| |
| |
|
| Insider
Information: |
Zimmerman Gifford R |
| Relationship: |
CCO and Vice President |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
27 |
|
| Direct
Shares |
12,300 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$54,065 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
12,300 |
|
|
| Total
Value |
$54,065 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
2
|
15
|
|
Stock
price went up :
|
1
|
2
|
| Stock
price went down : |
1
|
13
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
 1.5%
|
 -125.3%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Nuveen Multi-Strategy Income & G... |
JQC |
Secretary |
2019-06-18 |
0 |
2004-04-26 |
0 |
Premium* |
|
|
Nuveen Municipal Market Opportun... |
NMO |
Chief Administrative O... |
2006-10-24 |
0 |
2004-10-07 |
0 |
Premium* |
|
|
Nuveen Performance Plus Municipa... |
NPP |
Chief Administrative O... |
2012-09-28 |
0 |
2005-09-08 |
0 |
Premium* |
|
|
Nuveen Multi-Strategy Income & G... |
JPC |
Chief Administrative O... |
2012-07-26 |
0 |
2005-10-17 |
0 |
Premium* |
|
|
Nuveen Premium Income Municipal ... |
NPI |
Chief Administrative O... |
2010-08-02 |
0 |
2007-11-14 |
0 |
Premium* |
|
|
Nuveen Core Equity Alpha Fund |
JCE |
Chief Administrative O... |
2010-12-22 |
0 |
2007-11-27 |
0 |
Premium* |
|
|
Nuveen Tax-Advantaged Dividend G... |
JTD |
Chief Administrator Of... |
2012-09-06 |
0 |
2007-12-07 |
0 |
Premium* |
|
|
Nuveen Diversified Dividend & In... |
JDD |
Secretary |
2020-09-09 |
1,000 |
2007-12-19 |
0 |
Premium* |
|
|
Nuveen Insured Tax Free Advantag... |
NEA |
CCO and Vice President |
2021-09-15 |
0 |
2013-05-30 |
0 |
Premium* |
|
|
Nuveen Dividend Advantage Munici... |
NAD |
CCO and Vice President |
2021-07-28 |
1,000 |
2013-08-08 |
0 |
Premium* |
|
|
Nuveen Quality Income Municipal ... |
NQU |
Chief Administrative O... |
2015-04-24 |
2,000 |
2013-10-15 |
0 |
Premium* |
|
|
Nuveen Dividend Advantage Munici... |
NXZ |
Chief Administrative O... |
2014-08-25 |
2,000 |
2013-12-18 |
0 |
Premium* |
|
|
Nuveen Intermediate Duration Mun... |
NID |
CCO and Vice President |
2021-08-18 |
0 |
2014-09-11 |
0 |
Premium* |
|
|
Nuveen Premium Income Municipal ... |
NPM |
Chief Administrative O... |
2014-10-15 |
2,000 |
2014-10-15 |
0 |
Premium* |
|
|
Nuveen Floating Rate Income Oppo... |
JRO |
Chief Administrative O... |
2016-10-04 |
0 |
2014-10-16 |
0 |
Premium* |
|
|
Nuveen Mortgage Opportunity Term... |
JMT |
Secretary |
2018-01-26 |
0 |
2014-11-18 |
0 |
Premium* |
|
|
Nuveen Global High Income Fund |
JGH |
Chief Administrative O... |
2015-04-24 |
0 |
|
0 |
Premium* |
|
|
Diversified Real Asset Income Fund |
DRA |
Chief Administrative O... |
2016-11-01 |
1,800 |
2016-08-15 |
0 |
Premium* |
|
|
Nuveen Intermediate Duration Qua... |
NIQ |
CCO and Vice President |
2021-04-28 |
0 |
2017-01-10 |
0 |
Premium* |
|
|
Nuveen Select Tax Free Income Po... |
NXP |
Secretary |
2019-02-14 |
0 |
2017-02-10 |
0 |
Premium* |
|
|
Nuveen Real Asset Income & Growt... |
JRI |
Secretary |
2019-12-04 |
0 |
2017-09-11 |
0 |
Premium* |
|
|
Nuveen Build America Bond Fund |
NBB |
Secretary |
2019-05-10 |
0 |
2018-11-19 |
0 |
Premium* |
|
|
Nuveen Municipal 2021 Target Ter... |
NHA |
Secretary |
2019-05-15 |
1,500 |
2019-05-15 |
0 |
Premium* |
|
|
Nuveen Insured Dividend Advantag... |
NVG |
Secretary |
2019-08-29 |
0 |
2019-08-29 |
0 |
Premium* |
|
|
Nuveen Dividend Advantage Munici... |
NZF |
CCO and Vice President |
2021-06-11 |
0 |
2019-12-10 |
0 |
Premium* |
|
|
Nuveen Dow 30sm Dynamic Overwrit... |
DIAX |
CCO and Vice President |
2021-11-30 |
0 |
2020-11-10 |
0 |
Premium* |
|
|
Nuveen Mortgage Opportunity Term... |
JLS |
CCO and Vice President |
2022-02-11 |
1,000 |
2022-02-11 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
93 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| DRA |
Diversified Real Asset In... |
Chief Administrative Officer |
• • – |
2016-08-15 |
4 |
B |
$17.42 |
$17,420 |
D/D |
1,000 |
1,000 |
2.74 |
- |
|
| DRA |
Diversified Real Asset In... |
Chief Administrative Officer |
• • – |
2016-11-01 |
4 |
B |
$16.19 |
$12,952 |
D/D |
800 |
1,800 |
2.81 |
- |
|
| NBB |
Nuveen Build America Bond... |
Secretary |
• • – |
2018-11-19 |
4 |
A |
$0.00 |
$0 |
D/D |
859 |
859 |
0 |
- |
|
| NBB |
Nuveen Build America Bond... |
Secretary |
• • – |
2019-05-10 |
4 |
S |
$20.82 |
$17,876 |
D/D |
(859) |
0 |
0 |
- |
|
| JCE |
Nuveen Core Equity Alpha ... |
Chief Administrative Officer |
• – – |
2007-11-27 |
4 |
B |
$15.54 |
$15,540 |
D/D |
1,000 |
1,000 |
2.74 |
- |
|
| JCE |
Nuveen Core Equity Alpha ... |
Chief Administrative Officer |
• – – |
2010-12-22 |
4 |
S |
$13.08 |
$13,080 |
D/D |
(1,000) |
0 |
0 |
- |
|
| JDD |
Nuveen Diversified Divide... |
Chief Administrative Officer |
• – – |
2007-12-19 |
4 |
B |
$13.73 |
$27,460 |
D/D |
2,000 |
2,000 |
2.74 |
- |
|
| JDD |
Nuveen Diversified Divide... |
Chief Administrative Officer |
• – – |
2011-06-07 |
4 |
S |
$11.70 |
$11,700 |
D/D |
(1,000) |
1,000 |
0 |
- |
|
| JDD |
Nuveen Diversified Divide... |
Chief Administrative Officer |
• • – |
2012-07-11 |
4 |
S |
$11.76 |
$11,760 |
D/D |
(1,000) |
0 |
0 |
- |
|
| JDD |
Nuveen Diversified Divide... |
Chief Administrative Officer |
• • – |
2016-03-07 |
4 |
B |
$10.49 |
$15,768 |
D/D |
1,500 |
1,500 |
2.74 |
- |
|
| JDD |
Nuveen Diversified Divide... |
Chief Administrative Officer |
• • – |
2017-07-26 |
4 |
S |
$13.01 |
$19,509 |
D/D |
(1,500) |
0 |
0 |
- |
|
| JDD |
Nuveen Diversified Divide... |
Secretary |
• • – |
2020-09-09 |
4 |
B |
$8.04 |
$8,039 |
D/D |
1,000 |
1,000 |
2.74 |
- |
|
| NAD |
Nuveen Dividend Advantage... |
Chief Administrative Officer |
• • – |
2013-08-08 |
4 |
B |
$12.53 |
$12,528 |
D/D |
1,000 |
1,000 |
2.74 |
- |
|
| NAD |
Nuveen Dividend Advantage... |
Chief Administrative Officer |
• • – |
2016-05-06 |
4 |
S |
$15.62 |
$15,620 |
D/D |
(1,000) |
0 |
0 |
- |
|
| NAD |
Nuveen Dividend Advantage... |
Chief Administrative Officer |
• • – |
2017-02-21 |
4 |
B |
$13.75 |
$20,625 |
D/D |
1,500 |
1,500 |
2.74 |
- |
|
| NAD |
Nuveen Dividend Advantage... |
Secretary |
• • – |
2018-01-23 |
4 |
B |
$13.70 |
$27,398 |
D/D |
2,000 |
3,500 |
2.74 |
- |
|
| NAD |
Nuveen Dividend Advantage... |
CCO and Vice President |
• • – |
2021-07-14 |
4 |
S |
$16.27 |
$24,408 |
D/D |
(1,500) |
2,000 |
0 |
% |
|
| NAD |
Nuveen Dividend Advantage... |
CCO and Vice President |
• • – |
2021-07-28 |
4 |
S |
$16.28 |
$16,280 |
D/D |
(1,000) |
1,000 |
0 |
% |
|
| NXZ |
Nuveen Dividend Advantage... |
Chief Administrative Officer |
• • – |
2013-12-18 |
4 |
B |
$12.58 |
$8,806 |
D/D |
700 |
700 |
2.74 |
- |
|
| NXZ |
Nuveen Dividend Advantage... |
Chief Administrative Officer |
• • – |
2014-08-25 |
4 |
B |
$13.78 |
$17,911 |
D/D |
1,300 |
2,000 |
2.74 |
- |
|
| NZF |
Nuveen Dividend Advantage... |
Secretary |
• • – |
2019-12-10 |
4 |
S |
$16.29 |
$21,002 |
D/D |
(1,289) |
694 |
0 |
- |
|
| NZF |
Nuveen Dividend Advantage... |
CCO and Vice President |
• • – |
2021-06-11 |
4 |
S |
$17.13 |
$11,886 |
D/D |
(694) |
0 |
0 |
% |
|
| DIAX |
Nuveen Dow 30sm Dynamic O... |
Secretary |
• • – |
2020-11-10 |
4 |
B |
$14.13 |
$14,127 |
D/D |
1,000 |
1,000 |
2.74 |
% |
|
| DIAX |
Nuveen Dow 30sm Dynamic O... |
CCO and Vice President |
• • – |
2021-11-30 |
4 |
S |
$17.19 |
$17,194 |
D/D |
(1,000) |
0 |
0 |
% |
|
| JRO |
Nuveen Floating Rate Inco... |
Chief Administrative Officer |
• • – |
2014-10-16 |
4 |
B |
$10.88 |
$10,880 |
D/D |
1,000 |
1,000 |
2.81 |
- |
|
93 Records found
|
|
Page 1 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
