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| Name: |
Tortoise Investment Management LLC |
| City: |
WHITE PLAINS |
| State: |
NY |
| Zip: |
10606 |
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Menu
 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
MBB |
iShares Barclays MBS Bond |
5 |
- |
$91.47 |
$20,555,000 |
222,414 |
2.5% |
-1,061,000 |
-7,347 |
0.025 |
Closed - End Fund - E... |
|
|
ITOT |
iShares Core S&P Total US |
7 |
- |
$116.78 |
$17,425,000 |
151,126 |
2.12% |
1,242,000 |
-2,661 |
0.042 |
Closed - End Fund - E... |
|
|
IWB |
ishares trust Russell 1000 |
11 |
- |
$291.81 |
$14,545,000 |
50,497 |
1.77% |
1,256,000 |
-175 |
0.038 |
Closed - End Fund - E... |
|
|
SPY |
Standard & Poors Depository... |
12 |
- |
$531.36 |
$14,471,000 |
27,666 |
1.76% |
1,210,000 |
-233 |
0 |
Closed - End Fund - E... |
|
|
AAPL |
Apple Inc |
19 |
- |
$192.35 |
$12,137,000 |
70,778 |
1.47% |
-1,821,000 |
-1,720 |
0 |
Personal Computers |
|
|
TLTW |
Ishares 20+ Year Treasury B... |
21 |
- |
$0.00 |
$10,219,000 |
382,746 |
1.24% |
-380,000 |
-3,097 |
4.253 |
N/A |
|
|
VTI |
Vanguard Total Stock Market... |
25 |
- |
$263.11 |
$9,627,000 |
37,042 |
1.17% |
669,000 |
-722 |
0.004 |
Closed - End Fund - E... |
|
|
IVE |
iShares S&P 500/BARRA Value |
40 |
- |
$185.92 |
$5,966,000 |
31,935 |
0.72% |
283,000 |
-745 |
0.023 |
Closed - End Fund - E... |
|
|
BAB |
Invesco Taxable Municipal B... |
41 |
- |
$26.27 |
$5,951,000 |
224,139 |
0.72% |
-361,000 |
-10,426 |
0.34 |
N/A |
|
|
VSS |
Vanguard FTSE All-Wld ex-US... |
42 |
- |
$120.68 |
$5,795,000 |
49,602 |
0.7% |
69,000 |
-177 |
0.011 |
Closed - End Fund - Debt |
|
|
DIA |
Diamonds Trust |
52 |
- |
$398.78 |
$4,539,000 |
11,412 |
0.55% |
170,000 |
-180 |
0.013 |
Closed - End Fund - E... |
|
|
IXUS |
Ishares Core Msci Total Int... |
53 |
- |
$69.82 |
$4,520,000 |
66,602 |
0.55% |
91,000 |
-1,612 |
0.002 |
N/A |
|
|
MLN |
Vaneck Vectors Amt Free Lon... |
54 |
- |
$0.00 |
$4,265,000 |
236,812 |
0.52% |
-163,000 |
-5,796 |
0.263 |
N/A |
|
|
NAD |
Nuveen Dividend Advantage M... |
58 |
- |
$11.28 |
$3,677,000 |
320,889 |
0.45% |
-493,000 |
-43,283 |
0.159 |
Closed - End Fund - E... |
|
|
SCHB |
Schwab Strategic Trust |
62 |
- |
$61.81 |
$3,365,000 |
55,122 |
0.41% |
278,000 |
-338 |
0.028 |
Closed - End Fund - Debt |
|
|
NEA |
Nuveen Insured Tax Free Adv... |
66 |
- |
$10.98 |
$3,119,000 |
281,738 |
0.38% |
-534,000 |
-50,311 |
0.127 |
Closed - End Fund - Debt |
|
|
IJS |
iShares S&P SmCp 600/BRR Vl |
67 |
- |
$101.19 |
$2,930,000 |
28,513 |
0.36% |
-17,000 |
-80 |
0.037 |
Closed - End Fund - E... |
|
|
VEU |
Vanguard FTSE All-World ETF |
