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Insider Information:   Roth R Lawrence
Relationship:   Director
City:   Cleveland
State:   OH
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   167,588    

Indirect Shares

  0      
Direct Value   $628,525    

Indirect Value

  $0      
Total Shares   167,588      
Total Value   $628,525      


RCS Capital Corp
 $0 Oppenheimer Holdings Inc
 $628,525 RCS Capital Corp
 $0 Oppenheimer Holdings Inc
 $628,525
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            RCS Capital Corp RCAP Director 2015-04-29 152,088 0    Premium*  
            Oppenheimer Holdings Inc OPY Director 2024-01-25 15,500 2019-02-28 0    Premium*  
* Premium Members only  

Records found :    7         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 1
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
OPY Oppenheimer Holdings Inc Director   –       •      –    2024-01-25 4 A $0.00 $0 D/D 3,000 15,500 0 -
OPY Oppenheimer Holdings Inc Director   –       •      –    2023-01-26 4 A $0.00 $0 D/D 2,500 12,500 0 -
OPY Oppenheimer Holdings Inc Director   –       •      –    2022-01-27 4 A $0.00 $0 D/D 2,500 10,000 0 -
OPY Oppenheimer Holdings Inc Director   –       •      –    2021-01-28 4 A $0.00 $0 D/D 2,500 7,500 0 -
OPY Oppenheimer Holdings Inc Director   –       •      –    2020-02-28 4 A $0.00 $0 D/D 2,500 5,000 0 -
OPY Oppenheimer Holdings Inc Director   –       •      –    2019-02-28 4 A $0.00 $0 D/D 2,500 2,500 0 -
RCAP RCS Capital Corp Director   –       •      –    2015-04-29 3 IO $0.00 $0 D/D 0 152,088 -

  7  Records found
  1     
  Page 1 of 1  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed