| |
| |
|
| Insider
Information: |
Oakes John S. |
| Relationship: |
Director |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
3 |
|
| Direct
Shares |
2,067 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$25,115 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
2,067 |
|
|
| Total
Value |
$25,115 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
1
|
0
|
|
Stock
price went up :
|
1
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
1.0
|
0.0
|
| Percentage
Gain/Loss : |
 8.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Rivernorth Opportunities Fund, I... |
RIV |
Director |
2019-11-12 |
1,967 |
2017-11-15 |
0 |
Premium* |
|
|
Rivernorth/doubleline Strategic ... |
OPP |
Director |
2021-10-05 |
0 |
2019-06-20 |
0 |
Premium* |
|
|
Rivernorth Flexible Municipal In... |
RFM |
Director |
2020-03-31 |
100 |
2020-03-31 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
7 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OPP |
Rivernorth/doubleline Str... |
Director |
– • – |
2020-04-13 |
4 |
B |
$13.00 |
$6,500 |
D/D |
500 |
2,186 |
2.39 |
% |
|
| RFM |
Rivernorth Flexible Munic... |
Director |
– • – |
2020-03-31 |
4 |
B |
$20.00 |
$2,000 |
D/D |
100 |
100 |
2.31 |
- |
|
| OPP |
Rivernorth/doubleline Str... |
Director |
– • – |
2019-12-26 |
4 |
B |
$16.05 |
$11,065 |
D/D |
686 |
1,686 |
2.39 |
- |
|
| RIV |
Rivernorth Opportunities ... |
Director |
– • – |
2019-11-12 |
4 |
B |
$16.20 |
$6,950 |
D/D |
429 |
1,967 |
2.39 |
- |
|
| OPP |
Rivernorth/doubleline Str... |
Director |
– • – |
2019-06-20 |
4 |
B |
$17.27 |
$17,270 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| RIV |
Rivernorth Opportunities ... |
Director |
– • – |
2018-11-07 |
4 |
B |
$16.93 |
$6,247 |
D/D |
369 |
1,475 |
2.39 |
- |
|
| RIV |
Rivernorth Opportunities ... |
Director |
– • – |
2017-11-15 |
4 |
A |
$19.54 |
$13,033 |
D/D |
667 |
1,167 |
0 |
- |
|
7 Records found
|
1
|
Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
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|