69 |
- |
$57.31 |
$2,781,000 |
47,418 |
0.34% |
-23,000 |
-2,525 |
0.01 |
Closed - End Fund - F... |
|
|
SCHE |
Schwab Emerging Markets Equ... |
75 |
- |
$26.94 |
$2,398,000 |
94,951 |
0.29% |
14,000 |
-1,213 |
0.035 |
N/A |
|
|
MUB |
iShares S&P National Munici... |
77 |
- |
$106.47 |
$2,276,000 |
21,150 |
0.28% |
-295,000 |
-2,568 |
0.001 |
Closed - End Fund - E... |
|
|
OEF |
iShares S&P 100 Index |
80 |
- |
$253.62 |
$1,940,000 |
7,841 |
0.24% |
41,000 |
-661 |
0.016 |
Closed - End Fund - E... |
|
|
SHV |
iShares Barclays Short Trea... |
84 |
- |
$110.35 |
$1,705,000 |
15,426 |
0.21% |
-168,000 |
-1,580 |
0.009 |
Closed - End Fund - E... |
|
|
WIW |
Western Asset Claymore Us T... |
85 |
- |
$8.66 |
$1,704,000 |
197,405 |
0.21% |
-582,000 |
-66,258 |
0.323 |
Closed - End Fund - Debt |
|
|
JPM |
JP Morgan Chase & Co |
86 |
- |
$199.52 |
$1,698,000 |
8,479 |
0.21% |
239,000 |
-99 |
0 |
Domestic Money Center... |
|
|
VT |
Vanguard Total World Stock ... |
88 |
- |
$112.54 |
$1,536,000 |
13,902 |
0.19% |
-234,000 |
-3,301 |
0.008 |
Closed - End Fund - E... |
|
|
TFI |
Spdr Brcly Cap Muni Bond |
90 |
- |
$45.71 |
$1,458,000 |
31,367 |
0.18% |
-66,000 |
-1,055 |
0.005 |
Closed - End Fund - E... |
|
|
QUAL |
Ishares Msci Usa Quality Fa... |
91 |
- |
$0.00 |
$1,401,000 |
8,524 |
0.17% |
137,000 |
-65 |
0.001 |
N/A |
|
|
LLY |
Eli Lilly & Co |
92 |
- |
$803.17 |
$1,401,000 |
1,800 |
0.17% |
325,000 |
-46 |
0 |
Drug Manufacturers - ... |
|
|
EFA |
iShares TR MSCI EAFE Indx FD |
94 |
- |
$81.57 |
$1,335,000 |
16,716 |
0.16% |
30,000 |
-600 |
0.003 |
Closed - End Fund - E... |
|
|
SCZ |
ISHARES MSCI EAFE SM |
102 |
- |
$64.40 |
$1,162,000 |
18,354 |
0.14% |
-24,000 |
-805 |
0.011 |
Closed - End Fund - E... |
|
|
COST |
Costco Wholesale Corp |
103 |
- |
$800.93 |
$1,155,000 |
1,576 |
0.14% |
-2,000 |
-177 |
0 |
Discount, Variety Stores |
|
|
JSCP |
Jpmorgan Short Duration Cor... |
105 |
- |
$0.00 |
$1,098,000 |
23,605 |
0.13% |
-74,000 |
-1,580 |
0.026 |
N/A |
|
|
HYD |
VanEck Vectors High-Yield M... |
106 |
- |
$0.00 |
$1,080,000 |
20,670 |
0.13% |
-53,000 |
-1,280 |
0.043 |
Closed - End Fund - Debt |
|
|
HYMB |
Spdr Nuveen S&p High Yi... |
107 |
- |
$25.50 |
$1,054,000 |
41,030 |
0.13% |
-42,000 |
-2,300 |
0.019 |
N/A |
|
|
NXN |
Nuveen New York Select Tax ... |
108 |
- |
$11.84 |
$1,040,000 |
89,333 |
0.13% |
-102,000 |
-7,885 |
2.276 |
Closed - End Fund - Debt |
|
|
VGIT |
Vanguard Intermediate -Ter |
109 |
- |
$57.97 |
$1,020,000 |
17,415 |
0.12% |
-102,000 |
-1,504 |
0.002 |
Closed - End Fund - Debt |
|
|
VXUS |
Vanguard Total Internationa... |
111 |
- |
$62.03 |
$989,000 |
16,394 |
0.12% |
39,000 |
-2 |
0.003 |
Closed - End Fund - E... |
|
|
EEM |
iShares MSCI Emrg Mkt Income |
113 |
- |
$43.36 |
$962,000 |
23,423 |
0.12% |
-2,000 |
-540 |
0 |
Closed - End Fund - E... |
|
|
NAN |
Nuveen New York Dividend Ad... |
114 |
- |
$10.83 |
$957,000 |
87,367 |
0.12% |
-130,000 |
-11,092 |
0.943 |
Closed - End Fund - E... |
|
|
MYN |
Blackrock Muniyield New Yor... |
116 |
- |
$10.44 |
$944,000 |
89,711 |
0.11% |
-62,000 |
-7,662 |
0 |
Closed - End Fund - Debt |
|
|
DLS |
WisdomTree Trust Internatio... |
115 |
- |
$62.48 |
$944,000 |
14,469 |
0.11% |
-69,000 |
-1,400 |
0.296 |
Closed - End Fund - E... |
|
|
IWF |
iShares Russell 1000 Growth |
120 |
- |
$345.48 |
$860,000 |
2,553 |
0.1% |
83,000 |
-9 |
0.001 |
Closed - End Fund - E... |
|
|
FREL |
Fidelity Msci Real Estate I... |
123 |
- |
$0.00 |
$830,000 |
31,815 |
0.1% |
-29,000 |
-416 |
0.069 |
N/A |
|
|
LQDW |
Ishares Investment Grade Co... |
124 |
- |
$0.00 |
$803,000 |
27,393 |
0.1% |
-297,000 |
-9,683 |
0.304 |
N/A |
|
|
NCA |
Nuveen California Municipal... |
126 |
- |
$8.59 |
$772,000 |
85,796 |
0.09% |
-171,000 |
-19,449 |
0.308 |
Closed - End Fund - Debt |
|
|
NZF |
Nuveen Dividend Advantage M... |
128 |
- |
$12.06 |
$753,000 |
61,509 |
0.09% |
-287,000 |
-26,505 |
0.037 |
Closed - End Fund - Debt |
|
|
BBWI |
Bath & Body Works, Inc |
129 |
- |
$50.01 |
$753,000 |
15,044 |
0.09% |
91,000 |
-300 |
0 |
Apparel Stores |
|
|
SBI |
Western Asset Intermediate ... |
130 |
- |
$7.84 |
$687,000 |
86,802 |
0.08% |
-331,000 |
-45,370 |
0.616 |
Closed - End Fund - Debt |
|
|
GS |
Goldman Sachs Group Inc |
133 |
- |
$470.41 |
$664,000 |
1,590 |
0.08% |
-3,000 |
-138 |
0 |
Investment Brokerage ... |
|
|
TLO |
Talon Metals Corp |
134 |
- |
$27.14 |
$652,000 |
23,347 |
0.08% |
-71,000 |
-1,565 |
0.004 |
Closed - End Fund - E... |
|
|
UNP |
Union Pacific Corp |
136 |
- |
$234.96 |
$644,000 |
2,619 |
0.08% |
-5,000 |
-25 |
0 |
Railroads |
|
|
SCHR |
Schwab Intermediate-Term U.... |
138 |
- |
$48.54 |
$634,000 |
12,926 |
0.08% |
-50,000 |
-821 |
0.002 |
N/A |
|
|
GOOG |
Alphabet Inc |
139 |
- |
$179.54 |
$621,000 |
4,079 |
0.08% |
-4,000 |
-359 |
0 |
Search Engines & Info... |
|
|
NRK |
Nuveen Insured New York Tax... |
141 |
- |
$10.88 |
$603,000 |
55,510 |
0.07% |
-81,000 |
-9,400 |
0.063 |
Closed - End Fund - Debt |
|
|
TLT |
iShares Tr Lehman 20+yr Tres |
143 |
- |
$91.59 |
$579,000 |
6,122 |
0.07% |
-37,000 |
-111 |
0.001 |
Closed - End Fund - E... |
|
|
DNP |
DNP Select Income Fund Inc |
148 |
- |
$8.81 |
$525,000 |
57,879 |
0.06% |
24,000 |
-1,163 |
0.02 |
Closed - End Fund - E... |
|
|
LEMB |
Ishares Emerging Markets Lo... |
152 |
- |
