| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,152,006 |
|
|
Indirect Shares
|
13,669,785 |
|
|
| Direct
Value |
$294,360,785 |
|
|
|
Indirect Value
|
$77,021,291 |
|
|
| Total
Shares |
33,821,791 |
|
|
| Total
Value |
$371,382,076 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-01-24 |
3,744,638 |
2024-01-24 |
195,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
455 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
CEO and PresidentOfficer |
• • – |
2008-06-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
736,689 |
|
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive OfficerOfficer |
• • – |
2013-07-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| FSAM |
Fifth Street Asset Manage... |
Chief Executive OfficerOfficer |
• • • |
2014-10-29 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
33 |
|
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-01-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
165,603 |
|
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-01-28 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,685,502 |
|
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2021-03-18 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,342,500 |
|
- |
|
| BAGL |
Einstein Noah Restaurant ... |
Director |
– • – |
2007-04-05 |
4 |
OE |
$2.35 |
$106,000 |
D/D |
30,000 |
31,374 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• – – |
2008-06-17 |
4 |
B |
$14.12 |
$2,118,000 |
D/D |
150,000 |
886,689 |
2.74 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• – – |
2008-08-12 |
4 |
B |
$9.76 |
$500,886 |
D/D |
50,200 |
936,889 |
2.74 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• – – |
2008-08-13 |
4 |
B |
$9.65 |
$493,751 |
D/D |
49,600 |
986,489 |
2.74 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• – – |
2008-08-14 |
4 |
B |
$10.00 |
$352,484 |
D/D |
35,200 |
1,021,689 |
2.74 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President. |
• • – |
2008-08-22 |
4 |
B |
$10.53 |
$25,420 |
D/D |
2,400 |
1,024,089 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President. |
• • – |
2008-08-25 |
4 |
B |
$10.65 |
$106,500 |
D/D |
10,000 |
1,034,089 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President. |
• • – |
2008-08-26 |
4 |
B |
$10.65 |
$76,680 |
D/D |
7,200 |
1,041,289 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2008-08-27 |
4 |
B |
$10.15 |
$2,030 |
D/D |
200 |
1,041,589 |
2.73 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2008-08-29 |
4 |
B |
$10.60 |
$3,180 |
D/D |
300 |
1,041,889 |
2.73 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2008-09-08 |
4 |
B |
$10.50 |
$32,487 |
D/D |
3,034 |
1,044,923 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2008-12-15 |
4 |
B |
$7.55 |
$114,764 |
D/D |
14,800 |
1,059,723 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2008-12-16 |
4 |
B |
$7.75 |
$84,048 |
D/D |
10,600 |
1,070,323 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-02-17 |
4 |
B |
$6.50 |
$18,749 |
D/D |
2,836 |
1,154,439 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-02-18 |
4 |
B |
$6.60 |
$66,150 |
D/D |
10,000 |
1,164,439 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-02-25 |
4 |
B |
$6.74 |
$33,749 |
D/D |
5,000 |
1,169,439 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-02-26 |
4 |
B |
$6.70 |
$33,500 |
D/D |
5,000 |
1,174,439 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-03-19 |
4 |
B |
$7.00 |
$238,843 |
D/D |
33,834 |
1,208,273 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-03-23 |
4 |
B |
$7.00 |
$245,000 |
D/D |
35,000 |
1,243,273 |
2.81 |
- |
|
455 Records found
|
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Page 1 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
