| |
|
|
| Name: |
Tortoise Investment Management LLC |
| City: |
WHITE PLAINS |
| State: |
NY |
| Zip: |
10606 |
| |
|
|
| Achive
data |
| View
Filing Period: |
|
|
|
|
|
|
 |
Download |
|
|
| |
| |
|
Free Registration Required For Full Results
|
|
|
| Holdings
Found :
100 |
|
View All Holdings |
Currently
Viewing:
Decreased Positions |
|
|
Page 1 of 1 |
Menu
 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
IVV |
iShares Core S&P 500 Etf |
1 |
- |
$523.39 |
$70,328,000 |
147,243 |
9.54% |
6,379,000 |
-1,672 |
0.002 |
Closed - End Fund - E... |
|
|
MBB |
iShares Barclays MBS Bond |
4 |
- |
$90.79 |
$21,616,000 |
229,761 |
2.93% |
-5,584,000 |
-76,547 |
0.026 |
Closed - End Fund - E... |
|
|
IEMG |
Ishares Core Msci Emerging ... |
6 |
- |
$53.31 |
$17,011,000 |
336,317 |
2.31% |
724,000 |
-5,915 |
0.003 |
N/A |
|
|
ITOT |
iShares Core S&P Total US |
7 |
- |
$114.52 |
$16,183,000 |
153,787 |
2.2% |
1,139,000 |
-5,937 |
0.042 |
Closed - End Fund - E... |
|
|
AAPL |
Apple Inc |
9 |
- |
$183.05 |
$13,958,000 |
72,498 |
1.89% |
1,515,000 |
-177 |
0 |
Personal Computers |
|
|
IWB |
ishares trust Russell 1000 |
12 |
- |
$286.17 |
$13,289,000 |
50,672 |
1.8% |
1,226,000 |
-678 |
0.038 |
Closed - End Fund - E... |
|
|
SPY |
Standard & Poors Depository... |
13 |
- |
$520.84 |
$13,261,000 |
27,899 |
1.8% |
1,059,000 |
-645 |
0 |
Closed - End Fund - E... |
|
|
IEFA |
Ishares Core Msci Eafe |
14 |
- |
$0.00 |
$12,096,000 |
171,935 |
1.64% |
273,000 |
-11,788 |
0.001 |
N/A |
|
|
IWW |
iShares Russell 3000 Value |
16 |
- |
$89.21 |
$11,470,000 |
136,017 |
1.56% |
827,000 |
-6,617 |
0.015 |
Closed - End Fund - E... |
|
|
IJR |
iShares Core S&P Small-Cap |
23 |
- |
$108.98 |
$9,450,000 |
87,295 |
1.28% |
387,000 |
-8,781 |
0.015 |
Closed - End Fund - E... |
|
|
VTV |
Vanguard Value VIPERS |
25 |
- |
$161.40 |
$8,562,000 |
57,270 |
1.16% |
381,000 |
-2,042 |
0.01 |
Closed - End Fund - E... |
|
|
VEA |
Vanguard Europe Pacific ETF |
28 |
- |
$49.56 |
$7,764,000 |
162,087 |
1.05% |
631,000 |
-1,062 |
0.007 |
Closed - End Fund - F... |
|
|
BRK.B |
Berkshire Hathaway B |
32 |
- |
$412.05 |
$6,360,000 |
17,833 |
0.86% |
82,000 |
-88 |
0.001 |
Property & Casualty I... |
|
|
BAB |
Invesco Taxable Municipal B... |
33 |
- |
$26.16 |
$6,312,000 |
234,565 |
0.86% |
-593,000 |
-38,453 |
0.356 |
N/A |
|
|
VSS |
Vanguard FTSE All-Wld ex-US... |
36 |
- |
$118.23 |
$5,726,000 |
49,779 |
0.78% |
19,000 |
-3,956 |
0.011 |
Closed - End Fund - Debt |
|
|
IVE |
iShares S&P 500/BARRA Value |
37 |
- |
$184.22 |
$5,683,000 |
32,680 |
0.77% |
542,000 |
-738 |
0.023 |
Closed - End Fund - E... |
|
|
DFSD |
Dfa Dimensional Short-durat... |
39 |
- |
$0.00 |
$5,555,000 |
118,156 |
0.75% |
