| |
| |
|
| Insider
Information: |
Bhaumik Sam |
| Relationship: |
EVP-Silicon Valley Ban... |
| City: |
San Mateo, |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
196,274 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$3,742,945 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
196,274 |
|
|
| Total
Value |
$3,742,945 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Hercules Technology Growth Capit... |
HTGC |
Senior Managing Director |
2011-09-17 |
196,274 |
|
0 |
Premium* |
|
|
Square 1 Financial Inc |
SQBK |
EVP-Silicon Valley Ban... |
2015-10-06 |
0 |
2015-10-06 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
47 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 2
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| HTGC |
Hercules Technology Growt... |
Senior Managing DirectorOffice |
• – – |
2007-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
20,883 |
|
- |
|
| SQBK |
Square 1 Financial Inc |
EVP-Silicon Valley BankingOffi |
• – – |
2014-03-24 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
25,670 |
|
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2008-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
23,000 |
43,883 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2008-07-30 |
4 |
A |
$0.00 |
$0 |
D/D |
3,000 |
47,383 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2008-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
3,000 |
47,483 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2009-03-17 |
4 |
A |
$0.00 |
$0 |
D/D |
30,000 |
78,983 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2009-12-31 |
5 |
A |
$0.00 |
$0 |
D/D |
292 |
89,782 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2010-03-16 |
4 |
A |
$0.00 |
$0 |
D/D |
60,000 |
146,281 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2011-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
45,000 |
218,323 |
0 |
- |
|
| SQBK |
Square 1 Financial Inc |
EVP-Silicon Valley Banking |
• – – |
2014-11-15 |
4 |
A |
$0.00 |
$0 |
I/I |
3,667 |
16,302 |
0 |
- |
|
| SQBK |
Square 1 Financial Inc |
EVP-Silicon Valley Banking |
• – – |
2014-11-15 |
4 |
D |
$0.00 |
$0 |
I/I |
(3,667) |
7,333 |
0 |
- |
|
| SQBK |
Square 1 Financial Inc |
EVP-Silicon Valley Banking |
• – – |
2015-03-02 |
4 |
A |
$0.00 |
$0 |
I/I |
1,626 |
25,917 |
0 |
- |
|
| SQBK |
Square 1 Financial Inc |
EVP-Silicon Valley Banking |
• – – |
2015-10-06 |
4 |
D |
$0.00 |
$0 |
I/I |
(15,903) |
0 |
0 |
- |
|
| SQBK |
Square 1 Financial Inc |
EVP-Silicon Valley Banking |
• – – |
2015-10-06 |
4 |
D |
$0.00 |
$0 |
D/D |
(34,467) |
0 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2010-12-21 |
4 |
OE |
$4.21 |
$144,470 |
D/D |
34,316 |
190,204 |
0 |
- |
|
| SQBK |
Square 1 Financial Inc |
EVP-Silicon Valley Banking |
• – – |
2015-08-28 |
4 |
OE |
$6.00 |
$108,000 |
D/D |
18,000 |
20,778 |
0 |
- |
|
| SQBK |
Square 1 Financial Inc |
EVP-Silicon Valley Banking |
• – – |
2015-08-31 |
4 |
OE |
$6.00 |
$108,000 |
D/D |
18,000 |
34,467 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2008-11-13 |
4 |
A |
$6.15 |
$3,075 |
D/D |
500 |
48,983 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2008-11-11 |
4 |
A |
$6.96 |
$3,480 |
D/D |
500 |
48,483 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2010-05-27 |
4 |
B |
$8.97 |
$4,485 |
D/D |
500 |
148,266 |
2.66 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2011-08-16 |
4 |
D |
$9.11 |
$4,181 |
D/D |
(459) |
197,193 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2011-08-17 |
4 |
D |
$9.19 |
$2,114 |
D/D |
(230) |
196,963 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2011-08-15 |
4 |
D |
$9.23 |
$2,547 |
D/D |
(276) |
197,652 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2011-09-16 |
4 |
D |
$9.38 |
$4,305 |
D/D |
(459) |
196,504 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Senior Managing Director |
• – – |
2011-09-17 |
4 |
D |
$9.38 |
$2,157 |
D/D |
(230) |
196,274 |
0 |
- |
|
47 Records found
|
|
Page 1 of 2 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
