| |
| |
|
| Insider
Information: |
Fallon Thomas J |
| Relationship: |
|
| City: |
Sunnyvale |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
5,066 |
|
|
Indirect Shares
|
1,615,175 |
|
|
| Direct
Value |
$96,609 |
|
|
|
Indirect Value
|
$9,258,114 |
|
|
| Total
Shares |
1,620,241 |
|
|
| Total
Value |
$9,354,723 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
1
|
1
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
1
|
1
|
| |
|
|
|
Gain/Loss Ratio : |
-1.0
|
-1.0
|
| Percentage
Gain/Loss : |
 -1.8%
|
-1.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Infinera Corp |
INFN |
Director |
2015-11-02 |
0 |
2021-06-03 |
1,530,062 |
Premium* |
|
|
Hercules Technology Growth Capit... |
HTGC |
|
2023-11-22 |
5,066 |
2023-11-22 |
85,113 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
156 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 7
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| HTGC |
Hercules Technology Growt... |
Director |
– • – |
2014-07-08 |
4 |
A |
$16.34 |
$54,461 |
D/D |
3,333 |
3,333 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
– • – |
2014-12-31 |
5 |
A |
$0.00 |
$0 |
D/D |
132 |
3,465 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
– • – |
2015-07-07 |
4 |
A |
$11.44 |
$57,200 |
D/D |
5,000 |
8,465 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
– • – |
2015-09-30 |
4 |
A |
$10.11 |
$24,992 |
D/D |
2,472 |
10,937 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
– • – |
2015-11-23 |
4 |
B |
$11.16 |
$111,600 |
D/D |
10,000 |
20,937 |
2.39 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
– • – |
2015-12-31 |
5 |
A |
$0.00 |
$0 |
D/D |
522 |
23,509 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
– • – |
2015-12-31 |
4 |
A |
$12.19 |
$24,990 |
D/D |
2,050 |
22,987 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
– • – |
2016-03-14 |
4 |
A |
$11.51 |
$2,060 |
D/D |
179 |
23,688 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2016-09-15 |
4 |
A |
$13.44 |
$49,997 |
D/D |
3,720 |
27,408 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2016-12-31 |
5 |
A |
$0.00 |
$0 |
D/D |
337 |
27,745 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2017-05-22 |
4 |
A |
$13.31 |
$1,038 |
D/D |
78 |
27,893 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2017-08-15 |
4 |
A |
$12.81 |
$49,997 |
D/D |
3,903 |
31,796 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2017-08-21 |
4 |
A |
$12.92 |
$517 |
D/D |
40 |
31,836 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2017-11-20 |
4 |
A |
$13.44 |
$511 |
D/D |
38 |
31,874 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2018-03-12 |
4 |
A |
$12.27 |
$515 |
D/D |
42 |
31,916 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
|
– • – |
2018-05-21 |
4 |
A |
$12.40 |
$521 |
D/D |
42 |
31,958 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2018-07-11 |
4 |
A |
$12.98 |
$61,707 |
D/D |
4,754 |
36,712 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2018-08-20 |
4 |
A |
$13.42 |
$1,490 |
D/D |
111 |
40,625 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2018-09-17 |
4 |
A |
$13.15 |
$49,996 |
D/D |
3,802 |
40,514 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2018-11-19 |
4 |
A |
$12.28 |
$2,874 |
D/D |
234 |
40,859 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2019-03-11 |
4 |
A |
$13.47 |
$1,293 |
D/D |
96 |
40,955 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2019-05-20 |
4 |
A |
$13.13 |
$1,405 |
D/D |
107 |
41,062 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2019-08-19 |
4 |
A |
$12.74 |
$1,491 |
D/D |
117 |
41,179 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2019-09-26 |
4 |
A |
$13.30 |
$49,995 |
D/D |
3,759 |
44,938 |
0 |
- |
|
| HTGC |
Hercules Technology Growt... |
Director |
• • – |
2019-11-18 |
4 |
A |
$13.91 |
$1,308 |
D/D |
94 |
45,032 |
0 |
- |
|
156 Records found
|
|
Page 1 of 7 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