-32,000 |
-2,313 |
0.131 |
N/A |
|
|
DFAC |
Dimensional U S Core Equity... |
42 |
- |
$31.62 |
$4,929,000 |
168,639 |
0.67% |
421,000 |
-3,425 |
0.019 |
N/A |
|
|
SCHP |
Schwab U.S. Tips Etf |
43 |
- |
$51.58 |
$4,871,000 |
93,320 |
0.66% |
-680,000 |
-16,626 |
0.031 |
N/A |
|
|
IXUS |
Ishares Core Msci Total Int... |
44 |
- |
$68.68 |
$4,429,000 |
68,214 |
0.6% |
37,000 |
-5,006 |
0.002 |
N/A |
|
|
MLN |
Vaneck Vectors Amt Free Lon... |
45 |
- |
$0.00 |
$4,428,000 |
242,608 |
0.6% |
-313,000 |
-41,085 |
0.27 |
N/A |
|
|
DIA |
Diamonds Trust |
46 |
- |
$395.18 |
$4,369,000 |
11,592 |
0.59% |
437,000 |
-146 |
0.014 |
Closed - End Fund - E... |
|
|
SCHO |
Schwab Short-Term U.S. Tre... |
47 |
- |
$47.92 |
$4,323,000 |
89,225 |
0.59% |
-55,000 |
-2,201 |
0.006 |
N/A |
|
|
NAD |
Nuveen Dividend Advantage M... |
48 |
- |
$11.21 |
$4,170,000 |
364,172 |
0.57% |
281,000 |
-19,313 |
0.18 |
Closed - End Fund - E... |
|
|
SCHA |
Schwab Strategic Trust |
52 |
- |
$48.03 |
$3,887,000 |
82,291 |
0.53% |
96,000 |
-9,232 |
0.006 |
Closed - End Fund - Debt |
|
|
NEA |
Nuveen Insured Tax Free Adv... |
55 |
- |
$10.83 |
$3,653,000 |
332,049 |
0.5% |
316,000 |
-12,731 |
0.149 |
Closed - End Fund - Debt |
|
|
PZA |
Invesco National AMT-Free M... |
56 |
- |
$23.72 |
$3,508,000 |
145,075 |
0.48% |
-398,000 |
-31,187 |
0.182 |
Meat Products |
|
|
EWX |
Spdr Index Shares Fu |
57 |
- |
$57.38 |
$3,439,000 |
60,918 |
0.47% |
123,000 |
-1,090 |
0.486 |
Closed - End Fund - E... |
|
|
DFAE |
Dfa Dimensional Emerging Co... |
58 |
- |
$0.00 |
$3,342,000 |
138,627 |
0.45% |
124,000 |
-3,962 |
0.023 |
N/A |
|
|
MSFT |
Microsoft Corp |
60 |
- |
$414.74 |
$3,313,000 |
8,810 |
0.45% |
419,000 |
-356 |
0 |
Application Software |
|
|
SLYV |
streetTRACKS Dow Jones US S... |
62 |
- |
$81.23 |
$3,092,000 |
37,113 |
0.42% |
99,000 |
-4,238 |
0.093 |
Closed - End Fund - E... |
|
|
IJS |
iShares S&P SmCp 600/BRR Vl |
65 |
- |
$100.52 |
$2,947,000 |
28,593 |
0.4% |
333,000 |
-700 |
0.037 |
Closed - End Fund - E... |
|
|
VEU |
Vanguard FTSE All-World ETF |
67 |
- |
$57.31 |
$2,804,000 |
49,943 |
0.38% |
205,000 |
-170 |
0.01 |
Closed - End Fund - F... |
|
|
MUB |
iShares S&P National Munici... |
68 |
- |
$106.80 |
$2,571,000 |
23,718 |
0.35% |
-1,658,000 |
-17,522 |
0.001 |
Closed - End Fund - E... |
|
|
WIW |
Western Asset Claymore Us T... |
72 |
- |
$8.55 |
$2,286,000 |
263,663 |
0.31% |
-11,000 |
-15,481 |
0.431 |
Closed - End Fund - Debt |
|
|
PZT |
Invesco New York Amtfree Mu... |
76 |
- |
$22.97 |
$1,927,000 |
83,365 |
0.26% |
-218,000 |
-17,622 |
2.084 |
N/A |
|
|
OEF |
iShares S&P 100 Index |
77 |
- |
$247.84 |
$1,899,000 |
8,502 |
0.26% |
178,000 |
-75 |
0.017 |
Closed - End Fund - E... |
|
|
DIHP |
Dfa Dimensional Internatl H... |
81 |
- |
$0.00 |
$1,684,000 |
65,645 |
0.23% |
7,000 |
-6,660 |
0.073 |
N/A |
|
|
TFI |
Spdr Brcly Cap Muni Bond |
85 |
- |
$45.99 |
$1,524,000 |
32,422 |
0.21% |
-213,000 |
-7,330 |
0.005 |
Closed - End Fund - E... |
|
|
JPM |
JP Morgan Chase & Co |
86 |
- |
$198.77 |
$1,459,000 |
8,578 |
0.2% |
151,000 |
-442 |
0 |
Domestic Money Center... |
|
|
SCHV |
Schwab Strategic Trust |
87 |
- |
$74.81 |
$1,401,000 |
19,991 |
0.19% |
108,000 |
-74 |
0.015 |
Closed - End Fund - Debt |
|
|
QUAL |
Ishares Msci Usa Quality Fa... |
91 |
- |
$0.00 |
$1,264,000 |
8,589 |
0.17% |
-217,000 |
-2,650 |
0 |
N/A |
|
|
VMBS |
Vanguard Mortgage-Backed S |
93 |
- |
$44.82 |
$1,207,000 |
26,046 |
0.16% |
-701,000 |
-17,545 |
0.003 |
Closed - End Fund - Debt |
|
|
TSLA |
Tesla Motors Inc |
94 |
- |
$177.81 |
$1,186,000 |
4,774 |
0.16% |
-84,000 |
-300 |
0 |
Auto Manufacturers |
|
|
JSCP |
Jpmorgan Short Duration Cor... |
96 |
- |
$0.00 |
$1,172,000 |
25,185 |
0.16% |
-2,000 |
-705 |
0.028 |
N/A |
|
|
COST |
Costco Wholesale Corp |
97 |
- |
$787.19 |
$1,157,000 |
1,753 |
0.16% |
146,000 |
-37 |
0 |
Discount, Variety Stores |
|
|
NXN |
Nuveen New York Select Tax ... |
98 |
- |
$11.84 |
$1,142,000 |
97,218 |
0.15% |
5,000 |
-1,271 |
2.477 |
Closed - End Fund - Debt |
|
|
IWM |
iShares Tr Russell 2000 Indx |
99 |
- |
$204.31 |
$1,139,000 |
5,672 |
0.15% |
99,000 |
-212 |
0 |
Closed - End Fund - E... |
|
|
HYD |
VanEck Vectors High-Yield M... |
100 |
- |
$0.00 |
$1,133,000 |
21,950 |
0.15% |
-610,000 |
-13,570 |
0.045 |
Closed - End Fund - Debt |
|
|
LQDW |
Ishares Investment Grade Co... |
102 |
- |
$0.00 |
$1,100,000 |
37,076 |
0.15% |
-390,000 |
-10,195 |
0.412 |
N/A |
|
|
NAN |
Nuveen New York Dividend Ad... |
105 |
- |
$10.84 |
$1,087,000 |
98,459 |
0.15% |
-49,000 |
-19,003 |
1.063 |
Closed - End Fund - E... |
|
|
NZF |
Nuveen Dividend Advantage M... |
108 |
- |
$12.04 |
$1,040,000 |
88,014 |
0.14% |
109,000 |
-1,203 |
0.045 |
Closed - End Fund - Debt |
|
|
SBI |
Western Asset Intermediate ... |
109 |
- |
$7.82 |
$1,018,000 |
132,172 |
0.14% |
-282,000 |
-49,333 |
0.939 |
Closed - End Fund - Debt |
|
|
NCA |
Nuveen California Municipal... |
115 |
- |
$8.83 |
$943,000 |
105,245 |
0.13% |
-72,000 |
-18,346 |
0.378 |
Closed - End Fund - Debt |
|
|
FREL |
Fidelity Msci Real Estate I... |
117 |
- |
$0.00 |
$859,000 |
32,231 |
0.12% |
-245,000 |
-16,308 |
0.07 |
N/A |
|
|
HD |
Home Depot Inc |
118 |
- |
$346.43 |
$855,000 |
2,468 |
0.12% |
-154,000 |
-871 |
0 |
Home Improvement Stores |
|
|
PEP |
Pepsico Inc |
119 |
- |
$179.79 |
$847,000 |
4,986 |
0.11% |
0 |
-15 |
0 |
Beverage Soft Drinks... |
|
|
DFAX |