$35.43 |
$497,000 |
13,790 |
0.06% |
-239,000 |
-6,250 |
0.115 |
N/A |
|
|
MRK |
Merck & Co Inc |
154 |
- |
$131.20 |
$492,000 |
3,731 |
0.06% |
81,000 |
-37 |
0 |
Drug Manufacturers - ... |
|
|
IWC |
iShares Russell Microcap Index |
156 |
- |
$119.45 |
$483,000 |
3,985 |
0.06% |
7,000 |
-120 |
0.05 |
Closed - End Fund - E... |
|
|
CAT |
Caterpillar Inc |
161 |
- |
$359.07 |
$452,000 |
1,234 |
0.05% |
81,000 |
-20 |
0 |
Farm & Construction M... |
|
|
IWD |
iShares Russell 1000 Value |
162 |
- |
$178.69 |
$418,000 |
2,333 |
0.05% |
30,000 |
-15 |
0.001 |
Closed - End Fund - E... |
|
|
ACN |
Accenture Plc |
163 |
- |
$303.64 |
$407,000 |
1,173 |
0.05% |
-31,000 |
-74 |
0 |
Management Services |
|
|
EDD |
Morgan Stanley Emerging Mar... |
171 |
- |
$4.81 |
$370,000 |
77,854 |
0.04% |
-274,000 |
-60,265 |
0.116 |
Closed - End Fund - Debt |
|
|
TROW |
T Rowe Price Group Inc |
174 |
- |
$117.63 |
$344,000 |
2,819 |
0.04% |
27,000 |
-125 |
0.001 |
Asset Management |
|
|
MCD |
McDonalds Corp |
179 |
- |
$265.87 |
$308,000 |
1,093 |
0.04% |
-39,000 |
-78 |
0 |
Restaurants |
|
|
PAI |
Western Asset Inc Fund |
185 |
- |
$12.04 |
$277,000 |
22,737 |
0.03% |
-89,000 |
-7,652 |
0.242 |
Closed - End Fund - Debt |
|
|
AXP |
American Express Co |
190 |
- |
$243.08 |
$262,000 |
1,149 |
0.03% |
42,000 |
-25 |
0 |
Credit Services |
|
|
DFAR |
Dfa Dimensional Us Real Est... |
192 |
- |
$0.00 |
$252,000 |
11,280 |
0.03% |
-6,000 |
-44 |
0.012 |
N/A |
|
|
DFCF |
Dfa Dimensional Core Fixed ... |
196 |
- |
$0.00 |
$238,000 |
5,677 |
0.03% |
-9,000 |
-142 |
0.006 |
N/A |
|
|
EBND |
Spdr Barclays Capital Emerg... |
197 |
- |
$20.46 |
$233,000 |
11,350 |
0.03% |
-308,000 |
-14,115 |
0.001 |
N/A |
|
|
CMCSA |
Comcast Corp |
198 |
- |
$39.21 |
$226,000 |
5,215 |
0.03% |
-28,000 |
-586 |
0 |
CATV Systems |
|
|
NFLX |
Netflix Inc |
200 |
- |
$650.61 |
$222,000 |
365 |
0.03% |
39,000 |
-11 |
0.005 |
Music & Video Stores |
|
|
AVIG |
Avantis Core Fixed Income Etf |
203 |
- |
$0.00 |
$217,000 |
5,260 |
0.03% |
-58,000 |
-1,310 |
0.041 |
N/A |
|
|
NULV |
Nushares Esg Large Cap Valu... |
204 |
- |
$0.00 |
$212,000 |
5,465 |
0.03% |
-6,000 |
-600 |
0.002 |
N/A |
|
|
INTC |
Intel Corp |
209 |
- |
$31.74 |
$198,000 |
4,477 |
0.02% |
-30,000 |
-60 |
0 |
Semiconductor- Broad... |
|
|
ESGU |
Ishares Msci Usa Esg Optimized |
214 |
- |
$0.00 |
$194,000 |
1,685 |
0.02% |
0 |
-165 |
0 |
N/A |
|
|
NYF |
iShares S&P NY AMT-Free Mun... |
213 |
- |
$53.28 |
$194,000 |
3,602 |
0.02% |
-22,000 |
-390 |
0.043 |
N/A |
|
|
AMP |
Ameriprise Financial Inc |
215 |
- |
$434.08 |
$193,000 |
439 |
0.02% |
26,000 |
-1 |
0.001 |
Asset Management |
