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Insider Information:   Hellerman Gerald
Relationship:   Director
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   5    
Direct Shares   109,392    

Indirect Shares

  46,763      
Direct Value   $826,823    

Indirect Value

  $129,705      
Total Shares   156,155      
Total Value   $956,528      


Special Opportunities Fund Inc
 $563,977 Imperial Holdings, Llc
 $6,260 Swiss Helvetia Fund
 $42,592 Putnam High Income Bond Fund
 $213,994 Special Opportunities Fund Inc
 $563,977 Imperial Holdings, Llc
 $6,260 Swiss Helvetia Fund
 $42,592 Putnam High Income Bond Fund
 $213,994
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    14   
    1    

     Stock price went up :

    7   
    0    
     Stock price went down :
    7   
    1    
   
     Gain/Loss Ratio :
   0.0   
   -1.0   
     Percentage Gain/Loss :
   6.9%
 -22.2%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            MVC Capital MVC 2020-12-23 0 2004-06-21 0    Premium*  
            Special Opportunities Fund Inc SPE Director 2022-04-06 43,584 2016-11-01 9,388    Premium*  
            Imperial Holdings, Llc IFT Director 2016-06-02 28,449 2016-06-02 37,375    Premium*  
            Swiss Helvetia Fund SWZ Director 2022-03-02 5,324 2018-10-19 0    Premium*  
            Putnam High Income Bond Fund PCF Director 2022-01-21 32,035 2019-03-19 0    Premium*  
* Premium Members only  

Records found :    93         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
MVC MVC Capital   •       •      –    2018-03-14 4 B $10.00 $10,000 D/D 1,000 64,000 0.01 -
MVC MVC Capital   •       •      –    2018-03-26 4 B $9.97 $9,979 D/D 1,000 65,000 0.01 -
MVC MVC Capital   •       •      –    2019-09-30 4 B $8.95 $17,939 D/D 2,000 67,000 0.01 -
MVC MVC Capital   •       •      –    2019-10-08 4 B $8.88 $8,880 D/D 1,000 68,000 0.01 -
MVC MVC Capital   •       •      –    2020-12-23 4 D $0.00 $0 D/D (68,000) 0 0 -
SPE Special Opportunities Fun... CCO   •       •      –    2018-01-04 4 B $15.10 $30,200 D/D 2,000 13,899 2.81 -
SPE Special Opportunities Fun... CCO   •       •      –    2018-02-05 4 B $14.98 $77,896 D/D 5,200 20,793 2.81 -
SPE Special Opportunities Fun... CCO   •       •      –    2018-03-22 4 B $14.82 $14,820 D/D 1,000 21,793 2.81 -
SPE Special Opportunities Fun... CCO   •       •      –    2018-10-11 4 B $14.47 $14,470 D/D 1,000 22,793 2.81 -
SPE Special Opportunities Fun... CCO   •       •      –    2019-05-23 4 B $13.31 $19,965 D/D 1,500 26,992 2.81 -
SPE Special Opportunities Fun... CCO   •       •      –    2019-07-25 4 B $13.98 $37,746 D/D 2,700 29,483 2.81 -
SPE Special Opportunities Fun... CCO   •       •      –    2020-03-09 4 B $12.49 $12,536 D/D 1,000 32,353 2.81 %
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2013-05-01 4 B $17.08 $34,166 D/D 2,000 4,250 2.81 -
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2013-08-21 4 B $17.05 $17,050 D/D 1,000 5,250 2.81 -
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2013-12-26 4 B $16.97 $16,970 D/D 1,000 6,384 2.81 -
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2014-02-26 4 B $16.00 $14,400 I/I 900 5,170 2.58 -
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2014-02-27 4 A $0.00 $0 I/I 1,858 7,028 0 -
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2014-02-27 4 A $0.00 $0 D/D 836 7,220 0 -
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2015-08-07 4 B $15.02 $15,020 D/D 1,000 8,220 2.81 -
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2015-08-19 4 B $14.85 $14,850 D/D 1,000 9,220 2.81 -
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2015-08-25 4 B $14.28 $21,422 D/D 1,500 10,720 2.81 -
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2016-01-04 4 B $13.05 $19,575 D/D 1,500 11,220 2.81 -
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2016-03-01 4 B $12.45 $12,089 I/I 971 9,388 2.58 -
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2016-10-26 4 D $15.61 $36,231 D/D (2,321) 8,899 0 -
SPE Special Opportunities Fun... CCO and CFO   •       •      –    2016-11-01 4 B $14.16 $42,480 D/D 3,000 11,899 2.81 -

  93  Records found
  1  2   3   4      
  Page 1 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed