| |
| |
|
| Insider
Information: |
Ubs Group Ag |
| Relationship: |
10% Owner |
| City: |
Zurich |
| State: |
V8 |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
49 |
|
| Direct
Shares |
0 |
|
|
Indirect Shares
|
6,953 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$14,125 |
|
|
| Total
Shares |
6,953 |
|
|
| Total
Value |
$14,125 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
9
|
12
|
|
Stock
price went up :
|
1
|
12
|
| Stock
price went down : |
8
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
12.0
|
| Percentage
Gain/Loss : |
 -10.8%
|
 606.1%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Virtus AllianzGI Convertible & I... |
NCV |
10% Owner |
|
0 |
2022-11-03 |
0 |
Premium* |
|
|
Eaton Vance Insured New Jersey M... |
EMJ |
Former 10% Owner |
|
0 |
2015-12-11 |
0 |
Premium* |
|
|
Dreyfus Municipal Income Inc |
DMF |
10% Owner |
|
0 |
2023-07-12 |
0 |
Premium* |
|
|
Eaton Vance Insured New York Mu... |
NYH |
Former 10% Owner |
|
0 |
2015-12-11 |
0 |
Premium* |
|
|
AllianceBernstein National Munic... |
AFB |
10% Owner |
|
0 |
2018-12-19 |
0 |
Premium* |
|
|
Blackrock Municipal 2020 Term Tr... |
BKK |
10% Owner |
|
0 |
2017-12-04 |
0 |
Premium* |
|
|
Eaton Vance Insured California M... |
EIA |
Former 10% Owner |
|
0 |
2015-12-11 |
0 |
Premium* |
|
|
Eaton Vance Municipal Income Trust |
EVN |
Former 10% Owner |
|
0 |
2016-02-26 |
0 |
Premium* |
|
|
Eaton Vance New Jersey Municipal... |
EVJ |
Former 10% Owner |
|
0 |
2016-02-26 |
0 |
Premium* |
|
|
Eaton Vance California Municipal... |
CEV |
Former 10% Owner |
|
0 |
2016-02-26 |
0 |
Premium* |
|
|
Eaton Vance Michigan Municipal I... |
EMI |
Former 10% Owner |
|
0 |
2016-02-26 |
0 |
Premium* |
|
|
Eaton Vance Insured Michigan Mun... |
MIW |
Former 10% Owner |
|
0 |
2015-12-11 |
0 |
Premium* |
|
|
Alliance California Municipal In... |
AKP |
10% Owner |
|
0 |
2019-05-21 |
0 |
Premium* |
|
|
Eaton Vance Insured Municipal Bo... |
EIV |
Former 10% Owner |
|
0 |
2015-12-11 |
0 |
Premium* |
|
|
Eaton Vance Insured Massachusett... |
MAB |
Former 10% Owner |
|
0 |
2015-12-11 |
0 |
Premium* |
|
|
Eaton Vance Limited Duration Inc... |
EVV |
10% Owner |
|
0 |
2020-03-25 |
0 |
Premium* |
|
|
Virtus Allianzgi Convertible & I... |
NCZ |
10% Owner |
|
0 |
2022-11-03 |
0 |
Premium* |
|
|
Dreyfus Strategic Municipals Inc |
LEO |
10% Owner |
|
0 |
2023-07-12 |
0 |
Premium* |
|
|
Dreyfus Strategic Municipal Bond... |
DSM |
10% Owner |
|
0 |
2023-07-12 |
0 |
Premium* |
|
|
Pimco California Municipal Incom... |
PCQ |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Pimco California Municipal Incom... |
PZC |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Pioneer Municipal High Income Ad... |
MAV |
10% Owner |
|
0 |
2018-02-20 |
0 |
Premium* |
|
|
Pimco Floating Rate Strategy Fun... |
PFN |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Pimco Corporate Opportunity Fund |
PTY |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Eaton Vance Insured Ohio Munici... |
EIO |
Former 10% Owner |
|
0 |
2015-12-11 |
0 |
Premium* |
|
|
Eaton Vance Pennsylvania Municip... |
EVP |
Former 10% Owner |
|
0 |
2016-02-26 |
0 |
Premium* |
|
|
Eaton Vance New York Municipal I... |
EVY |
Former 10% Owner |
|
0 |
2016-02-26 |
0 |
Premium* |
|
|
Eaton Vance Senior Income Trust |
EVF |
10% Owner |
|
0 |
2014-11-28 |
1,893 |
Premium* |
|
|
Eaton Vance Massachusetts Munici... |
MMV |
Former 10% Owner |
|
0 |
2016-02-26 |
0 |
Premium* |
|
|
Pimco California Municipal Incom... |
PCK |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Pimco New York Municipal Income ... |
PYN |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Pioneer Municipal High Income Tr... |
MHI |
10% Owner |
|
0 |
2018-02-15 |
0 |
Premium* |
|
|
Eaton Vance Insured Pennsylvania... |
EIP |
Former 10% Owner |
|
0 |
2015-12-11 |
0 |
Premium* |
|
|
Pimco New York Municipal Income ... |
PNF |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Pimco Municipal Income Fund II |
PML |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Franklin Templeton Limited Durat... |
FTF |
10% Owner |
|
0 |
2018-08-31 |
0 |
Premium* |
|
|
Pimco Municipal Income Fund III |
PMX |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Eaton Vance Ohio Municipal Incom... |
EVO |
Former 10% Owner |
|
0 |
2016-02-26 |
0 |
Premium* |
|
|
Pimco High Income Fund |
PHK |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Pimco Floating Rate Income Fund |
PFL |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Eaton Vance Senior Floating Rate... |
EFR |
10% Owner |
|
0 |
2020-03-25 |
0 |
Premium* |
|
|
Pimco Municipal Income Fund |
PMF |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Pimco New York Municipal Income ... |
PNI |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Western Asset Managed Municipals... |
MMU |
10% Owner |
|
0 |
2023-03-01 |
0 |
Premium* |
|
|
Pimco Corporate Income Fund |
PCN |
10% Owner |
|
0 |
2024-04-17 |
0 |
Premium* |
|
|
Western Asset Intermediate Muni ... |
SBI |
10% Owner |
|
0 |
2023-03-01 |
0 |
Premium* |
|
|
Western Asset Municipal Partners... |
MNP |
10% Owner |
|
0 |
2023-03-01 |
0 |
Premium* |
|
|
Gabelli Equity Trust Inc |
GAB |
10% Owner |
|
0 |
2024-01-05 |
35 |
Premium* |
|
|
Edible Garden Ag Inc |
EDBL |
10% Owner |
2024-04-24 |
0 |
2024-04-25 |
5,025 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
153 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 7
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| BKK |
Blackrock Municipal 2020 ... |
10% Owner |
– – • |
2017-08-22 |
4 |
D |
$0.00 |
$0 |
I/I |
(53) |
84 |
0 |
- |
|
| BKK |
Blackrock Municipal 2020 ... |
10% Owner |
– – • |
2017-11-28 |
4 |
D |
$0.00 |
$0 |
I/I |
(26) |
58 |
0 |
- |
|
| BKK |
Blackrock Municipal 2020 ... |
10% Owner |
– – • |
2017-11-30 |
4 |
D |
$0.00 |
$0 |
I/I |
(34) |
24 |
0 |
- |
|
| BKK |
Blackrock Municipal 2020 ... |
10% Owner |
– – • |
2017-12-04 |
4 |
D |
$0.00 |
$0 |
I/I |
(24) |
0 |
0 |
- |
|
| CEV |
Eaton Vance California Mu... |
10% Owner |
– – • |
2014-11-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
651 |
|
- |
|
| CEV |
Eaton Vance California Mu... |
Former 10% Owner |
– – – |
2016-02-26 |
4 |
D |
$0.00 |
$0 |
I/I |
(651) |
0 |
0 |
- |
|
| DMF |
Dreyfus Municipal Income ... |
10% Owner |
– – • |
2014-11-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
825 |
|
- |
|
| DMF |
Dreyfus Municipal Income ... |
10% Owner |
– – • |
2023-07-12 |
4 |
D |
$0.00 |
$1 |
I/I |
(825) |
0 |
0 |
- |
|
| DSM |
Dreyfus Strategic Municip... |
10% Owner |
– – • |
2014-11-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,487 |
|
- |
|
| DSM |
Dreyfus Strategic Municip... |
10% Owner |
– – • |
2023-07-12 |
4 |
D |
$0.00 |
$1 |
I/I |
(1,487) |
0 |
0 |
- |
|
| EDBL |
Edible Garden Ag Inc |
10% Owner |
– – • |
2024-04-24 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
34,601 |
|
- |
|
| EDBL |
Edible Garden Ag Inc |
10% Owner |
– – • |
2024-04-24 |
4 |
S |
$6.20 |
$668 |
I/I |
(106) |
34,076 |
0 |
- |
|
| EDBL |
Edible Garden Ag Inc |
10% Owner |
– – • |
2024-04-25 |
4 |
S |
$5.32 |
$163,307 |
I/I |
(30,056) |
5,025 |
0 |
- |
|
| EDBL |
Edible Garden Ag Inc |
10% Owner |
– – • |
2024-04-25 |
4 |
B |
$5.88 |
$6,105 |
I/I |
1,005 |
32,080 |
1.5 |
- |
|
| EFR |
Eaton Vance Senior Floati... |
10% Owner |
– – • |
2014-11-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,833 |
|
- |
|
| EFR |
Eaton Vance Senior Floati... |
10% Owner |
– – • |
2016-09-28 |
4 |
D |
$0.00 |
$0 |
I/I |
(860) |
1,973 |
0 |
- |
|
| EFR |
Eaton Vance Senior Floati... |
10% Owner |
– – • |
2019-01-02 |
4 |
B |
$12.75 |
$1,463,458 |
I/I |
114,781 |
114,781 |
1.5 |
- |
|
| EFR |
Eaton Vance Senior Floati... |
10% Owner |
– – • |
2019-01-03 |
4 |
B |
$12.69 |
$1,440,937 |
I/I |
113,549 |
228,330 |
1.5 |
- |
|
| EFR |
Eaton Vance Senior Floati... |
10% Owner |
– – • |
2019-01-04 |
4 |
B |
$12.88 |
$1,429,680 |
I/I |
111,000 |
339,330 |
1.5 |
- |
|
| EFR |
Eaton Vance Senior Floati... |
10% Owner |
– – • |
2019-01-07 |
4 |
B |
$13.03 |
$32,820 |
I/I |
2,518 |
341,848 |
1.5 |
- |
|
| EFR |
Eaton Vance Senior Floati... |
10% Owner |
– – • |
2019-12-30 |
4 |
B |
$13.60 |
$354,534 |
I/I |
26,065 |
367,913 |
1.5 |
% |
|
| EFR |
Eaton Vance Senior Floati... |
10% Owner |
– – • |
2020-01-02 |
4 |
B |
$13.56 |
$4,771,845 |
I/I |
351,906 |
719,819 |
1.5 |
% |
|
| EFR |
Eaton Vance Senior Floati... |
10% Owner |
– – • |
2020-01-03 |
4 |
B |
$13.55 |
$4,708,259 |
I/I |
347,473 |
1,067,292 |
1.5 |
% |
|
| EFR |
Eaton Vance Senior Floati... |
10% Owner |
– – • |
2020-01-06 |
4 |
B |
$13.55 |
$4,705,468 |
I/I |
347,267 |
1,414,559 |
1.5 |
% |
|
| EFR |
Eaton Vance Senior Floati... |
10% Owner |
– – • |
2020-03-18 |
4 |
S |
$8.24 |
$2,509,140 |
I/I |
(304,633) |
1,109,926 |
0 |
% |
|
153 Records found
|
|
Page 2 of 7 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