Dimensional Funds plc - Wor... |
122 |
- |
$25.83 |
$799,000 |
32,708 |
0.11% |
-148,000 |
-9,340 |
0.004 |
N/A |
|
|
LEMB |
Ishares Emerging Markets Lo... |
125 |
- |
$35.43 |
$736,000 |
20,040 |
0.1% |
-38,000 |
-2,195 |
0.167 |
N/A |
|
|
PG |
Procter & Gamble Co |
127 |
- |
$166.85 |
$706,000 |
4,815 |
0.1% |
1,000 |
-21 |
0 |
Cleaning Products |
|
|
NRK |
Nuveen Insured New York Tax... |
129 |
- |
$10.87 |
$684,000 |
64,910 |
0.09% |
-176,000 |
-26,091 |
0 |
Closed - End Fund - Debt |
|
|
GS |
Goldman Sachs Group Inc |
131 |
- |
$454.73 |
$667,000 |
1,728 |
0.09% |
44,000 |
-198 |
0.001 |
Investment Brokerage ... |
|
|
BBWI |
Bath & Body Works, Inc |
132 |
- |
$47.55 |
$662,000 |
15,344 |
0.09% |
133,000 |
-300 |
0.006 |
Apparel Stores |
|
|
UNP |
Union Pacific Corp |
133 |
- |
$247.40 |
$649,000 |
2,644 |
0.09% |
88,000 |
-113 |
0 |
Railroads |
|
|
EDD |
Morgan Stanley Emerging Mar... |
134 |
- |
$4.62 |
$644,000 |
138,119 |
0.09% |
-1,560,000 |
-379,262 |
0.206 |
Closed - End Fund - Debt |
|
|
GOOG |
Alphabet Inc |
135 |
- |
$170.29 |
$625,000 |
4,438 |
0.08% |
20,000 |
-147 |
0 |
Search Engines & Info... |
|
|
TLT |
iShares Tr Lehman 20+yr Tres |
136 |
- |
$90.12 |
$616,000 |
6,233 |
0.08% |
-139,000 |
-2,275 |
0.001 |
Closed - End Fund - E... |
|
|
AMZN |
Amazon.com Inc |
137 |
- |
$187.48 |
$587,000 |
3,865 |
0.08% |
72,000 |
-183 |
0 |
Internet Software & S... |
|
|
CSCO |
Cisco Systems Inc |
139 |
- |
$48.06 |
$549,000 |
10,862 |
0.07% |
-35,000 |
-10 |
0 |
Networking & Communic... |
|
|
EBND |
Spdr Barclays Capital Emerg... |
140 |
- |
$20.20 |
$541,000 |
25,465 |
0.07% |
-124,000 |
-8,065 |
0.003 |
N/A |
|
|
SLQD |
iShares 0-5 Year Investment... |
141 |
- |
$49.02 |
$535,000 |
10,874 |
0.07% |
-30,000 |
-895 |
0.027 |
N/A |
|
|
DISV |
Dfa Dimensional Internation... |
142 |
- |
$0.00 |
$524,000 |
20,303 |
0.07% |
34,000 |
-285 |
0.023 |
N/A |
|
|
HIO |
Western Asset High Income O... |
143 |
- |
$3.78 |
$503,000 |
130,224 |
0.07% |
-103,000 |
-36,288 |
0.101 |
Closed - End Fund - Debt |
|
|
DNP |
DNP Select Income Fund Inc |
144 |
- |
$9.02 |
$501,000 |
59,042 |
0.07% |
-119,000 |
-6,103 |
0.021 |
Closed - End Fund - E... |
|
|
JNJ |
Johnson & Johnson |
148 |
- |
$149.91 |
$466,000 |
2,976 |
0.06% |
-36,000 |
-245 |
0 |
Drug Manufacturers - ... |
|
|
CVX |
Chevron Corp |
150 |
- |
$165.82 |
$459,000 |
3,079 |
0.06% |
-281,000 |
-1,311 |
0 |
Integrated Oil & Gas |
|
|
DFEV |
Dfa Dimensional Emerging Ma... |
153 |
- |
$0.00 |
$433,000 |
17,177 |
0.06% |
7,000 |
-807 |
0.019 |
N/A |
|
|
FB |
Meta Platforms Inc |
158 |
- |
$476.20 |
$390,000 |
1,102 |
0.05% |
59,000 |
-1 |
0 |
Internet Service Prov... |
|
|
IWD |
iShares Russell 1000 Value |
159 |
- |
$176.89 |
$388,000 |
2,348 |
0.05% |
22,000 |
-60 |
0.001 |
Closed - End Fund - E... |
|
|
XOM |
Exxon Mobil Corp |
162 |
- |
$117.96 |
$383,000 |
3,826 |
0.05% |
-73,000 |
-51 |
0 |
Integrated Oil & Gas |
|
|
CAT |
Caterpillar Inc |
163 |
- |
$354.79 |
$371,000 |
1,254 |
0.05% |
26,000 |
-11 |
0 |
Farm & Construction M... |
|
|
SHYD |
VanEck Vectors Short High-Y... |
167 |
- |
$0.00 |
$353,000 |
15,967 |
0.05% |
-211,000 |
-10,100 |
0.018 |
N/A |
|
|
NAC |
Nuveen California Dividend ... |
170 |
- |
$11.03 |
$346,000 |
31,231 |
0.05% |
-31,000 |
-7,882 |
0 |
Closed - End Fund - E... |
|
|
VIG |
Vanguard Dividend Appreciat... |
175 |
- |
$181.14 |
$296,000 |
1,739 |
0.04% |
-19,000 |
-290 |
0 |
Closed - End Fund - Debt |
|
|
DFAT |
Dimensional U S Targeted Va... |
176 |
- |
$53.58 |
$286,000 |
5,473 |
0.04% |
-101,000 |
-3,000 |
0.001 |
N/A |
|
|
TOTL |
SPDR DoubleLine Total Retur... |
184 |
- |
$39.33 |
$261,000 |
6,488 |
0.04% |
-49,000 |
-1,528 |
0.007 |
N/A |
|
|
IVW |
ishares tr S&P 500 BARRA GR |
192 |
- |
$84.71 |
$236,000 |
3,143 |
0.03% |
15,000 |
-92 |
0.001 |
Closed - End Fund - E... |
|
|
BA |
Boeing Co |
195 |
- |
$178.51 |
$228,000 |
875 |
0.03% |
60,000 |
-2 |
0 |
Aerospace/Defense - M... |
|
|
DFIP |
Dfa Dimensional Inflation-p... |
194 |
- |
$0.00 |
$228,000 |
5,515 |
0.03% |
-7,000 |
-390 |
0 |
N/A |
|
|
AXP |
American Express Co |
197 |
- |
$242.30 |
$220,000 |
1,174 |
0.03% |
26,000 |
-125 |
0 |
Credit Services |
|
|
NYF |
iShares S&P NY AMT-Free Mun... |
200 |
- |
$53.49 |
$216,000 |
3,992 |
0.03% |
-9,000 |
-407 |
0.048 |
N/A |
|
|
ESGU |
Ishares Msci Usa Esg Optimized |
204 |
- |
$0.00 |
$194,000 |
1,850 |
0.03% |
-97,000 |
-1,250 |
0 |
N/A |
|
|
CVS |
CVS/Caremark Corp |
207 |
- |
$55.82 |
$190,000 |
2,406 |
0.03% |
21,000 |
-19 |
0 |
Drug Stores |
|
|
KMI |
Kinder Morgan Inc |
209 |
- |
$19.08 |
$187,000 |
10,606 |
0.03% |
11,000 |
-23 |
0.013 |
Gas Utilities |
|
|
USMV |
iShares MSCI USA Minimum Vo... |
217 |
- |
$0.00 |
$178,000 |
2,283 |
0.02% |
-5,000 |
-245 |
0 |
N/A |
|
|
MDLZ |
Mondelez International Inc |
219 |
- |
$71.20 |
$176,000 |
2,428 |
0.02% |
5,000 |
-30 |
0.042 |
Food - Major Diversified |
|
|
VUG |
Vanguard Growth VIPERS |
221 |
- |
$343.81 |
$173,000 |
558 |
0.02% |
16,000 |
-20 |
0 |
Closed - End Fund - E... |
|
|
IEF |
iShares Lehman 7-10 Year Tr... |
233 |
- |
$92.50 |
$165,000 |
1,713 |
0.02% |
-1,000 |
-100 |
0 |
Closed - End Fund - E... |
|
|
ABBV |
Abbvie Inc. |
235 |
- |
$160.75 |
$160,000 |
1,031 |
0.02% |
-12,000 |
-120 |
0 |
Drug Manufacturers - ... |
|
|
APD |
Air Products & Chemicals Inc |
236 |
- |
$250.55 |
$152,000 |
554 |
0.02% |
-5,000 |
-1 |
0 |
Diversified Chemicals |
|
