| |
| |
|
| Insider
Information: |
Roaring Fork Capital Sbic, L.p. |
| Relationship: |
10% Owner |
| City: |
Greenwood Village |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
71,104,270 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$33,647,222 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
71,104,270 |
|
|
| Total
Value |
$33,647,222 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Riot Blockchain Inc |
RIOT |
10% Owner |
2006-12-26 |
768,624 |
|
0 |
Premium* |
|
|
Apollo Endosurgery, Inc |
APEN |
10% Owner |
2007-04-05 |
2,563,816 |
|
0 |
Premium* |
|
|
ATC Healthcare Inc |
AHNA |
10% Owner |
2008-12-22 |
0 |
|
0 |
Premium* |
|
|
Ads Media Group Inc |
AMGU |
10% Owner |
2006-06-20 |
15,702,652 |
|
0 |
Premium* |
|
|
ECO2 Plastics Inc |
EOPIQ |
10% Owner |
2008-04-09 |
52,069,178 |
2008-04-09 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
15 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AHNA |
ATC Healthcare Inc |
10% Owner |
– – • |
2008-12-22 |
4 |
S |
$0.00 |
$371 |
D/D |
(3,714,935) |
0 |
0 |
- |
|
| EOPIQ |
ECO2 Plastics Inc |
10% Owner |
– – • |
2008-04-09 |
4 |
B |
$0.00 |
$0 |
D/D |
52,069,178 |
52,069,178 |
2.37 |
- |
|
| APEN |
Apollo Endosurgery, Inc |
10% Owner |
– – • |
2007-04-05 |
4 |
B |
$0.95 |
$618,750 |
D/D |
651,316 |
2,563,816 |
2.45 |
- |
|
| AHNA |
ATC Healthcare Inc |
10% Owner |
– – • |
2007-01-16 |
4 |
B |
$0.30 |
$600,000 |
D/D |
2,000,000 |
3,714,935 |
2.45 |
- |
|
| RIOT |
Riot Blockchain Inc |
10% Owner |
– – • |
2006-12-26 |
4 |
S |
$2.43 |
$60,750 |
D/D |
(25,000) |
768,624 |
0 |
- |
|
| RIOT |
Riot Blockchain Inc |
10% Owner |
– – • |
2006-12-06 |
4 |
S |
$1.89 |
$66,150 |
D/D |
(35,000) |
793,624 |
0 |
- |
|
| RIOT |
Riot Blockchain Inc |
10% Owner |
– – • |
2006-11-15 |
4 |
S |
$1.62 |
$226,100 |
D/D |
(140,000) |
828,624 |
0 |
- |
|
| RIOT |
Riot Blockchain Inc |
10% Owner |
– – • |
2006-09-22 |
4 |
S |
$1.49 |
$126,650 |
D/D |
(85,000) |
968,624 |
0 |
- |
|
| RIOT |
Riot Blockchain Inc |
10% Owner |
– – • |
2006-08-17 |
4 |
S |
$1.45 |
$134,643 |
D/D |
(92,857) |
1,053,624 |
|
- |
|
| AMGU |
Ads Media Group Inc |
10% Owner |
– – • |
2006-06-20 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
15,702,652 |
|
- |
|
| AHNA |
ATC Healthcare Inc |
10% Owner |
– – • |
2006-06-09 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,714,935 |
|
- |
|
| RIOT |
Riot Blockchain Inc |
10% Owner |
– – • |
2006-05-08 |
4 |
S |
$1.72 |
$85,750 |
D/D |
(50,000) |
1,146,481 |
|
- |
|
| APEN |
Apollo Endosurgery, Inc |
officerTitle |
– – • |
2005-11-30 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,912,500 |
|
- |
|
| RIOT |
Riot Blockchain Inc |
10% Owner |
– – • |
2005-11-23 |
4 |
A |
$0.00 |
$0 |
D/D |
53,624 |
1,196,481 |
|
- |
|
| RIOT |
Riot Blockchain Inc |
10% Owner |
– – • |
2005-05-06 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,142,857 |
|
- |
|
15 Records found
|
1
|
Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
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|
