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Insider Information:   Galley Patrick W.
Relationship:   President, Director
City:   Chicago
State:   IL
   
Insider Summary:
  
   
Companies Owned :   6    
Direct Shares   525,479    

Indirect Shares

  59,874      
Direct Value   $7,084,759    

Indirect Value

  $800,960      
Total Shares   585,353      
Total Value   $7,885,719      


Rivernorth Opportunities Fund, Inc.
 $3,387,036 Rivernorth Marketplace Lending Corp
 $3,600,933 Rivernorth Managed Duration Municipal Income Fund, Inc.
 $74,250 Rivernorth Flexible Municipal Income Fund, Inc.
 $22,540 Rivernorth Flexible Municipal Income Fund Ii, Inc.
 $0 Rivernorth Opportunities Fund, Inc.
 $3,387,036 Rivernorth Marketplace Lending Corp
 $3,600,933 Rivernorth Managed Duration Municipal Income Fund, Inc.
 $74,250 Rivernorth Flexible Municipal Income Fund, Inc.
 $22,540 Rivernorth Flexible Municipal Income Fund Ii, Inc.
 $0
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    10   
    2    

     Stock price went up :

    5   
    2    
     Stock price went down :
    5   
    0    
   
     Gain/Loss Ratio :
   0.0   
   2.0   
     Percentage Gain/Loss :
   3.2%
 25.4%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Rivernorth Opportunities Fund, I... RIV President, Director 2022-11-15 282,018 2015-12-29 0    Premium*  
            Rivernorth Marketplace Lending C... RSF Chief Executive Office... 2024-04-26 237,061 2019-06-17 43,555    Premium*  
            Rivernorth Opportunistic Municip... RMI President, Director 2022-12-07 0 2018-10-26 0    Premium*  
            Rivernorth/doubleline Strategic ... OPP President, Director 2021-10-05 0 2020-10-10 16,319    Premium*  
            Rivernorth Managed Duration Muni... RMM President, Director 2022-11-04 5,000 2019-07-26 0    Premium*  
            Rivernorth Flexible Municipal In... RFM President, Director 2020-05-21 1,400 2020-05-21 0    Premium*  
* Premium Members only  

Records found :    49         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 2
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
RFM Rivernorth Flexible Munic... President   •       •      –    2020-05-21 4 B $18.60 $26,171 D/D 1,400 1,400 2.81 %
RMM Rivernorth Managed Durati... President   •       •      –    2019-07-26 4 B $20.00 $200,000 D/D 10,000 10,000 2.81 -
RMM Rivernorth Managed Durati... President   •       •      –    2022-02-11 4 B $18.75 $93,750 D/D 5,000 5,000 2.81 %
RMM Rivernorth Managed Durati... President   •       •      –    2022-10-31 4 S $13.62 $40,862 D/D (3,000) 7,000 0 %
RMM Rivernorth Managed Durati... President   •       •      –    2022-11-04 4 S $13.91 $27,820 D/D (2,000) 5,000 0 %
RSF Rivernorth Marketplace Le... PRESIDENT   •       •      –    2016-10-25 4 B $25.18 $861,685 D/D 34,221 34,221 2.81 -
RSF Rivernorth Marketplace Le... PRESIDENT   •       •      –    2017-01-04 4 B $25.22 $998,157 D/D 39,578 39,578 2.81 -
RSF Rivernorth Marketplace Le... PRESIDENT   •       •      –    2017-09-07 4 B $24.93 $392,600 D/D 15,748 55,326 2.81 -
RSF Rivernorth Marketplace Le... President   •       •      –    2017-10-18 4 B $25.00 $1,500,000 D/D 60,000 60,000 2.81 -
RSF Rivernorth Marketplace Le... President   •       •      –    2018-01-09 4 B $25.26 $505,650 D/D 20,000 82,400 2.81 -
RSF Rivernorth Marketplace Le... President   •       •      –    2018-12-17 4 B $24.73 $48,507 D/D 1,961 84,361 2.81 -
RSF Rivernorth Marketplace Le... President   •       •      –    2018-12-19 4 B $24.70 $71,449 D/D 2,890 87,251 2.81 -
RSF Rivernorth Marketplace Le... President   •       •      –    2018-12-20 4 B $24.67 $24,665 D/D 1,000 88,251 2.81 -
RSF Rivernorth Marketplace Le... President   •       •      –    2018-12-21 4 B $24.56 $17,190 D/D 700 88,951 2.81 -
RSF Rivernorth Marketplace Le... President   •       •      –    2019-06-17 4 B $19.50 $27,501 D/D 1,400 69,852 2.81 -
RSF Rivernorth Marketplace Le... President   •       •      –    2020-03-27 4 B $23.00 $47,744 D/D 2,068 8,619 2.81 %
RSF Rivernorth Marketplace Le... Portfolio Manager   –       –      –    2023-02-03 4 B $15.84 $674,119 D/D 42,558 168,547 2.44 %
RSF Rivernorth Marketplace Le... Chief Executive Officer   •       •      –    2024-03-22 4 B $16.10 $1,610 D/D 100 168,647 2.73 %
RSF Rivernorth Marketplace Le... Chief Executive Officer   •       •      –    2024-04-26 4 A $15.04 $1,028,947 D/D 68,414 237,061 0 -
RMI Rivernorth Opportunistic ... President   •       •      –    2018-10-26 4 B $20.00 $750,000 D/D 37,500 37,500 2.81 -
RMI Rivernorth Opportunistic ... President   •       •      –    2019-07-23 4 S $21.65 $127,302 D/D (5,880) 12,870 0 -
RMI Rivernorth Opportunistic ... President   •       •      –    2020-03-12 4 B $21.65 $12,925 D/D 597 13,467 2.81 -
RMI Rivernorth Opportunistic ... President   •       •      –    2022-09-28 4 S $15.85 $9,462 D/D (597) 12,870 0 -
RMI Rivernorth Opportunistic ... President   •       •      –    2022-10-24 4 S $15.08 $15,080 D/D (1,000) 11,870 0 -
RMI Rivernorth Opportunistic ... President   •       •      –    2022-11-01 4 S $14.68 $58,812 D/D (4,000) 26,620 0 -

  49  Records found
  1  2      
  Page 1 of 2  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed