| |
| |
|
| Insider
Information: |
Carpenter Scott K |
| Relationship: |
EVP, Retail Services |
| City: |
Woodland Hills |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
1 |
|
| Direct
Shares |
1,000,136 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$31,104,230 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
1,000,136 |
|
|
| Total
Value |
$31,104,230 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
B. Riley Financial Inc |
RILY |
EVP, Retail Services |
2014-05-19 |
1,000,136 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
5 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| RILY |
B. Riley Financial Inc |
EVP, Retail Services |
• – – |
2014-05-19 |
4 |
B |
$0.25 |
$214,000 |
D/D |
856,000 |
1,000,136 |
2.74 |
- |
|
| RILY |
B. Riley Financial Inc |
EVP, Retail Services |
• – – |
2011-05-02 |
4 |
A |
$0.00 |
$0 |
D/D |
11,086 |
144,136 |
0 |
- |
|
| RILY |
B. Riley Financial Inc |
EVP, Retail Services |
• – – |
2011-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
33,863 |
133,050 |
0 |
- |
|
| RILY |
B. Riley Financial Inc |
EVP Retail Services |
• – – |
2010-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
44,344 |
99,187 |
0 |
- |
|
| RILY |
B. Riley Financial Inc |
Executive VP, Retail ServicesO |
• – – |
2010-06-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
54,843 |
|
- |
|
5 Records found
|
1
|
Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
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|