|
|
DFAT |
Dimensional U S Targeted Va... |
222 |
- |
$54.08 |
$189,000 |
3,473 |
0.02% |
-97,000 |
-2,000 |
0 |
N/A |
|
|
HON |
Honeywell International Inc |
221 |
- |
$203.51 |
$189,000 |
919 |
0.02% |
-5,000 |
-6 |
0.001 |
Conglomerates |
|
|
ABBV |
Abbvie Inc. |
227 |
- |
$162.93 |
$183,000 |
1,006 |
0.02% |
23,000 |
-25 |
0 |
Drug Manufacturers - ... |
|
|
LEN |
Lennar Corp |
230 |
- |
$162.71 |
$179,000 |
1,038 |
0.02% |
2,000 |
-148 |
0 |
Residential Construct... |
|
|
ROST |
Ross Stores Inc |
244 |
- |
$132.30 |
$166,000 |
1,129 |
0.02% |
-4,000 |
-100 |
0 |
Apparel Stores |
|
|
TXN |
Texas Instruments Inc |
250 |
- |
$199.01 |
$150,000 |
863 |
0.02% |
-35,000 |
-223 |
0 |
Semiconductor- Broad... |
|
|
NUEM |
Nushares Esg Emerging Marke... |
254 |
- |
$0.00 |
$143,000 |
5,206 |
0.02% |
-4,000 |
-239 |
0.027 |
N/A |
|
|
SPGI |
S&P Global Inc |
266 |
- |
$439.87 |
$126,000 |
295 |
0.02% |
-12,000 |
-19 |
0 |
Publishing |
|
|
APD |
Air Products & Chemicals Inc |
267 |
- |
$264.66 |
$125,000 |
517 |
0.02% |
-27,000 |
-37 |
0 |
Diversified Chemicals |
|
|
EW |
Edwards Lifesciences Corp |
268 |
- |
$30.33 |
$125,000 |
1,306 |
0.02% |
15,000 |
-135 |
0 |
Medical Appliances & ... |
|
|
KMB |
Kimberly Clark Corp |
270 |
- |
$133.74 |
$122,000 |
946 |
0.01% |
1,000 |
-48 |
0 |
Paper & Paper Products |
|
|
ADP |
Automatic Data Processing Inc |
271 |
- |
$252.14 |
$122,000 |
490 |
0.01% |
0 |
-34 |
0 |
Business Software & S... |
|
|
IT |
Gartner Inc |
272 |
- |
$449.35 |
$121,000 |
254 |
0.01% |
-10,000 |
-37 |
0.002 |
Management Services |
|
|
KO |
Coca-Cola Co |
275 |
- |
$62.91 |
$117,000 |
1,916 |
0.01% |
-2,000 |
-97 |
0 |
Beverage Soft Drinks... |
|
|
DFIP |
Dfa Dimensional Inflation-p... |
276 |
- |
$0.00 |
$114,000 |
2,765 |
0.01% |
-114,000 |
-2,750 |
0.003 |
N/A |
|
|
SBUX |
Starbucks Corp |
288 |
- |
$77.72 |
$106,000 |
1,158 |
0.01% |
-10,000 |
-53 |
0 |
Specialty Eateries |
|
|
BAC |
Bank of America Corp |
291 |
- |
$39.65 |
$103,000 |
2,723 |
0.01% |
7,000 |
-120 |
0 |
Domestic Money Center... |
|
|
AMGN |
Amgen Inc |
300 |
- |
$314.85 |
$94,000 |
330 |
0.01% |
-4,000 |
-11 |
0.092 |
Biotechnology |
|
|
NEE |
NextEra Energy |
301 |
- |
$76.95 |
$94,000 |
1,473 |
0.01% |
-1,000 |
-83 |
0 |
Electric Utilities |
|
|
ETN |
Eaton Corp |
309 |
- |
$336.73 |
$89,000 |
284 |
0.01% |
9,000 |
-50 |
0 |
Diversified Machinery |
|
|
AMAT |
Applied Materials Inc |
314 |
- |
$219.80 |
$85,000 |
414 |
0.01% |
17,000 |
-7 |
0 |
Semiconductor Equipme... |
|
|
IEF |
iShares Lehman 7-10 Year Tr... |
315 |
- |
$93.21 |
$83,000 |
872 |
0.01% |
-82,000 |
-841 |
0.002 |
Closed - End Fund - E... |
|
