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Insider Information:   Miyazaki David B.
Relationship:   Officer-Investment Sub...
City:   St. Louis
State:   MO
   
Insider Summary:
  
   
Companies Owned :   1    
Direct Shares   4,100    

Indirect Shares

  2,100      
Direct Value   $15,970    

Indirect Value

  $8,180      
Total Shares   6,200      
Total Value   $24,149      


First Trust/Gallatin Specialty Finance & Financial Opportunities Fund
 $15,970 First Trust/Gallatin Specialty Finance & Financial Opportunities Fund
 $15,970
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            First Trust/Gallatin Specialty F... FGB Officer-Investment Sub... 2008-12-30 4,100 2007-10-23 2,100    Premium*  
* Premium Members only  

Records found :    6         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 1
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
FGB First Trust/Gallatin Spec... Officer-Investment Sub-Advisor   –       –      –    2008-12-30 4 B $3.70 $3,700 D/D 1,000 4,100 2.36 -
FGB First Trust/Gallatin Spec... Officer-Investment Sub-Advisor   –       –      –    2008-12-08 4 B $4.60 $4,600 D/D 1,000 3,100 2.36 -
FGB First Trust/Gallatin Spec... Investment Committee Member   •       –      –    2007-10-23 4 A $14.00 $1,400 D/D 100 1,600 0 -
FGB First Trust/Gallatin Spec... Investment Committee Member   •       –      –    2007-10-23 4 A $14.00 $7,000 I/I 500 2,100 0 -
FGB First Trust/Gallatin Spec... Investment Committee Member   •       –      –    2007-08-08 4 A $17.40 $8,728 D/D 500 500 0 -
FGB First Trust/Gallatin Spec... Investment Committee Member   •       –      –    2007-08-08 4 A $17.30 $17,343 I/I 1,000 1,500 0 -

  6  Records found
  1     
  Page 1 of 1  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed