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Insider Information:   Ubs Group Ag
Relationship:   10% Owner
City:   Zurich
State:   V8
   
Insider Summary:
  
   
Companies Owned :   49    
Direct Shares   0    

Indirect Shares

   6,953      
Direct Value   $0    

Indirect Value

   $14,104      
Total Shares   6,953      
Total Value   $14,104      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    9   
    12    

     Stock price went up :
    1   
    12    
     Stock price went down :
    8   
    0    
   
     Gain/Loss Ratio :
   0.0   
   12.0   
     Percentage Gain/Loss :
   -10.8%
 606.1%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Virtus AllianzGI Convertible & I... NCV 10% Owner 0 2022-11-03 0    Premium*  
            Eaton Vance Insured New Jersey M... EMJ Former 10% Owner 0 2015-12-11 0    Premium*  
            Dreyfus Municipal Income Inc DMF 10% Owner 0 2023-07-12 0    Premium*  
            Eaton Vance Insured New York Mu... NYH Former 10% Owner 0 2015-12-11 0    Premium*  
            AllianceBernstein National Munic... AFB 10% Owner 0 2018-12-19 0    Premium*  
            Blackrock Municipal 2020 Term Tr... BKK 10% Owner 0 2017-12-04 0    Premium*  
            Eaton Vance Insured California M... EIA Former 10% Owner 0 2015-12-11 0    Premium*  
            Eaton Vance Municipal Income Trust EVN Former 10% Owner 0 2016-02-26 0    Premium*  
            Eaton Vance New Jersey Municipal... EVJ Former 10% Owner 0 2016-02-26 0    Premium*  
            Eaton Vance California Municipal... CEV Former 10% Owner 0 2016-02-26 0    Premium*  
            Eaton Vance Michigan Municipal I... EMI Former 10% Owner 0 2016-02-26 0    Premium*  
            Eaton Vance Insured Michigan Mun... MIW Former 10% Owner 0 2015-12-11 0    Premium*  
            Alliance California Municipal In... AKP 10% Owner 0 2019-05-21 0    Premium*  
            Eaton Vance Insured Municipal Bo... EIV Former 10% Owner 0 2015-12-11 0    Premium*  
            Eaton Vance Insured Massachusett... MAB Former 10% Owner 0 2015-12-11 0    Premium*  
            Eaton Vance Limited Duration Inc... EVV 10% Owner 0 2020-03-25 0    Premium*  
            Virtus Allianzgi Convertible & I... NCZ 10% Owner 0 2022-11-03 0    Premium*  
            Dreyfus Strategic Municipals Inc LEO 10% Owner 0 2023-07-12 0    Premium*  
            Dreyfus Strategic Municipal Bond... DSM 10% Owner 0 2023-07-12 0    Premium*  
            Pimco California Municipal Incom... PCQ 10% Owner 0 2024-04-17 0    Premium*  
            Pimco California Municipal Incom... PZC 10% Owner 0 2024-04-17 0    Premium*  
            Pioneer Municipal High Income Ad... MAV 10% Owner 0 2018-02-20 0    Premium*  
            Pimco Floating Rate Strategy Fun... PFN 10% Owner 0 2024-04-17 0    Premium*  
            Pimco Corporate Opportunity Fund PTY 10% Owner 0 2024-04-17 0    Premium*  
            Eaton Vance Insured Ohio Munici... EIO Former 10% Owner 0 2015-12-11 0    Premium*  
            Eaton Vance Pennsylvania Municip... EVP Former 10% Owner 0 2016-02-26 0    Premium*  
            Eaton Vance New York Municipal I... EVY Former 10% Owner 0 2016-02-26 0    Premium*  
            Eaton Vance Senior Income Trust EVF 10% Owner 0 2014-11-28 1,893    Premium*  
            Eaton Vance Massachusetts Munici... MMV Former 10% Owner 0 2016-02-26 0    Premium*  
            Pimco California Municipal Incom... PCK 10% Owner 0 2024-04-17 0    Premium*  
            Pimco New York Municipal Income ... PYN 10% Owner 0 2024-04-17 0    Premium*  
            Pioneer Municipal High Income Tr... MHI 10% Owner 0 2018-02-15 0    Premium*  
            Eaton Vance Insured Pennsylvania... EIP Former 10% Owner 0 2015-12-11 0    Premium*  
            Pimco New York Municipal Income ... PNF 10% Owner 0 2024-04-17 0    Premium*  
            Pimco Municipal Income Fund II PML 10% Owner 0 2024-04-17 0    Premium*  
            Franklin Templeton Limited Durat... FTF 10% Owner 0 2018-08-31 0    Premium*  
            Pimco Municipal Income Fund III PMX 10% Owner 0 2024-04-17 0    Premium*  
            Eaton Vance Ohio Municipal Incom... EVO Former 10% Owner 0 2016-02-26 0    Premium*  
            Pimco High Income Fund PHK 10% Owner 0 2024-04-17 0    Premium*  
            Pimco Floating Rate Income Fund PFL 10% Owner 0 2024-04-17 0    Premium*  
            Eaton Vance Senior Floating Rate... EFR 10% Owner 0 2020-03-25 0    Premium*  
            Pimco Municipal Income Fund PMF 10% Owner 0 2024-04-17 0    Premium*  
            Pimco New York Municipal Income ... PNI 10% Owner 0 2024-04-17 0    Premium*  
            Western Asset Managed Municipals... MMU 10% Owner 0 2023-03-01 0    Premium*  
            Pimco Corporate Income Fund PCN 10% Owner 0 2024-04-17 0    Premium*  
            Western Asset Intermediate Muni ... SBI 10% Owner 0 2023-03-01 0    Premium*  
            Western Asset Municipal Partners... MNP 10% Owner 0 2023-03-01 0    Premium*  
            Gabelli Equity Trust Inc GAB 10% Owner 0 2024-01-05 35    Premium*  
            Edible Garden Ag Inc EDBL 10% Owner 2024-04-24 0 2024-04-25 5,025    Premium*  
* Premium Members only  

Records found :    153         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
EFR Eaton Vance Senior Floati... 10% Owner   –       –       •   2019-01-02 4 B $12.75 $1,463,458 I/I 114,781 114,781 1.5 -
EFR Eaton Vance Senior Floati... 10% Owner   –       –       •   2019-01-03 4 B $12.69 $1,440,937 I/I 113,549 228,330 1.5 -
EFR Eaton Vance Senior Floati... 10% Owner   –       –       •   2019-01-04 4 B $12.88 $1,429,680 I/I 111,000 339,330 1.5 -
EFR Eaton Vance Senior Floati... 10% Owner   –       –       •   2019-01-07 4 B $13.03 $32,820 I/I 2,518 341,848 1.5 -
EFR Eaton Vance Senior Floati... 10% Owner   –       –       •   2019-12-30 4 B $13.60 $354,534 I/I 26,065 367,913 1.5 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2019-12-30 4 B $13.20 $1,338,795 I/I 101,397 1,444,717 1.5 %
EFR Eaton Vance Senior Floati... 10% Owner   –       –       •   2020-01-02 4 B $13.56 $4,771,845 I/I 351,906 719,819 1.5 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2020-01-02 4 B $13.28 $337,834 I/I 25,438 1,470,155 1.5 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2020-01-03 4 B $13.31 $124,382 I/I 9,345 1,479,500 1.5 %
EFR Eaton Vance Senior Floati... 10% Owner   –       –       •   2020-01-03 4 B $13.55 $4,708,259 I/I 347,473 1,067,292 1.5 %
EFR Eaton Vance Senior Floati... 10% Owner   –       –       •   2020-01-06 4 B $13.55 $4,705,468 I/I 347,267 1,414,559 1.5 %
EVV Eaton Vance Limited Durat... 10% Owner   –       –       •   2020-01-06 4 B $13.28 $137,514 I/I 10,355 1,489,855 1.5 %
NCV Virtus AllianzGI Converti... 10% Owner   –       –       •   2021-02-05 4 B $5.87 $2,643 I/I 450 273,222 1.42 %
MMU Western Asset Managed Mun... 10% Owner   –       –       •   2023-02-24 4/A B $25,000.00 $20,277,776 I/I 811 979 1.5 -
EDBL Edible Garden Ag Inc 10% Owner   –       –       •   2024-04-25 4 B $5.88 $6,105 I/I 1,005 32,080 1.5 -
BKK Blackrock Municipal 2020 ... 10% Owner   –       –       •   2015-06-22 4 D $0.00 $0 I/I (29) 1,049 0 -
BKK Blackrock Municipal 2020 ... 10% Owner   –       –       •   2015-06-23 4 D $0.00 $0 I/I (31) 1,018 0 -
BKK Blackrock Municipal 2020 ... 10% Owner   –       –       •   2015-06-25 4 D $0.00 $0 I/I (41) 977 0 -
BKK Blackrock Municipal 2020 ... 10% Owner   –       –       •   2015-08-20 4 D $0.00 $0 I/I (23) 954 0 -
BKK Blackrock Municipal 2020 ... 10% Owner   –       –       •   2015-08-24 4 D $0.00 $0 I/I (17) 937 0 -
BKK Blackrock Municipal 2020 ... 10% Owner   –       –       •   2015-08-25 4 D $0.00 $0 I/I (17) 920 0 -
MIW Eaton Vance Insured Michi... Former 10% Owner   –       –      –    2015-12-11 4 D $0.00 $0 I/I (283) 0 0 -
EIP Eaton Vance Insured Penns... Former 10% Owner   –       –      –    2015-12-11 4 D $0.00 $0 I/I (347) 0 0 -
MAB Eaton Vance Insured Massa... Former 10% Owner   –       –      –    2015-12-11 4 D $0.00 $0 I/I (399) 0 0 -
EIV Eaton Vance Insured Munic... Former 10% Owner   –       –      –    2015-12-11 4 D $0.00 $0 I/I (918) 0 0 -
  153  Records found
  1  2   3   4   5   6   7      
  Page 1 of 7  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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