| |
| |
|
| Insider
Information: |
Allorto Richard T Jr |
| Relationship: |
|
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
104,753 |
|
|
Indirect Shares
|
142,774 |
|
|
| Direct
Value |
$1,242,950 |
|
|
|
Indirect Value
|
$227,672 |
|
|
| Total
Shares |
247,527 |
|
|
| Total
Value |
$1,470,622 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
2
|
0
|
|
Stock
price went up :
|
2
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
2.0
|
0.0
|
| Percentage
Gain/Loss : |
 16.5%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Saratoga Investment Corp |
SAR |
Chief Financial Officer |
2008-06-09 |
10,000 |
2008-06-02 |
9,550 |
Premium* |
|
|
PhenixFIN Corp |
PFX |
Chief Financial Officer |
2015-05-28 |
20,000 |
2011-12-21 |
0 |
Premium* |
|
|
Medley Management Inc. |
MDLY |
Chief Financial Officer |
2021-01-15 |
59,753 |
2021-01-19 |
133,224 |
Premium* |
|
|
Pennant Investment Corp |
PNNT |
|
2024-03-12 |
15,000 |
2023-05-15 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
16 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| PNNT |
Pennant Investment Corp |
CFO and Treasurer |
• – – |
2024-03-12 |
4 |
B |
$6.80 |
$33,979 |
D/D |
5,000 |
15,000 |
0.01 |
% |
|
| PNNT |
Pennant Investment Corp |
CFO and Treasurer |
• – – |
2023-05-15 |
4 |
B |
$5.35 |
$53,500 |
D/D |
10,000 |
10,000 |
2.74 |
% |
|
| MDLY |
Medley Management Inc. |
Chief Financial Officer |
• – – |
2021-01-19 |
4 |
A |
$0.00 |
$0 |
I/I |
73,471 |
133,224 |
0 |
- |
|
| MDLY |
Medley Management Inc. |
Chief Financial Officer |
• – – |
2021-01-15 |
4 |
A |
$0.00 |
$0 |
D/D |
59,753 |
59,753 |
0 |
- |
|
| PFX |
PhenixFIN Corp |
Chief Financial Officer |
• – – |
2015-05-28 |
4 |
B |
$9.34 |
$46,700 |
D/D |
5,000 |
20,000 |
2.74 |
- |
|
| PFX |
PhenixFIN Corp |
Chief Financial Officer |
• – – |
2014-12-11 |
4 |
B |
$8.99 |
$89,940 |
D/D |
10,000 |
15,000 |
2.74 |
- |
|
| PFX |
PhenixFIN Corp |
Chief Financial Officer |
• – – |
2011-12-21 |
4 |
B |
$9.50 |
$47,500 |
D/D |
5,000 |
5,000 |
2.74 |
- |
|
| SAR |
Saratoga Investment Corp |
Chief Financial Officer |
• – – |
2008-06-09 |
4 |
B |
$10.40 |
$4,680 |
D/D |
450 |
10,000 |
2.66 |
- |
|
| SAR |
Saratoga Investment Corp |
Chief Financial Officer |
• – – |
2008-06-02 |
4 |
B |
$10.30 |
$7,056 |
I/I |
685 |
9,550 |
1.99 |
- |
|
| SAR |
Saratoga Investment Corp |
Chief Financial Officer |
• – – |
2008-06-02 |
4 |
B |
$10.30 |
$7,056 |
D/D |
685 |
8,865 |
2.74 |
- |
|
| SAR |
Saratoga Investment Corp |
Chief Financial Officer |
• – – |
2008-01-23 |
4 |
B |
$10.45 |
$5,225 |
I/I |
500 |
8,180 |
1.99 |
- |
|
| SAR |
Saratoga Investment Corp |
Chief Financial Officer |
• – – |
2008-01-23 |
4 |
B |
$10.45 |
$5,225 |
D/D |
500 |
7,680 |
2.74 |
- |
|
| SAR |
Saratoga Investment Corp |
Chief Financial Officer |
• – – |
2008-01-22 |
4 |
B |
$10.49 |
$2,098 |
D/D |
200 |
7,180 |
2.66 |
- |
|
| SAR |
Saratoga Investment Corp |
Chief Financial Officer |
• – – |
2007-11-02 |
4 |
B |
$11.50 |
$4,025 |
I/I |
350 |
6,980 |
1.91 |
- |
|
| SAR |
Saratoga Investment Corp |
Chief Financial Officer |
• – – |
2007-11-02 |
4 |
B |
$11.50 |
$70,725 |
D/D |
6,150 |
6,630 |
2.74 |
- |
|
| SAR |
Saratoga Investment Corp |
Chief Executive Officer |
• – – |
2007-07-20 |
4 |
B |
$13.00 |
$6,240 |
D/D |
480 |
480 |
2.74 |
- |
|
16 Records found
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1
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Page 1 of 1 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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