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Insider Information:   Galley Patrick W.
Relationship:   President, Director
City:   Chicago
State:   IL
   
Insider Summary:
  
   
Companies Owned :   6    
Direct Shares   525,479    

Indirect Shares

  59,874      
Direct Value   $7,068,195    

Indirect Value

  $797,948      
Total Shares   585,353      
Total Value   $7,866,143      


Rivernorth Opportunities Fund, Inc.
 $3,387,036 Rivernorth Marketplace Lending Corp
 $3,584,362 Rivernorth Managed Duration Municipal Income Fund, Inc.
 $74,200 Rivernorth Flexible Municipal Income Fund, Inc.
 $22,596 Rivernorth Flexible Municipal Income Fund Ii, Inc.
 $0 Rivernorth Opportunities Fund, Inc.
 $3,387,036 Rivernorth Marketplace Lending Corp
 $3,584,362 Rivernorth Managed Duration Municipal Income Fund, Inc.
 $74,200 Rivernorth Flexible Municipal Income Fund, Inc.
 $22,596 Rivernorth Flexible Municipal Income Fund Ii, Inc.
 $0
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    10   
    2    

     Stock price went up :

    5   
    2    
     Stock price went down :
    5   
    0    
   
     Gain/Loss Ratio :
   0.0   
   2.0   
     Percentage Gain/Loss :
   3.2%
 25.4%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Rivernorth Opportunities Fund, I... RIV President, Director 2022-11-15 282,018 2015-12-29 0    Premium*  
            Rivernorth Marketplace Lending C... RSF Chief Executive Office... 2024-04-26 237,061 2019-06-17 43,555    Premium*  
            Rivernorth Opportunistic Municip... RMI President, Director 2022-12-07 0 2018-10-26 0    Premium*  
            Rivernorth/doubleline Strategic ... OPP President, Director 2021-10-05 0 2020-10-10 16,319    Premium*  
            Rivernorth Managed Duration Muni... RMM President, Director 2022-11-04 5,000 2019-07-26 0    Premium*  
            Rivernorth Flexible Municipal In... RFM President, Director 2020-05-21 1,400 2020-05-21 0    Premium*  
* Premium Members only  

Records found :    49         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 2
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
RSF Rivernorth Marketplace Le... Chief Executive Officer   •       •      –    2024-03-22 4 B $16.10 $1,610 D/D 100 168,647 2.73 %
RSF Rivernorth Marketplace Le... Chief Executive Officer   •       •      –    2024-04-26 4 A $15.04 $1,028,947 D/D 68,414 237,061 0 -
RIV Rivernorth Opportunities ... Chief Investment Officer   •       •      –    2019-10-08 4 S $16.88 $57,949 D/D (3,429) 120,693 0 -
RIV Rivernorth Opportunities ... Chief Investment Officer   •       •      –    2019-10-16 4 S $16.63 $92,017 D/D (5,522) 115,171 0 -
RIV Rivernorth Opportunities ... Director   –       •      –    2015-12-29 4 B $20.00 $500,000 D/D 25,000 25,000 2.39 -
RIV Rivernorth Opportunities ... Director   –       •      –    2017-10-04 4 B $20.48 $2,048 D/D 100 26,034 2.31 -
RIV Rivernorth Opportunities ... Director   –       •      –    2017-11-15 4 A $19.54 $364,929 D/D 18,676 44,710 0 -
RIV Rivernorth Opportunities ... Director   –       •      –    2018-11-07 4 A $16.93 $519,057 D/D 30,659 80,974 0 -
RIV Rivernorth Opportunities ... Director   –       •      –    2018-12-19 4 A $15.00 $75,085 D/D 5,000 85,974 0 -
RIV Rivernorth Opportunities ... Director   –       •      –    2018-12-20 4 A $14.84 $29,685 D/D 2,000 87,974 0 -
RIV Rivernorth Opportunities ... Director   –       •      –    2018-12-21 4 B $14.53 $29,065 D/D 2,000 89,974 2.39 -
RIV Rivernorth Opportunities ... Director   –       •      –    2019-11-07 4 B $16.20 $537,322 D/D 33,168 137,695 2.39 -
OPP Rivernorth/doubleline Str... Director   –       •      –    2019-12-17 4 B $16.21 $99,059 D/D 6,111 15,444 2.39 -
RIV Rivernorth Opportunities ... Director   –       •      –    2020-03-12 4 B $12.45 $35,836 D/D 2,876 140,571 2.39 %
OPP Rivernorth/doubleline Str... Portfolio Manager   –       –      –    2020-10-10 4 B $14.89 $13,401 D/D 900 12,619 2.44 %
OPP Rivernorth/doubleline Str... Portfolio Manager   –       –      –    2020-10-10 4 B $14.90 $55,130 I/I 3,700 16,319 0.01 %
OPP Rivernorth/doubleline Str... Portfolio Manager   –       –      –    2020-10-20 4 B $14.88 $46,172 D/D 3,100 11,719 2.44 %
RSF Rivernorth Marketplace Le... Portfolio Manager   –       –      –    2023-02-03 4 B $15.84 $674,119 D/D 42,558 168,547 2.44 %
RSF Rivernorth Marketplace Le... PRESIDENT   •       •      –    2016-10-25 4 B $25.18 $861,685 D/D 34,221 34,221 2.81 -
RSF Rivernorth Marketplace Le... PRESIDENT   •       •      –    2017-01-04 4 B $25.22 $998,157 D/D 39,578 39,578 2.81 -
RSF Rivernorth Marketplace Le... PRESIDENT   •       •      –    2017-09-07 4 B $24.93 $392,600 D/D 15,748 55,326 2.81 -
RSF Rivernorth Marketplace Le... President   •       •      –    2017-10-18 4 B $25.00 $1,500,000 D/D 60,000 60,000 2.81 -
RSF Rivernorth Marketplace Le... President   •       •      –    2018-01-09 4 B $25.26 $505,650 D/D 20,000 82,400 2.81 -
RMI Rivernorth Opportunistic ... President   •       •      –    2018-10-26 4 B $20.00 $750,000 D/D 37,500 37,500 2.81 -
RSF Rivernorth Marketplace Le... President   •       •      –    2018-12-17 4 B $24.73 $48,507 D/D 1,961 84,361 2.81 -

  49  Records found
  1  2      
  Page 1 of 2  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed