| |
| |
|
| Insider
Information: |
Swanson David |
| Relationship: |
Director |
| City: |
Naperville |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
22,964 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$41,637 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
22,964 |
|
|
| Total
Value |
$41,637 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
5
|
0
|
|
Stock
price went up :
|
3
|
0
|
| Stock
price went down : |
2
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
1.5
|
0.0
|
| Percentage
Gain/Loss : |
 2.4%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Calamos Asset Management Inc |
CLMS |
EVP of distribution-ma... |
2006-02-15 |
18,573 |
2004-11-02 |
0 |
Premium* |
|
|
Rivernorth Opportunities Fund, I... |
RIV |
Director |
2021-11-15 |
1,376 |
2019-07-02 |
0 |
Premium* |
|
|
Rivernorth Opportunistic Municip... |
RMI |
Director |
2019-07-02 |
465 |
2019-07-02 |
0 |
Premium* |
|
|
Rivernorth Flexible Municipal In... |
RFM |
Director |
2020-08-14 |
530 |
2020-08-14 |
0 |
Premium* |
|
|
Rivernorth/doubleline Strategic ... |
OPP |
Director |
2021-12-27 |
2,020 |
2020-11-19 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
12 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OPP |
Rivernorth/doubleline Str... |
Director |
– • – |
2021-12-27 |
4 |
B |
$24.80 |
$50,096 |
D/D |
2,020 |
2,020 |
2.39 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Director |
– • – |
2021-11-15 |
4 |
B |
$16.81 |
$5,783 |
D/D |
344 |
1,376 |
2.39 |
% |
|
| OPP |
Rivernorth/doubleline Str... |
Director |
– • – |
2020-11-19 |
4 |
B |
$14.10 |
$15,017 |
D/D |
1,065 |
1,065 |
2.39 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Director |
– • – |
2020-11-09 |
4 |
B |
$14.08 |
$3,633 |
D/D |
258 |
1,032 |
2.31 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Director |
– • – |
2020-08-14 |
4 |
B |
$20.65 |
$10,945 |
D/D |
530 |
530 |
2.39 |
% |
|
| RIV |
Rivernorth Opportunities ... |
Director |
– • – |
2019-10-25 |
4 |
B |
$16.60 |
$3,220 |
D/D |
194 |
774 |
2.31 |
- |
|
| RMI |
Rivernorth Opportunistic ... |
Director |
– • – |
2019-07-02 |
4 |
B |
$21.40 |
$9,951 |
D/D |
465 |
465 |
2.39 |
- |
|
| RIV |
Rivernorth Opportunities ... |
Director |
– • – |
2019-07-02 |
4 |
B |
$17.20 |
$9,973 |
D/D |
580 |
580 |
2.39 |
- |
|
| CLMS |
Calamos Asset Management ... |
EVP of distribution-marketing |
• – – |
2006-02-15 |
4 |
A |
$0.00 |
$0 |
D/D |
1,412 |
18,573 |
|
- |
|
| CLMS |
Calamos Asset Management ... |
EVP, Distribution |
• – – |
2005-02-15 |
4 |
A |
$0.00 |
$0 |
D/D |
9,600 |
15,661 |
|
- |
|
| CLMS |
Calamos Asset Management ... |
Executive VP, Distribution |
• – – |
2004-11-02 |
4 |
B |
$18.00 |
$27,000 |
D/D |
1,500 |
1,500 |
2.74 |
- |
|
| CLMS |
Calamos Asset Management ... |
Executive VP, Distribution |
• – – |
2004-10-28 |
4 |
A |
$0.00 |
$0 |
D/D |
6,061 |
6,061 |
|
- |
|
12 Records found
|
1
|
Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
