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Insider Information:   Winter Daniel T.
Relationship:   Officer-Investment Sub...
City:   St. Louis
State:   MO
   
Insider Summary:
  
   
Companies Owned :   1    
Direct Shares   400    

Indirect Shares

  0      
Direct Value   $1,558    

Indirect Value

  $0      
Total Shares   400      
Total Value   $1,558      


First Trust/Gallatin Specialty Finance & Financial Opportunities Fund
 $1,558 First Trust/Gallatin Specialty Finance & Financial Opportunities Fund
 $1,558
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            First Trust/Gallatin Specialty F... FGB Officer-Investment Sub... 2014-12-29 400 2014-12-29 0    Premium*  
* Premium Members only  

Records found :    4         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 1
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
FGB First Trust/Gallatin Spec... Officer-Investment Sub-Advisor   –       –      –    2014-12-29 4 S $7.58 $7,582 D/D (1,000) 400 0 -
FGB First Trust/Gallatin Spec... Officer-Investment Sub-Advisor   –       –      –    2014-12-29 4 S $7.58 $3,033 I/I (400) 0 0 -
FGB First Trust/Gallatin Spec... Officer-Investment Sub-Advisor   –       –      –    2009-12-29 4 A $5.86 $5,860 D/D 1,000 1,400 0 -
FGB First Trust/Gallatin Spec... Investment Committee member   •       –      –    2007-12-19 4 A $11.64 $4,656 I/I 400 400 0 -

  4  Records found
  1     
  Page 1 of 1  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed