020 Term Tr... |
BKK |
10% Owner |
2017-01-05 |
0 |
2017-12-04 |
0 |
Premium* |
|
|
Federated Premier Intermediate M... |
FPT |
10% Owner |
2017-11-17 |
0 |
2017-11-17 |
0 |
Premium* |
|
|
Federated Premier Municipal Inco... |
FMN |
10% Owner |
2019-10-18 |
0 |
2019-10-18 |
2,272 |
Premium* |
|
|
Western Asset Intermediate Muni ... |
SBI |
Former 10% Owner, 10% ... |
2022-11-16 |
0 |
2022-11-16 |
0 |
Premium* |
|
|
Western Asset Municipal Partners... |
MNP |
10% Owner |
2022-11-16 |
0 |
2022-11-16 |
0 |
Premium* |
|
|
Dreyfus Strategic Municipals Inc |
LEO |
|
2023-07-17 |
0 |
2023-07-21 |
0 |
Premium* |
|
|
Dreyfus Strategic Municipal Bond... |
DSM |
|
2023-07-17 |
0 |
2023-07-21 |
0 |
Premium* |
|
|
Dreyfus Municipal Income Inc |
DMF |
|
2023-07-18 |
0 |
2023-07-20 |
0 |
Premium* |
|
|
Pimco High Income Fund |
PHK |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
|
Pimco New York Municipal Income ... |
PNF |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
|
Pimco Corporate Opportunity Fund |
PTY |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
|
Pimco Floating Rate Strategy Fun... |
PFN |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
|
Pimco Floating Rate Income Fund |
PFL |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
|
Pimco Corporate Income Fund |
PCN |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
|
Pimco New York Municipal Income ... |
PNI |
Former 10% Owner |
2023-09-18 |
0 |
2023-09-18 |
0 |
Premium* |
|
|
Gabelli Utility Trust |
GUT |
Former 10% Owner |
2023-10-11 |
0 |
2023-10-11 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
25 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| GUT |
Gabelli Utility Trust |
Former 10% Owner |
– – – |
2023-10-11 |
4 |
D |
$22,803.00 |
$20,249,064 |
I/I |
(888) |
0 |
0 |
- |
|
| PHK |
Pimco High Income Fund |
Former 10% Owner |
– – – |
2023-09-18 |
4 |
D |
$23,312.50 |
$13,171,563 |
I/I |
(565) |
0 |
0 |
- |
|
| PNF |
Pimco New York Municipal ... |
Former 10% Owner |
– – – |
2023-09-18 |
4 |
D |
$23,625.00 |
$5,929,875 |
I/I |
(251) |
0 |
0 |
- |
|
| PTY |
Pimco Corporate Opportuni... |
Former 10% Owner |
– – – |
2023-09-18 |
4 |
D |
$24,000.00 |
$120,912,000 |
I/I |
(5,038) |
0 |
0 |
- |
|
| PFN |
Pimco Floating Rate Strat... |
Former 10% Owner |
– – – |
2023-09-18 |
4 |
D |
$23,562.50 |
$44,768,750 |
I/I |
(1,900) |
0 |
0 |
- |
|
| PFL |
Pimco Floating Rate Incom... |
Former 10% Owner |
– – – |
2023-09-18 |
4 |
D |
$23,562.50 |
$33,058,188 |
I/I |
(1,403) |
0 |
0 |
- |
|
| PNI |
Pimco New York Municipal ... |
Former 10% Owner |
– – – |
2023-09-18 |
4 |
D |
$23,625.00 |
$5,575,500 |
I/I |
(236) |
0 |
0 |
- |
|
| PCN |
Pimco Corporate Income Fu... |
Former 10% Owner |
– – – |
2023-09-18 |
4 |
D |
$23,312.50 |
$9,721,313 |
I/I |
(417) |
0 |
0 |
- |
|
| DSM |
Dreyfus Strategic Municip... |
|
• • • |
2023-07-21 |
4 |
D |
$25,000.00 |
$1,675,000 |
I/I |
(67) |
0 |
0 |
- |
|
| LEO |
Dreyfus Strategic Municip... |
Former 10% Owner |
• • – |
2023-07-21 |
4 |
D |
$25,000.00 |
$2,800,000 |
I/I |
(112) |
0 |
0 |
- |
|
| DMF |
Dreyfus Municipal Income ... |
Former 10% Owner |
• • – |
2023-07-20 |
4 |
D |
$25,000.00 |
$3,725,000 |
I/I |
(149) |
0 |
0 |
- |
|
| LEO |
Dreyfus Strategic Municip... |
Former 10% Owner |
• • – |
2023-07-20 |
4 |
D |
$25,000.00 |
$1,200,000 |
I/I |
(48) |
0 |
0 |
- |
|
| LEO |
Dreyfus Strategic Municip... |
|
• • • |
2023-07-19 |
4 |
D |
$25,000.00 |
$3,750,000 |
I/I |
(150) |
0 |
0 |
- |
|
| DSM |
Dreyfus Strategic Municip... |
|
• • • |
2023-07-19 |
4 |
D |
$25,000.00 |
$3,400,000 |
I/I |
(136) |
0 |
0 |
- |
|
| LEO |
Dreyfus Strategic Municip... |
|
• • • |
2023-07-18 |
4 |
D |
$25,000.00 |
$3,750,000 |
I/I |
(150) |
0 |
0 |
- |
|
| DMF |
Dreyfus Municipal Income ... |
Former 10% Owner |
• • – |
2023-07-18 |
4 |
D |
$25,000.00 |
$1,150,000 |
I/I |
(46) |
0 |
0 |
- |
|
| DSM |
Dreyfus Strategic Municip... |
|
• • • |
2023-07-17 |
4 |
D |
$25,000.00 |
$2,000,000 |
I/I |
(80) |
0 |
0 |
- |
|
| LEO |
Dreyfus Strategic Municip... |
|
• • • |
2023-07-17 |
4 |
D |
$25,000.00 |
$2,625,000 |
I/I |
(105) |
0 |
0 |
- |
|
| SBI |
Western Asset Intermediat... |
Former 10% Owner |
– – • |
2022-11-16 |
4 |
S |
$23,750.00 |
$95,000 |
I/I |
(4) |
0 |
0 |
% |
|
| MNP |
Western Asset Municipal P... |
10% Owner |
– – • |
2022-11-16 |
4 |
S |
$47,500.00 |
$7,362,500 |
I/I |
(155) |
0 |
0 |
% |
|
| FMN |
Federated Premier Municip... |
10% Owner |
– – • |
2019-10-18 |
4 |
A |
$0.00 |
$0 |
I/I |
2,272 |
2,272 |
0 |
- |
|
| FMN |
Federated Premier Municip... |
10% Owner |
– – • |
2019-10-18 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,163) |
0 |
0 |
- |
|
| BKK |
Blackrock Municipal 2020 ... |
10% Owner |
– – • |
2017-12-04 |
4 |
D |
$0.00 |
$0 |
I/I |
(7) |
0 |
0 |
- |
|
| FPT |
Federated Premier Interme... |
10% Owner |
– – • |
2017-11-17 |
4 |
D |
$0.00 |
$0 |
I/I |
(545) |
0 |
0 |
- |
|
| BKK |
Blackrock Municipal 2020 ... |
10% Owner |
– – • |
2017-01-05 |
4 |
D |
$0.00 |
$0 |
I/I |
(10) |
175 |
0 |
- |
|
25 Records found
|
1
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Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
